Last 12 months
Inside the activity.
11 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2017 Filed Jan 5, 2017 21:31 UTC |
St Peter StevenDirector
|
Exercise / conversionCommon Stock, par value $0.0001 per share | 10,000 | $2.59 | $25,900.00 |
DisclosureSEC source: 0001144204-17-000878 · v456313_4.xml · nonDerivative · entry 1 St Peter Steven · CIK 0001352447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:15 UTC |
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,657 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001144204-16-140974 · v455595_4.xml · derivative · entry 4 MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,312 Underlying: Common Stock · 17,657 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on December 3, 2015, and vest over a 3 year period with 25% vesting on the grant date and an additional 25% vesting on each of the first, second and third anniversaries of the grant date. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:15 UTC |
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001144204-16-140974 · v455595_4.xml · derivative · entry 3 MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options became exercisable in 4 equal annual installments, with the first installment exercisable on December 8, 2014. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:15 UTC |
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
|
Exercise / conversionCommon Stock, par value $0.0001 per share | 17,657 | $1.66 | $29,310.62 |
DisclosureSEC source: 0001144204-16-140974 · v455595_4.xml · nonDerivative · entry 2 MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:15 UTC |
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
|
Exercise / conversionCommon Stock, par value $0.0001 per share | 5,000 | $1.71 | $8,550.00 |
DisclosureSEC source: 0001144204-16-140974 · v455595_4.xml · nonDerivative · entry 1 MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 21:54 UTC |
FROHLICH PHIL10% owner
|
SaleCommon Stock, par value $0.0001 per share | 436,324 | $3.26 | $1,422,416.24 |
DisclosureSEC source: 0000899243-16-035242 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,626,403 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2 · ownership.nature: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:54 UTC |
FROHLICH PHIL10% owner
|
SaleCommon Stock, par value $0.0001 per share | 440,479 | $3.25 | $1,431,556.75 |
DisclosureSEC source: 0000899243-16-035242 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,062,727 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2 · ownership.nature: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:54 UTC |
FROHLICH PHIL10% owner
|
SaleCommon Stock, par value $0.0001 per share | 477,829 | $3.26 | $1,557,722.54 |
DisclosureSEC source: 0000899243-16-035242 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,503,206 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2 · ownership.nature: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 19:06 UTC |
Runge Jeffrey W.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001144204-16-137321 · v454222_4.xml · derivative · entry 2 Runge Jeffrey W. · CIK 0001479091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 19:06 UTC |
Runge Jeffrey W.Director
|
Exercise / conversionCommon Stock, par value $0.0001 per share | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001144204-16-137321 · v454222_4.xml · nonDerivative · entry 1 Runge Jeffrey W. · CIK 0001479091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
GILL JOHNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001144204-16-136389 · v453827_4.xml · derivative · entry 2 GILL JOHN · CIK 0001409939 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
GILL JOHNDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 100,000 | $2.20 | $220,000.00 |
DisclosureSEC source: 0001144204-16-136389 · v453827_4.xml · nonDerivative · entry 1 GILL JOHN · CIK 0001409939 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 20 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 19 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 18,361 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 18 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,361 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 17 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2024-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 16 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 15 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 52,139 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 14 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,139 shares Expires 2021-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 13 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 12 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · derivative · entry 11 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 10 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.69 | $33,800.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 9 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 18,361 | $1.81 | $33,233.41 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 8 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.51 | $30,200.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 7 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.64 | $32,800.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 6 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.45 | $29,000.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 5 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 52,139 | $2.67 | $139,211.13 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 4 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 60,000 | $2.67 | $160,200.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 3 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 2 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:47 UTC |
SAYARE MITCHELDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.52 | $30,400.00 |
DisclosureSEC source: 0001144204-16-136387 · v453826_4.xml · nonDerivative · entry 1 SAYARE MITCHEL · CIK 0001201196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 13 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 12 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 135,660 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 11 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,660 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $1.94 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 10 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 9 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,573 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · derivative · entry 8 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,573 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 6 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 20,000 | $1.69 | $33,800.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 5 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 135,660 | $1.71 | $231,978.60 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 4 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 240,000 | $1.94 | $465,600.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 3 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 37,500 | $1.19 | $44,625.00 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 2 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:46 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock, $0.0001 par value per share | 30,573 | $2.46 | $75,209.58 |
DisclosureSEC source: 0001144204-16-136385 · v453824_4.xml · nonDerivative · entry 1 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 15 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 14 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2024-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 13 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 12 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 11 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:30 UTC |
SCHAFFER DERACE LDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 10 SCHAFFER DERACE L · CIK 0001031735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.