Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Modsys International LtdMDSY · Entity 174184 | 10% owner | March 29, 2017 | April 04, 2017 |
| NATURES SUNSHINE PRODUCTS INCNATR · Entity 1465 | 10% owner | August 17, 2026 | August 19, 2026 |
| Performant Healthcare IncPFMT · Entity 74046 | 10% owner | May 10, 2023 | May 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Modsys International Ltd
Report date March 29, 2017 · Filed April 04, 2017
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2020-03-28 | IndirectSee Footnote 2 | 1,073,653 |
Reported balance
After 2017-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-29 · Other · Acquired 819,964 · Balance 1,073,653 F3: These warrants were issued in exchange for the Reporting Persons providing and extending a guaranty with respect to a credit agreement by and among Modern Systems Corporation and MS Modernization Services, Inc., a wholly owned subsidiary and a majority owned subsidiary of the Issuer, and Comerica Bank (the "Credit Agreement"). F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Ordinary shares, NIS 0.04 par value (the "Common Stock"), of Modsys International Ltd. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Ordinary shares, NIS 0.04 par value (the "Common Stock"), of Modsys International Ltd. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership.
F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
F3: These warrants were issued in exchange for the Reporting Persons providing and extending a guaranty with respect to a credit agreement by and among Modern Systems Corporation and MS Modernization Services, Inc., a wholly owned subsidiary and a majority owned subsidiary of the Issuer, and Comerica Bank (the "Credit Agreement").
NATURES SUNSHINE PRODUCTS INC
Report date August 17, 2026 · Filed August 19, 2026
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., PRESCOTT GROUP AGGRESSIVE SMALL CAP LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee Footnote | 1,944,486 |
Reported balance
After 2026-08-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-17 · Purchase · Acquired 20,000 · Balance 1,944,486 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Performant Healthcare Inc
Report date May 10, 2023 · Filed May 12, 2023
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., PRESCOTT GROUP AGGRESSIVE SMALL CAP LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 15,793,291 |
Reported balance
After 2023-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-10 · Purchase · Acquired 30,000 · Balance 15,793,291 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Adeptus Health Inc.
Report date February 03, 2017 · Filed February 06, 2017
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
Section 16 reporting ended · disclosed 2017-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,594,352 |
Reported balance
After 2017-02-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-03 · Sale · Disposed 102,192 · Balance 1,594,352 F3: The sales price represents a weighted average of the sales price for multiple transactions on the same trading day. The range of sale prices was $7.18 to $7.27. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Class A Common Stock, $0.01 par value per share (the "Common Stock"), of Adeptus Health Inc. (the "Issuer") purchased by (i) Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds") and (ii) Prescott Group Aggressive Mid Cap, L.P. ("Prescott Mid Cap"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly 1,594,352 shares of Common Stock of the Issuer through the accounts of the Master Fund and Prescott Mid Cap, for which Prescott Capital is the Investment Manager and/or general partner. The Master Fund holds the Common Stock for the accounts of the Small Cap Funds, for which Prescott Capital is the Investment Manager. Prescott Mid Cap holds the Common Stock directly. Prescott Capital receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, the Small Cap Funds and Prescott Mid Cap. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Class A Common Stock, $0.01 par value per share (the "Common Stock"), of Adeptus Health Inc. (the "Issuer") purchased by (i) Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds") and (ii) Prescott Group Aggressive Mid Cap, L.P. ("Prescott Mid Cap"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: Prescott Capital holds indirectly 1,594,352 shares of Common Stock of the Issuer through the accounts of the Master Fund and Prescott Mid Cap, for which Prescott Capital is the Investment Manager and/or general partner. The Master Fund holds the Common Stock for the accounts of the Small Cap Funds, for which Prescott Capital is the Investment Manager. Prescott Mid Cap holds the Common Stock directly. Prescott Capital receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, the Small Cap Funds and Prescott Mid Cap. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
F3: The sales price represents a weighted average of the sales price for multiple transactions on the same trading day. The range of sale prices was $7.18 to $7.27. The Reporting Persons will provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Altimmune, Inc.
