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Nasdaq · USD

ALKS

Alkermes plc.

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Tapewire entity
2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2016 Filed Oct 7, 2016 20:02 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionPerformance Restricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064535 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented a contingent right to receive one ordinary share of Alkermes plc.

F2 · derivative.exercise_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms.

F2 · derivative.expiration_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 20:02 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 9,410 $46.43 $436,906.30
Disclosure

SEC source: 0001127602-16-064535 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,962

Read SEC document
October 05, 2016 Filed Oct 7, 2016 20:02 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064535 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2016 Filed Oct 4, 2016 21:25 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $18.29 $0.00
Disclosure

SEC source: 0001127602-16-064142 · form4.xml · derivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,000 shares

Expires 2017-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
October 04, 2016 Filed Oct 4, 2016 21:25 UTC SaleOrdinary Shares 2,000 $47.42 $94,840.00
Disclosure

SEC source: 0001127602-16-064142 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 04, 2016 Filed Oct 4, 2016 21:25 UTC Exercise / conversionOrdinary Shares 2,000 $18.29 $36,580.00
Disclosure

SEC source: 0001127602-16-064142 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,834 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · derivative · entry 6

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 3,834 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
SaleOrdinary Shares 3,834 $50.84 $194,926.31
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · nonDerivative · entry 4

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.80 to $51.00 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,834 $18.11 $69,414.57
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · nonDerivative · entry 3

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,166 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · derivative · entry 5

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,834

Underlying: Ordinary Shares · 1,166 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
SaleOrdinary Shares 1,166 $50.81 $59,242.24
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · nonDerivative · entry 2

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.80 to $50.835. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 21:01 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 1,166 $18.11 $21,110.43
Disclosure

SEC source: 0001127602-16-063082 · form4.xml · nonDerivative · entry 1

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 21:21 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-16-062828 · form4.xml · derivative · entry 3

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 21:21 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
SaleOrdinary Shares 5,000 $48.87 $244,330.50
Disclosure

SEC source: 0001127602-16-062828 · form4.xml · nonDerivative · entry 2

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.80 to $49.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 21:21 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 5,000 $18.11 $90,525.00
Disclosure

SEC source: 0001127602-16-062828 · form4.xml · nonDerivative · entry 1

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:03 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 16,200 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-16-062563 · form4.xml · derivative · entry 2

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Ordinary Shares · 16,200 shares

Expires 2026-09-14

F2 · derivative.exercise_date: This option becomes exercisable in full on 9/14/17.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:03 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 27,400 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-16-062563 · form4.xml · derivative · entry 1

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Ordinary Shares · 27,400 shares

Expires 2026-09-14

F1 · derivative.exercise_date: This option vests in 3 equal annual installments commencing on 9/14/17.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:31 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-16-062129 · form4.xml · derivative · entry 4

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:31 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
SaleOrdinary Shares 2,500 $46.31 $115,782.00
Disclosure

SEC source: 0001127602-16-062129 · form4.xml · nonDerivative · entry 3

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.26 to $46.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:31 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
SaleOrdinary Shares 7,500 $45.93 $344,453.25
Disclosure

SEC source: 0001127602-16-062129 · form4.xml · nonDerivative · entry 2

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,811

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.265 to $46.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:31 UTC
Ehrich ElliotEVP, R&D & CMO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 10,000 $18.11 $181,050.00
Disclosure

SEC source: 0001127602-16-062129 · form4.xml · nonDerivative · entry 1

Ehrich Elliot · CIK 0001376548 · EVP, R&D & CMO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:27 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
SaleOrdinary Shares 3,469 $46.36 $160,817.29
Disclosure

SEC source: 0001127602-16-062128 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,227

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.28 to $46.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:27 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
SaleOrdinary Shares 26,507 $45.87 $1,215,809.82
Disclosure

SEC source: 0001127602-16-062128 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,696

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.28 to $46.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:16 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,382 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001127602-16-062123 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

Underlying: Ordinary Shares · 2,382 shares

Expires 2016-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:16 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
SaleOrdinary Shares 2,382 $45.92 $109,378.11
Disclosure

SEC source: 0001127602-16-062123 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,434

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.37 to $46.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:16 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 2,382 $14.38 $34,253.16
Disclosure

SEC source: 0001127602-16-062123 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:13 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $18.29 $0.00
Disclosure

SEC source: 0001127602-16-062122 · form4.xml · derivative · entry 4

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 2,000 shares

Expires 2017-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:13 UTC SaleOrdinary Shares 400 $46.28 $18,510.00
Disclosure

SEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 3

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.26 to $46.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:13 UTC SaleOrdinary Shares 1,600 $45.83 $73,324.48
Disclosure

SEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.2650 to $46.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:13 UTC Exercise / conversionOrdinary Shares 2,000 $18.29 $36,580.00
Disclosure

SEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 04, 2016 Filed Oct 7, 2016 01:04 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
GiftOrdinary Shares 4,437 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064471 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,924

F1 · balance_after: Includes 9,760 shares received on June 2, 2016 pursuant to an annuity payment from the James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 24,861 shares received on September 9, 2016 pursuant to an annuity payment from the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.