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Alkermes plc.

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Tapewire entity
2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed May 23, 2019 22:38 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 22,400 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001127602-19-019717 · form4.xml · derivative · entry 1

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Underlying: Ordinary Shares · 22,400 shares

Expires 2029-05-22

F1 · derivative.exercise_date: This option becomes exercisable in full on 5/22/2020.

Read SEC document
May 16, 2019 Filed May 25, 2019 00:09 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-019957 · form4.xml · derivative · entry 5

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Late filing due to administrative error.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F6 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 16, 2019 Filed May 25, 2019 00:09 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 60,000 $25.42 $1,525,278.00
Disclosure

SEC source: 0001127602-19-019957 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,433

F1 · date: Late filing due to administrative error.

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.27 to $25.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 16, 2019 Filed May 25, 2019 00:09 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 60,000 $8.55 $513,000.00
Disclosure

SEC source: 0001127602-19-019957 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Late filing due to administrative error.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:54 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-018373 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/15/19.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:54 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
SaleOrdinary Shares 3,120 $27.00 $84,240.00
Disclosure

SEC source: 0001127602-19-018373 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,550

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/15/19.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:54 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
SaleOrdinary Shares 2,253 $26.75 $60,257.61
Disclosure

SEC source: 0001127602-19-018373 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,670

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/15/19.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.60 to $26.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:54 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 7,000 $8.55 $59,850.00
Disclosure

SEC source: 0001127602-19-018373 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/15/19.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 21:10 UTC
Robinson James A. Jr.President & COO,Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014943 · form4.xml · derivative · entry 3

Robinson James A. Jr. · CIK 0001734295 · President & COO,Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Ordinary Shares · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 4/4/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 4/4/2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 21:10 UTC
Robinson James A. Jr.President & COO,Alkermes, Inc.
Tax withholdingOrdinary Shares 1,838 $35.89 $65,965.82
Disclosure

SEC source: 0001127602-19-014943 · form4.xml · nonDerivative · entry 2

Robinson James A. Jr. · CIK 0001734295 · President & COO,Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Read SEC document
April 04, 2019 Filed Apr 5, 2019 21:10 UTC
Robinson James A. Jr.President & COO,Alkermes, Inc.
Exercise / conversionOrdinary Shares 6,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014943 · form4.xml · nonDerivative · entry 1

Robinson James A. Jr. · CIK 0001734295 · President & COO,Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:00 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $8.98 $0.00
Disclosure

SEC source: 0001127602-19-014310 · form4.xml · derivative · entry 4

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 1,000 shares

Expires 2019-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:00 UTC SaleOrdinary Shares 1,000 $36.64 $36,640.00
Disclosure

SEC source: 0001127602-19-014310 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 0

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:00 UTC Exercise / conversionOrdinary Shares 1,000 $8.98 $8,980.00
Disclosure

SEC source: 0001127602-19-014310 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

Read SEC document
March 14, 2019 Filed Mar 14, 2019 18:53 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-011406 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 25,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 18:53 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
SaleOrdinary Shares 25,000 $33.05 $826,372.50
Disclosure

SEC source: 0001127602-19-011406 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,122

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.87 to $33.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 18:53 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 25,000 $8.55 $213,750.00
Disclosure

SEC source: 0001127602-19-011406 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:05 UTC PurchaseOrdinary Shares 445 $33.06 $14,711.70
Disclosure

SEC source: 0001127602-19-011890 · form4.xml · nonDerivative · entry 2

Wysenski Nancy · CIK 0001294596 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nancy J. Wysenski Revocable Trust

Disclosed balance after: 4,302

F2 · ownership.nature: The reporting person is a trustee and a beneficiary of The Nancy J. Wysenski Revocable Trust, established on September 23, 2014 ("The Nancy J. Wysenski Revocable Trust").

