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ALKS

Alkermes plc.

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2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 4, 2020 21:33 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030576 · form4.xml · derivative · entry 2

GAYNOR RICHARD · CIK 0001741284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:33 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030576 · form4.xml · derivative · entry 1

GAYNOR RICHARD · CIK 0001741284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:30 UTC
Cooke ShaneDirector
GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030570 · form4.xml · derivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:30 UTC
Cooke ShaneDirector
GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030570 · form4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:40 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $14.92 $0.00
Disclosure

SEC source: 0001127602-20-026295 · form4.xml · derivative · entry 4

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2020-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:40 UTC SaleOrdinary Shares 20,000 $16.61 $332,262.00
Disclosure

SEC source: 0001127602-20-026295 · form4.xml · nonDerivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 7,000

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.48 to $16.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:40 UTC Exercise / conversionOrdinary Shares 20,000 $14.92 $298,400.00
Disclosure

SEC source: 0001127602-20-026295 · form4.xml · nonDerivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Paul J. Mitchell Trust

Disclosed balance after: 27,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.

F2 · ownership.nature: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

Read SEC document
September 28, 2020 Filed Oct 5, 2020 17:46 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $14.92 $0.00
Disclosure

SEC source: 0001127602-20-026590 · form4.xml · derivative · entry 3

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2020-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Late filing due to technical error.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
September 28, 2020 Filed Oct 5, 2020 17:46 UTC SaleOrdinary Shares 17,832 $16.79 $299,310.12
Disclosure

SEC source: 0001127602-20-026590 · form4.xml · nonDerivative · entry 2

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,381

F1 · date: Late filing due to technical error.

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover the option exercise price and related fees.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.72 to $16.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
September 28, 2020 Filed Oct 5, 2020 17:46 UTC Exercise / conversionOrdinary Shares 20,000 $14.92 $298,400.00
Disclosure

SEC source: 0001127602-20-026590 · form4.xml · nonDerivative · entry 1

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Late filing due to technical error.

F2 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 14, 2020 Filed Jul 15, 2020 16:55 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,523 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-20-021571 · form4.xml · derivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,477

Underlying: Ordinary Shares · 5,523 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This award is fully vested in accordance with its terms.

Read SEC document
July 14, 2020 Filed Jul 15, 2020 16:55 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 5,523 $18.11 $99,993.92
Disclosure

SEC source: 0001127602-20-021571 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2020 Filed Jun 8, 2020 20:21 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019127 · form4.xml · derivative · entry 3

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Ordinary Shares · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 6/7/18.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 6/7/18.

Read SEC document
June 07, 2020 Filed Jun 8, 2020 20:21 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Tax withholdingOrdinary Shares 368 $17.19 $6,325.92
Disclosure

SEC source: 0001127602-20-019127 · form4.xml · nonDerivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Read SEC document
June 07, 2020 Filed Jun 8, 2020 20:21 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionOrdinary Shares 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019127 · form4.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:19 UTC
Nichols Christian ToddSVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019126 · form4.xml · derivative · entry 3

Nichols Christian Todd · CIK 0001813312 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 6/5/2020.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 6/5/2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:19 UTC
Nichols Christian ToddSVP, Chief Commercial Officer
Tax withholdingOrdinary Shares 1,029 $17.19 $17,688.51
Disclosure

SEC source: 0001127602-20-019126 · form4.xml · nonDerivative · entry 2

Nichols Christian Todd · CIK 0001813312 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,471

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:19 UTC
Nichols Christian ToddSVP, Chief Commercial Officer
Exercise / conversionOrdinary Shares 3,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019126 · form4.xml · nonDerivative · entry 1

Nichols Christian Todd · CIK 0001813312 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:17 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
GiftOrdinary Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019123 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,934

Read SEC document
May 20, 2020 Filed May 22, 2020 16:17 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017757 · form4.xml · derivative · entry 2

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:17 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017757 · form4.xml · derivative · entry 1

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:25 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017777 · form4.xml · derivative · entry 2

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:25 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017777 · form4.xml · derivative · entry 1

