Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2019 Filed Feb 19, 2019 23:53 UTC |
FRATES JAMES MSVP, Alks Inc; CFO ALKS
|
Exercise / conversionRestricted Stock Unit Award · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006969 · form4.xml · derivative · entry 9 FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 Underlying: Ordinary Shares · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:53 UTC |
FRATES JAMES MSVP, Alks Inc; CFO ALKS
|
Tax withholdingOrdinary Shares | 1,098 | $32.54 | $35,728.92 |
DisclosureSEC source: 0001127602-19-006969 · form4.xml · nonDerivative · entry 2 FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,566 Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:53 UTC |
FRATES JAMES MSVP, Alks Inc; CFO ALKS
|
Exercise / conversionOrdinary Shares | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006969 · form4.xml · nonDerivative · entry 1 FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:51 UTC |
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
|
Exercise / conversionRestricted Stock Unit Award · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006968 · form4.xml · derivative · entry 5 Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Underlying: Ordinary Shares · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:51 UTC |
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
|
Tax withholdingOrdinary Shares | 825 | $32.54 | $26,845.50 |
DisclosureSEC source: 0001127602-19-006968 · form4.xml · nonDerivative · entry 2 Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,267 Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:51 UTC |
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
|
Exercise / conversionOrdinary Shares | 2,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006968 · form4.xml · nonDerivative · entry 1 Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:56 UTC |
Gaffin David JosephSVP, CLO, Alkermes, Inc.
|
Exercise / conversionRestricted Stock Unit Award · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006970 · form4.xml · derivative · entry 5 Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 Underlying: Ordinary Shares · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:56 UTC |
Gaffin David JosephSVP, CLO, Alkermes, Inc.
|
Tax withholdingOrdinary Shares | 1,108 | $32.54 | $36,054.32 |
DisclosureSEC source: 0001127602-19-006970 · form4.xml · nonDerivative · entry 2 Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,785 Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 23:56 UTC |
Gaffin David JosephSVP, CLO, Alkermes, Inc.
|
Exercise / conversionOrdinary Shares | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006970 · form4.xml · nonDerivative · entry 1 Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 00:03 UTC |
Hopkinson Craig C.SVP, Med Dev/Med Affairs, CMO
|
Exercise / conversionRestricted Stock Unit Award · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006972 · form4.xml · derivative · entry 3 Hopkinson Craig C. · CIK 0001730048 · SVP, Med Dev/Med Affairs, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 Underlying: Ordinary Shares · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 00:03 UTC |
Hopkinson Craig C.SVP, Med Dev/Med Affairs, CMO
|
Tax withholdingOrdinary Shares | 1,083 | $32.54 | $35,240.82 |
DisclosureSEC source: 0001127602-19-006972 · form4.xml · nonDerivative · entry 2 Hopkinson Craig C. · CIK 0001730048 · SVP, Med Dev/Med Affairs, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 00:03 UTC |
Hopkinson Craig C.SVP, Med Dev/Med Affairs, CMO
|
Exercise / conversionOrdinary Shares | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006972 · form4.xml · nonDerivative · entry 1 Hopkinson Craig C. · CIK 0001730048 · SVP, Med Dev/Med Affairs, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:01 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-19-003414 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 9,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:01 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $32.73 | $32,730.00 |
DisclosureSEC source: 0001127602-19-003414 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:01 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-19-003414 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 18:01 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-19-001416 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 10,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 18:01 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $30.00 | $30,000.00 |
DisclosureSEC source: 0001127602-19-001416 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 18:01 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-19-001416 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · derivative · entry 7 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · derivative · entry 6 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Ordinary Shares · 15,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
SaleOrdinary Shares | 5,000 | $35.56 | $177,789.00 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · nonDerivative · entry 5 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,213 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.87 to $35.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
Exercise / conversionOrdinary Shares | 5,000 | $8.98 | $44,900.00 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · nonDerivative · entry 4 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
SaleOrdinary Shares | 235 | $35.92 | $8,441.62 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · nonDerivative · entry 3 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,213 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.88 to $35.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
SaleOrdinary Shares | 3,552 | $35.61 | $126,479.62 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · nonDerivative · entry 2 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,448 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.885 to $35.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:30 UTC |
ANSTICE DAVID WDirector
|
Exercise / conversionOrdinary Shares | 15,000 | $8.98 | $134,700.00 |
DisclosureSEC source: 0001127602-18-036235 · form4.xml · nonDerivative · entry 1 ANSTICE DAVID W · CIK 0001181171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:59 UTC |
POPS RICHARD FDirector · Director and CEO, Alkermes plc
|
