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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2023 Filed Feb 14, 2023 16:26 UTC
Eifert ThomasVP, Program Mgmt & Prod Pln
Exercise / conversionCommon Stock 743 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003414 · form4.xml · nonDerivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Program Mgmt & Prod Pln

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:29 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003418 · form4.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:29 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003418 · form4.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:29 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 584 $45.32 $26,466.88
Disclosure

SEC source: 0001062993-23-003418 · form4.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,312

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:29 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003418 · form4.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:29 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003418 · form4.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionDividend Equivalent Rights · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003424 · form4.xml · derivative · entry 5

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237

Underlying: Common Stock · 36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionRestricted Stock Units · Derivative 920 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003424 · form4.xml · derivative · entry 4

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

Underlying: Common Stock · 920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Tax withholdingCommon Stock 325 $45.32 $14,729.00
Disclosure

SEC source: 0001062993-23-003424 · form4.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,521

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 36 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003424 · form4.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
Exercise / conversionCommon Stock 920 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003424 · form4.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Graziosi David S.President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003420 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Graziosi David S.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,720 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003420 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

Underlying: Common Stock · 12,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Graziosi David S.President and CEO
Tax withholdingCommon Stock 5,856 $45.32 $265,393.92
Disclosure

SEC source: 0001062993-23-003420 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,945

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003420 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:32 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 12,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003420 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:24 UTC
Milburn Ryan A.VP, Product Engineering
Exercise / conversionDividend Equivalent Rights · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003409 · form4.xml · derivative · entry 8

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:24 UTC
Milburn Ryan A.VP, Product Engineering
Exercise / conversionRestricted Stock Units · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003409 · form4.xml · derivative · entry 7

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:24 UTC
Milburn Ryan A.VP, Product Engineering
Tax withholdingCommon Stock 263 $45.32 $11,919.16
Disclosure

SEC source: 0001062993-23-003409 · form4.xml · nonDerivative · entry 5

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827

F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:24 UTC
Milburn Ryan A.VP, Product Engineering
Exercise / conversionCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003409 · form4.xml · nonDerivative · entry 4

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:24 UTC
Milburn Ryan A.VP, Product Engineering
Exercise / conversionCommon Stock 743 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003409 · form4.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003405 · form4.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 896 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003405 · form4.xml · derivative · entry 4

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897

Underlying: Common Stock · 896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 325 $45.32 $14,729.00
Disclosure

SEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:21 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 896 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:18 UTC
Basso RafaelVP, Operations
Exercise / conversionDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003401 · form4.xml · derivative · entry 5

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:18 UTC
Basso RafaelVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003401 · form4.xml · derivative · entry 4

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:18 UTC
Basso RafaelVP, Operations
Tax withholdingCommon Stock 147 $45.32 $6,662.04
Disclosure

SEC source: 0001062993-23-003401 · form4.xml · nonDerivative · entry 3

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:18 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 15 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003401 · form4.xml · nonDerivative · entry 2

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:18 UTC
Basso RafaelVP, Operations
Exercise / conversionCommon Stock 415 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003401 · form4.xml · nonDerivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:13 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003399 · form4.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:13 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,442 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003399 · form4.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:13 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 864 $45.32 $39,156.48
Disclosure

SEC source: 0001062993-23-003399 · form4.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,659

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:13 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003399 · form4.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:13 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003399 · form4.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:08 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 278 $45.32 $12,598.96
Disclosure

SEC source: 0001062993-23-003390 · form4.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,177

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:08 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003390 · form4.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:08 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 765 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003390 · form4.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 21:19 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 5,624 $46.03 $258,894.09
Disclosure

SEC source: 0001062993-23-002258 · form4.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.0000 to $46.1100. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 16:48 UTC GrantDeferred Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002376 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,316

Underlying: Common Stock · 538 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $45.95, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:49 UTC GrantCommon Stock 462 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002377 · form4.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,192

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $45.95, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:47 UTC GrantCommon Stock 231 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002375 · form4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $45.95, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:19 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 638 $46.01 $29,354.00
Disclosure

SEC source: 0001062993-23-002258 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,624

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.0000 to $46.0300. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:17 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 4,545 $44.00 $199,980.00
Disclosure

SEC source: 0001062993-23-001412 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,262

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Secretary
SaleCommon Stock 4,761 $43.35 $206,389.35
Disclosure

SEC source: 0001062993-23-001078 · form4.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,807

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:03 UTC
Graziosi David S.Chairman and CEO
Exercise / conversionPerformance Stock Units · Derivative 26,769 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000235 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:03 UTC
Graziosi David S.Chairman and CEO
Exercise / conversionPerformance Stock Units · Derivative 97,342 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000235 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:03 UTC
Graziosi David S.Chairman and CEO
Tax withholdingCommon Stock 51,447 $41.60 $2,140,195.20
Disclosure

SEC source: 0001062993-23-000235 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,554

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:03 UTC
Graziosi David S.Chairman and CEO
Exercise / conversionCommon Stock 26,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-000235 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.