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ALKS

Alkermes plc.

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2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 24, 2020 21:12 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Ordinary Shares · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:12 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 2,016 $20.24 $40,803.84
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,346

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:12 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 6,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:10 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 4,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007179 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Ordinary Shares · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:10 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Tax withholdingOrdinary Shares 1,391 $20.24 $28,153.84
Disclosure

SEC source: 0001127602-20-007179 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,993

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:10 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionOrdinary Shares 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007179 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Jan 15, 2021 21:37 UTC Amendment
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001769 · form4a.xml · derivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Ordinary Shares · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Table II of the Form 4 filed on February 24, 2020 inadvertently reported an exercise by the reporting person of an employee stock option in lieu of reporting the vesting of a restricted stock unit award.??This amendment is being filed to correct Table II to show the vesting of such restricted stock unit award.??All other information reported in the original Form 4 remains the same.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

Read SEC document
February 21, 2020 Filed Jan 15, 2021 21:37 UTC Amendment
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionOrdinary Shares 6,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001769 · form4a.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:15 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
GrantEmployee Stock Option (Right to Buy) · Derivative 358,466 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007190 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,466

Underlying: Ordinary Shares · 358,466 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:14 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
GrantRestricted Stock Unit Award · Derivative 21,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007186 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,415

Underlying: Ordinary Shares · 21,415 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:14 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
GrantEmployee Stock Option (Right to Buy) · Derivative 89,545 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007186 · form4.xml · derivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,545

Underlying: Ordinary Shares · 89,545 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:11 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
GrantRestricted Stock Unit Award · Derivative 24,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007180 · form4.xml · derivative · entry 7

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,474

Underlying: Ordinary Shares · 24,474 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:11 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
GrantEmployee Stock Option (Right to Buy) · Derivative 102,337 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007180 · form4.xml · derivative · entry 6

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,337

Underlying: Ordinary Shares · 102,337 shares

Expires 2030-02-20

F3 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:13 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
GrantRestricted Stock Unit Award · Derivative 40,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007184 · form4.xml · derivative · entry 4

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,382

Underlying: Ordinary Shares · 40,382 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:13 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 168,856 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007184 · form4.xml · derivative · entry 3

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,856

Underlying: Ordinary Shares · 168,856 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
GrantRestricted Stock Unit Award · Derivative 28,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,145

Underlying: Ordinary Shares · 28,145 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
GrantEmployee Stock Option (Right to Buy) · Derivative 117,688 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,688

Underlying: Ordinary Shares · 117,688 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:10 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
GrantRestricted Stock Unit Award · Derivative 18,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007179 · form4.xml · derivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

Underlying: Ordinary Shares · 18,356 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:10 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
GrantEmployee Stock Option (Right to Buy) · Derivative 76,753 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001127602-20-007179 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,753

Underlying: Ordinary Shares · 76,753 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/20/2021.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionRestricted Stock Unit Award · Derivative 8,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · derivative · entry 6

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Ordinary Shares · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 3,886 $17.77 $69,054.22
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · nonDerivative · entry 4

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,350

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 8,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · nonDerivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 16:11 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006021 · form4.xml · derivative · entry 4

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 16:11 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006021 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionRestricted Stock Unit Award · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · derivative · entry 9

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Tax withholdingOrdinary Shares 904 $17.77 $16,064.08
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · nonDerivative · entry 4

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,555

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionOrdinary Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · nonDerivative · entry 3

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 766 $17.77 $13,611.82
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,487

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · derivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Tax withholdingOrdinary Shares 868 $17.77 $15,424.36
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,584

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionRestricted Stock Unit Award · Derivative 18,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · derivative · entry 5

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Ordinary Shares · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 8,072 $17.77 $143,439.44
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,486

Read SEC document
February 16, 2020 Filed Feb 18, 2020 21:12 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 18,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006023 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2020 Filed Feb 18, 2020 16:11 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006021 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

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February 16, 2020 Filed Feb 18, 2020 16:11 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006021 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · derivative · entry 8

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

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February 16, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Tax withholdingOrdinary Shares 1,172 $17.77 $20,826.44
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · nonDerivative · entry 2

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,459

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February 16, 2020 Filed Feb 18, 2020 21:07 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006015 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

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February 16, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 1,172 $17.77 $20,826.44
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,753

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February 16, 2020 Filed Feb 18, 2020 21:09 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006019 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2020 Filed Feb 18, 2020 21:10 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006020 · form4.xml · derivative · entry 3

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 21:10 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Tax withholdingOrdinary Shares 1,172 $17.77 $20,826.44
Disclosure

SEC source: 0001127602-20-006020 · form4.xml · nonDerivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080

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February 16, 2020 Filed Feb 18, 2020 21:10 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006020 · form4.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Ordinary Shares · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Tax withholdingOrdinary Shares 825 $17.77 $14,660.25
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,952

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February 16, 2020 Filed Feb 18, 2020 21:05 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionOrdinary Shares 2,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006009 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.