Report date December 07, 2016 · Filed December 09, 2016
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
Section 16 reporting ended · disclosed 2016-12-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,626,403 |
Last balance in matching sequence
After 2016-12-09 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2016-12-07 · Sale · Disposed 477,829 · Balance 7,503,206 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Row 2 · 2016-12-08 · Sale · Disposed 440,479 · Balance 7,062,727 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Row 3 · 2016-12-09 · Sale · Disposed 436,324 · Balance 6,626,403 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the shares of Common Stock, par value $0.0001 per share (the "Common Stock"), of PharmAthene, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership.
F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
DESTINATION XL GROUP, INC.
Report date January 15, 2019 · Filed January 16, 2019
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
Section 16 reporting ended · disclosed 2019-01-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 4,947,881 |
Reported balance
After 2019-01-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-15 · Sale · Disposed 185,047 · Balance 4,947,881 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.01 par value (the "Common Stock"), of Destination XL Group, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.01 par value (the "Common Stock"), of Destination XL Group, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
MARCHEX INC
Report date November 03, 2017 · Filed November 06, 2017
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
Section 16 reporting ended · disclosed 2017-11-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,198,949 |
Reported balance
After 2017-11-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-03 · Sale · Disposed 1,100,000 · Balance 3,198,949 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Class B Common Stock, $0.01 par value per share (the "Common Stock"), of Marchex, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Class B Common Stock, $0.01 par value per share (the "Common Stock"), of Marchex, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Sequential Brands Group, Inc.
Report date May 27, 2020 · Filed May 29, 2020
Jointly reported with PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,464,735 |
Last balance in matching sequence
After 2020-05-27 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-05-27 · Sale · Disposed 2,182,400 · Balance 5,659,413 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Row 2 · 2020-05-27 · Sale · Disposed 725,916 · Balance 4,933,497 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Row 3 · 2020-05-27 · Sale · Disposed 1,468,762 · Balance 3,464,735 F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 19, 2026 20:42 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 20,000 | $14.69 | $293,800.00 |
DisclosureSEC source: 0001166152-26-000011 · primary_doc.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,944,486 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 10,000 | $16.01 | $160,100.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 13 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,924,486 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 13,072 | $15.78 | $206,276.16 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 12 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,914,486 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 16,928 | $15.80 | $267,462.40 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 11 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,901,414 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 876 | $15.64 | $13,700.64 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 10 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,884,486 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 10,000 | $16.72 | $167,200.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 9 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,883,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 20,000 | $16.69 | $333,800.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 8 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,873,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 30,000 | $16.68 | $500,400.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 7 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,853,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 5,000 | $16.62 | $83,100.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 6 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,823,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 20,000 | $16.55 | $331,000.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,818,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 1,000 | $16.48 | $16,480.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,798,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 10,000 | $16.46 | $164,600.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,797,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 2,513 | $16.75 | $42,092.75 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,787,610 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 23:15 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | PurchaseCommon Stock, no par value | 2,000 | $16.35 | $32,700.00 |
DisclosureSEC source: 0001166152-26-000010 · primary_doc.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,785,097 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:26 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 30,000 | $2.61 | $78,300.00 |
DisclosureSEC source: 0000899243-23-012851 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 15,793,291 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| March 17, 2023 Filed Mar 17, 2023 21:26 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 300,182 | $2.66 | $798,484.12 |
DisclosureSEC source: 0000899243-23-008925 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,763,291 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 21:26 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 2,770 | $2.80 | $7,756.00 |
DisclosureSEC source: 0000899243-23-008925 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,463,109 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:26 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 5,635 | $2.85 | $16,059.75 |
DisclosureSEC source: 0000899243-23-008925 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,460,339 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 17:19 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $2.84 | $284,000.00 |
DisclosureSEC source: 0000899243-22-012440 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,454,704 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were purchased in multiple transactions at prices ranging from $2.80 to $2.88, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnote (3) to this Form 4. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 22:33 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 168,210 | $1.89 | $317,916.90 |
DisclosureSEC source: 0000899243-22-003679 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,354,704 F4 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $1.86 to $1.91, inclusive. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 22:33 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 115,025 | $1.91 | $219,697.75 |
DisclosureSEC source: 0000899243-22-003679 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,186,494 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $1.90 to $1.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 02:21 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 444,685 | $1.96 | $871,582.60 |