Tax withholdingOrdinary Shares | 12,224 | $34.01 | $415,738.24 |
DisclosureSEC source: 0001127602-18-035960 · form4.xml · nonDerivative · entry 2 POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,628 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:59 UTC |
POPS RICHARD FDirector · Director and CEO, Alkermes plc
|
GrantOrdinary Shares | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035960 · form4.xml · nonDerivative · entry 1 POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,852 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 19:46 UTC |
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
|
Tax withholdingOrdinary Shares | 2,445 | $34.01 | $83,154.45 |
DisclosureSEC source: 0001127602-18-035958 · form4.xml · nonDerivative · entry 2 LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,699 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 19:46 UTC |
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
|
GrantOrdinary Shares | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035958 · form4.xml · nonDerivative · entry 1 LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,144 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:36 UTC |
FRATES JAMES MSVP, Alks Inc; CFO ALKS
|
Tax withholdingOrdinary Shares | 2,445 | $34.01 | $83,154.45 |
DisclosureSEC source: 0001127602-18-035951 · form4.xml · nonDerivative · entry 2 FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,289 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:36 UTC |
FRATES JAMES MSVP, Alks Inc; CFO ALKS
|
GrantOrdinary Shares | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035951 · form4.xml · nonDerivative · entry 1 FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,734 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:43 UTC |
Hopkinson Craig C.SVP, Med Dev/Med Affairs, CMO
|
Tax withholdingOrdinary Shares | 1,178 | $34.01 | $40,063.78 |
DisclosureSEC source: 0001127602-18-035957 · form4.xml · nonDerivative · entry 2 Hopkinson Craig C. · CIK 0001730048 · SVP, Med Dev/Med Affairs, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:43 UTC |
Hopkinson Craig C.SVP, Med Dev/Med Affairs, CMO
|
GrantOrdinary Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035957 · form4.xml · nonDerivative · entry 1 Hopkinson Craig C. · CIK 0001730048 · SVP, Med Dev/Med Affairs, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,881 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:40 UTC |
Gaffin David JosephSVP, CLO, Alkermes, Inc.
|
Tax withholdingOrdinary Shares | 1,620 | $34.01 | $55,096.20 |
DisclosureSEC source: 0001127602-18-035954 · form4.xml · nonDerivative · entry 2 Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,518 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:40 UTC |
Gaffin David JosephSVP, CLO, Alkermes, Inc.
|
GrantOrdinary Shares | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035954 · form4.xml · nonDerivative · entry 1 Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,138 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:28 UTC |
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
|
Tax withholdingOrdinary Shares | 1,178 | $34.01 | $40,063.78 |
DisclosureSEC source: 0001127602-18-035950 · form4.xml · nonDerivative · entry 2 Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,717 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:28 UTC |
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
|
GrantOrdinary Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035950 · form4.xml · nonDerivative · entry 1 Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,895 F1 · price: These shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock units granted to the reporting person on February 17, 2017. The vesting of this portion of the performance-vesting restricted stock units was triggered by ALKS 3831 achieving the pre-specified primary efficacy endpoints in each of two phase 3 studies. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:10 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-035439 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 11,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:10 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $36.45 | $36,450.00 |
DisclosureSEC source: 0001127602-18-035439 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:10 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-18-035439 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 17:22 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-032001 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 12,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 17:22 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $37.51 | $37,510.00 |
DisclosureSEC source: 0001127602-18-032001 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 17:22 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-18-032001 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:52 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-029250 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 13,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:52 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $42.42 | $42,420.00 |
DisclosureSEC source: 0001127602-18-029250 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 19:52 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-18-029250 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:22 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-026793 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 14,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:22 UTC |
MITCHELL PAUL JDirector
|
SaleOrdinary Shares | 1,000 | $44.58 | $44,580.00 |
DisclosureSEC source: 0001127602-18-026793 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 0 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:22 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionOrdinary Shares | 1,000 | $8.98 | $8,980.00 |
DisclosureSEC source: 0001127602-18-026793 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:26 UTC |
MITCHELL PAUL JDirector
|
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001127602-18-024600 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Paul J. Mitchell Trust Disclosed balance after: 15,000 Underlying: Ordinary Shares · 1,000 shares Expires 2019-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17. F4 · derivative.exercise_date: These options are fully vested in accordance with their terms. F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.