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Nasdaq · USD

ALMU

Aeluma, Inc.

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Tapewire entity
6202
SEC CIK
0001828805
Parsed reports
62

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025017
Jan 2026012
Feb 202605
Mar 202602
Apr 202601
May 202607
Jun 202605
Jul 202602
Aug 202606
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2021 Filed Jun 24, 2021 20:35 UTC PurchaseCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001213900-21-033978 · ownership.xml · nonDerivative · entry 2

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,755

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June 22, 2021 Filed Jun 24, 2021 20:35 UTC OtherCommon Stock 276,755 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-033978 · ownership.xml · nonDerivative · entry 1

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,755

F1 · kind: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 276,755 shares of Parc Investment, Inc., now known as Aeluma, Inc.

F1 · price: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 276,755 shares of Parc Investment, Inc., now known as Aeluma, Inc.

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June 22, 2021 Filed Jun 25, 2021 14:40 UTC
McCarthy LeeDirector · CFO, COO · 10% owner
OtherCommon Stock 1,626,995 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-034152 · ownership.xml · nonDerivative · entry 1

McCarthy Lee · CIK 0001869684 · Director · CFO, COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,995

F1 · kind: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.

F1 · price: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.

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June 22, 2021 Filed Jun 25, 2021 18:36 UTC
Klamkin JonathanDirector · CEO · 10% owner
OtherCommon Stock 1,626,995 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-034148 · ownership.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,995

F1 · kind: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.

F1 · price: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.

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June 22, 2021 Filed Jun 30, 2021 01:30 UTC
Tompkins Mark N.10% owner · Former Director
PurchaseCommon stock, par value $0.0001 per share 250,000 $2.00 $500,000.00
Disclosure

SEC source: 0001213900-21-034883 · ownership.xml · nonDerivative · entry 1

Tompkins Mark N. · CIK 0001455971 · 10% owner · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525,000

F1 · kind: These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.

F1 · price: These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.

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June 21, 2021 Filed Jun 24, 2021 01:51 UTC
Tompkins Mark N.10% owner · Former Director
OtherCommon stock, par value $0.0001 per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-033881 · ownership.xml · nonDerivative · entry 1

Tompkins Mark N. · CIK 0001455971 · 10% owner · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725,000

F1 · kind: The reporting person transferred an aggregate of 25,000 shares of the Issuer's common stock as consideration for services rendered to an affiliate of the reporting person by the recipients.

F1 · price: The reporting person transferred an aggregate of 25,000 shares of the Issuer's common stock as consideration for services rendered to an affiliate of the reporting person by the recipients.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.