DisclosureSEC source: 0000899243-22-003234 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,071,469 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $1.91 to $2.01, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnote (3) to this Form 4. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 21, 2022 Filed Jan 26, 2022 02:21 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 106,621 | $2.01 | $214,308.21 |
DisclosureSEC source: 0000899243-22-003234 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,626,784 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 02:32 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 249,761 | $2.03 | $507,014.83 |
DisclosureSEC source: 0000899243-22-002567 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,520,163 F5 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.01 to $2.03, inclusive. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 02:32 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 71,136 | $2.03 | $144,406.08 |
DisclosureSEC source: 0000899243-22-002567 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,270,402 F4 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.01 to $2.04, inclusive. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 14, 2022 Filed Jan 20, 2022 02:32 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 175,322 | $2.06 | $361,163.32 |
DisclosureSEC source: 0000899243-22-002567 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,199,266 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.05 to $2.08, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4. F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 00:40 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 40,899 | $2.06 | $84,251.94 |
DisclosureSEC source: 0000899243-22-001812 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,023,944 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 29, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 156,612 | $2.28 | $357,075.36 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 6 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,983,045 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 29, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 7,565 | $2.27 | $17,172.55 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,826,433 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 45,301 | $2.29 | $103,739.29 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,818,868 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 310,751 | $2.28 | $708,512.28 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,773,567 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 23,313 | $2.27 | $52,920.51 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,462,816 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 1,000 | $2.26 | $2,260.00 |
DisclosureSEC source: 0000899243-21-050053 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,439,503 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 06, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 140,000 | $3.58 | $501,200.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 11 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,438,503 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 06, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 643 | $3.56 | $2,289.08 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 10 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,298,503 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 06, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 200 | $3.57 | $713.80 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 9 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,297,860 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 06, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 200 | $3.57 | $713.60 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 8 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,297,660 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 06, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 140,900 | $3.57 | $503,013.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 7 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,297,460 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 116,299 | $3.61 | $419,839.39 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 6 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,156,560 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $3.60 | $180,000.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,040,261 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $3.66 | $183,000.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 4 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,990,261 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 40,000 | $3.65 | $146,000.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,940,261 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 65,700 | $3.63 | $238,491.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,900,261 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 249,300 | $3.62 | $902,466.00 |
DisclosureSEC source: 0000899243-21-039489 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,834,561 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 17:52 UTC | Performant Healthcare Inc PFMT · Entity 74046 | PurchaseCommon Stock, par value $0.0001 per share | 40,000 | $3.70 | $148,000.00 |
DisclosureSEC source: 0000899243-21-033613 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP LP · CIK 0001127428 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP · CIK 0001279882 · 10% owner PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP · CIK 0001279880 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,585,261 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:15 UTC | Sequential Brands Group, Inc. SQBG · Entity 135806 | SaleCommon Stock, par value $0.01 per share | 1,468,762 | $0.19 | $279,064.78 |
DisclosureSEC source: 0000899243-20-014553 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,464,735 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:15 UTC | Sequential Brands Group, Inc. SQBG · Entity 135806 | SaleCommon Stock, par value $0.01 per share | 725,916 | $0.21 | $152,442.36 |
DisclosureSEC source: 0000899243-20-014553 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,933,497 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:15 UTC | Sequential Brands Group, Inc. SQBG · Entity 135806 | SaleCommon Stock, par value $0.01 per share | 2,182,400 | $0.20 | $436,480.00 |
DisclosureSEC source: 0000899243-20-014553 · doc4.xml · nonDerivative · entry 1 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,659,413 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:31 UTC | Sequential Brands Group, Inc. SQBG · Entity 135806 | SaleCommon Stock, par value $0.01 per share | 3,180 | $0.27 | $858.60 |
DisclosureSEC source: 0000899243-20-012403 · doc4.xml · nonDerivative · entry 3 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,841,813 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:31 UTC | Sequential Brands Group, Inc. SQBG · Entity 135806 | SaleCommon Stock, par value $0.01 per share | 572,054 | $0.28 | $160,175.12 |
DisclosureSEC source: 0000899243-20-012403 · doc4.xml · nonDerivative · entry 2 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. · CIK 0001166152 · 10% owner FROHLICH PHIL · CIK 0001127429 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,844,993 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. F2 · ownership.nature: This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.