Read SEC document
March 13, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,829 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · derivative · entry 6

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Ordinary Shares · 15,829 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 15,829 $33.51 $530,485.19
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · nonDerivative · entry 4

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,433

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.07 to $33.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 15,829 $8.55 $135,337.95
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · nonDerivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 44,171 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · derivative · entry 5

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,829

Underlying: Ordinary Shares · 44,171 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 44,171 $33.24 $1,468,447.23
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,433

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8475 to $33.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:38 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 44,171 $8.55 $377,662.05
Disclosure

SEC source: 0001127602-19-011392 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
March 07, 2019 Filed Mar 7, 2019 18:20 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-010456 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 07, 2019 Filed Mar 7, 2019 18:20 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
SaleOrdinary Shares 20,000 $32.07 $641,362.00
Disclosure

SEC source: 0001127602-19-010456 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,122

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.59 to $32.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 07, 2019 Filed Mar 7, 2019 18:20 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 20,000 $8.55 $171,000.00
Disclosure

SEC source: 0001127602-19-010456 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:16 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001127602-19-010455 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:16 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 50,000 $33.63 $1,681,740.00
Disclosure

SEC source: 0001127602-19-010455 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,433

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.27 to $34.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:16 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 50,000 $8.55 $427,500.00
Disclosure

SEC source: 0001127602-19-010455 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:53 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionRestricted Stock Unit Award · Derivative 17,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009656 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:53 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 7,770 $34.44 $267,598.80
Disclosure

SEC source: 0001127602-19-009656 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,433

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:53 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 17,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009656 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 4, 2019 17:13 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $8.98 $0.00
Disclosure

SEC source: 0001127602-19-009587 · form4.xml · derivative · entry 4

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 1,000 shares

Expires 2019-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

F5 · ownership.nature: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017.

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March 01, 2019 Filed Mar 4, 2019 17:13 UTC SaleOrdinary Shares 1,000 $33.48 $33,480.00
Disclosure

SEC source: 0001127602-19-009587 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 0

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

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March 01, 2019 Filed Mar 4, 2019 17:13 UTC Exercise / conversionOrdinary Shares 1,000 $8.98 $8,980.00
Disclosure

SEC source: 0001127602-19-009587 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

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March 01, 2019 Filed Mar 4, 2019 17:50 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009655 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Ordinary Shares · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

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March 01, 2019 Filed Mar 4, 2019 17:50 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Tax withholdingOrdinary Shares 1,323 $34.44 $45,564.12
Disclosure

SEC source: 0001127602-19-009655 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,122

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March 01, 2019 Filed Mar 4, 2019 17:50 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009655 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 4, 2019 22:35 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionRestricted Stock Unit Award · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009651 · form4.xml · derivative · entry 7

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Ordinary Shares · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

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March 01, 2019 Filed Mar 4, 2019 22:35 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Tax withholdingOrdinary Shares 1,323 $34.44 $45,564.12
Disclosure

SEC source: 0001127602-19-009651 · form4.xml · nonDerivative · entry 2

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

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March 01, 2019 Filed Mar 4, 2019 22:35 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionOrdinary Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009651 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 4, 2019 22:45 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009654 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Ordinary Shares · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

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March 01, 2019 Filed Mar 4, 2019 22:45 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 662 $34.44 $22,799.28
Disclosure

SEC source: 0001127602-19-009654 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,923

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March 01, 2019 Filed Mar 4, 2019 22:45 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 2,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009654 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:27 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009634 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Ordinary Shares · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:27 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Tax withholdingOrdinary Shares 662 $34.44 $22,799.28
Disclosure

SEC source: 0001127602-19-009634 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,402

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:27 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionOrdinary Shares 2,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009634 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 22:20 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionRestricted Stock Unit Award · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008747 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU award is fully vested in accordance with its terms.

F1 · derivative.expiration_date: This RSU award is fully vested in accordance with its terms.

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February 26, 2019 Filed Feb 27, 2019 22:20 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 3,887 $33.92 $131,847.04
Disclosure

SEC source: 0001127602-19-008747 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,703

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.