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:26 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017779 · form4.xml · derivative · entry 2

Wysenski Nancy · CIK 0001294596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:26 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017779 · form4.xml · derivative · entry 1

Wysenski Nancy · CIK 0001294596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017760 · form4.xml · derivative · entry 2

BREYER ROBERT A · CIK 0001236441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017760 · form4.xml · derivative · entry 1

BREYER ROBERT A · CIK 0001236441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:23 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017773 · form4.xml · derivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:23 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017773 · form4.xml · derivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:21 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017767 · form4.xml · derivative · entry 2

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:21 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017767 · form4.xml · derivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:21 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017769 · form4.xml · derivative · entry 2

GAYNOR RICHARD · CIK 0001741284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:21 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017769 · form4.xml · derivative · entry 1

GAYNOR RICHARD · CIK 0001741284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:24 UTC GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017776 · form4.xml · derivative · entry 2

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:24 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017776 · form4.xml · derivative · entry 1

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

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May 20, 2020 Filed May 22, 2020 20:19 UTC
Cooke ShaneDirector
GrantRestricted Stock Unit Award · Derivative 6,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017762 · form4.xml · derivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 6,104 shares

Expires not disclosed

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 5/20/2021.

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May 20, 2020 Filed May 22, 2020 20:19 UTC
Cooke ShaneDirector
GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,823 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001127602-20-017762 · form4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Ordinary Shares · 12,823 shares

Expires 2030-05-20

F1 · shares: This option and restricted stock unit award together represent 50% of the approved value of the non-employee director annual equity grant. The remaining portion of such grant has been delayed, and is subject to downward adjustment, due to the uncertainty posed by the COVID-19 pandemic.

F2 · derivative.exercise_date: This option becomes exercisable in full on 5/20/2021.

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May 14, 2020 Filed May 14, 2020 21:00 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-016620 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 75,000 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

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May 14, 2020 Filed May 14, 2020 21:00 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 75,000 $15.00 $1,125,232.50
Disclosure

SEC source: 0001127602-20-016620 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,094

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.79 to $15.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 14, 2020 Filed May 14, 2020 21:00 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 75,000 $11.74 $880,500.00
Disclosure

SEC source: 0001127602-20-016620 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.

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May 14, 2020 Filed May 14, 2020 20:58 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,983 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-016615 · form4.xml · derivative · entry 5

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 21,983 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 14, 2020 Filed May 14, 2020 20:58 UTC
FRATES JAMES MSVP, Alks Inc; CFO ALKS
Exercise / conversionOrdinary Shares 21,983 $11.74 $258,080.42
Disclosure

SEC source: 0001127602-20-016615 · form4.xml · nonDerivative · entry 1

FRATES JAMES M · CIK 0001235598 · SVP, Alks Inc; CFO ALKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:55 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-016610 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,250 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:55 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
SaleOrdinary Shares 6,250 $15.39 $96,193.13
Disclosure

SEC source: 0001127602-20-016610 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.15 to $15.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 13, 2020 Filed May 14, 2020 20:55 UTC
Brown Iain MichaelSVP Finance & CAO, Alks Inc.
Exercise / conversionOrdinary Shares 6,250 $11.74 $73,375.00
Disclosure

SEC source: 0001127602-20-016610 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 16:54 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-016609 · form4.xml · derivative · entry 3

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 18,000 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/2019.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 12, 2020 Filed May 14, 2020 16:54 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
SaleOrdinary Shares 18,000 $15.75 $283,469.40
Disclosure

SEC source: 0001127602-20-016609 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,822

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/2019.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.56 to $15.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 16:54 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 18,000 $11.74 $211,320.00
Disclosure

SEC source: 0001127602-20-016609 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/2019.

Read SEC document
May 07, 2020 Filed May 7, 2020 20:26 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-015769 · form4.xml · derivative · entry 3

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 07, 2020 Filed May 7, 2020 20:26 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
SaleOrdinary Shares 50,000 $14.63 $731,265.00
Disclosure

SEC source: 0001127602-20-015769 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,094

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.34 to $14.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.