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ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2021 Filed Jul 26, 2021 22:21 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
SaleCOMMON STOCK 40 $59.36 $2,374.43
Disclosure

SEC source: 0001246360-21-000839 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,139

Read SEC document
July 26, 2021 Filed Jul 26, 2021 22:21 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionCOMMON STOCK 40 $14.64 $585.70
Disclosure

SEC source: 0001246360-21-000839 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:56 UTC SaleCOMMON STOCK 4,875 $60.60 $295,428.41
Disclosure

SEC source: 0001246360-21-000818 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,152

F2 · shares: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $60.4900 TO $60.4900, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:42 UTC PurchaseCOMMON STOCK 1,200 $66.26 $79,511.28
Disclosure

SEC source: 0001246360-21-000804 · form.xml · nonDerivative · entry 1

KNIGHT JESSIE J JR · CIK 0001174961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,566 DEFERRED STOCK UNITS (DSUs) GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 21:28 UTC SaleCOMMON STOCK 6,500 $69.85 $454,016.55
Disclosure

SEC source: 0001246360-21-000772 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,027

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 04/29/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $69.55 TO $70.19, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:21 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
SaleCOMMON STOCK 2,100 $70.00 $147,000.00
Disclosure

SEC source: 0001246360-21-000733 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,139

Read SEC document
May 14, 2021 Filed May 17, 2021 20:49 UTC SaleCOMMON STOCK 8,266 $69.75 $576,590.70
Disclosure

SEC source: 0001246360-21-000743 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,527

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $69.52 TO $69.82, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
May 10, 2021 Filed May 11, 2021 22:56 UTC SaleCOMMON STOCK 2,355 $68.06 $160,272.59
Disclosure

SEC source: 0001246360-21-000719 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,793

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.02 TO $68.14, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
May 07, 2021 Filed May 11, 2021 22:56 UTC SaleCOMMON STOCK 8,445 $68.10 $575,121.39
Disclosure

SEC source: 0001246360-21-000719 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,148

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.00 TO $68.33, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:28 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000713 · form.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,298

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,539 DEFERRED STOCK UNITS (DSUs) GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:14 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000712 · form.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,445

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,875 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:14 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000711 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,561

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:14 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000710 · form.xml · nonDerivative · entry 1

SANDVIK HELVI KAY · CIK 0001592033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,460 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:14 UTC
LI SUSAN JDirector
GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000709 · form.xml · nonDerivative · entry 1

LI SUSAN J · CIK 0001739092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,352

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,539 DEFERRED STOCK UNITS (DSUs) GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:00 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000707 · form.xml · nonDerivative · entry 1

ELWELL DANIEL KEVIN · CIK 0001841043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:00 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000708 · form.xml · nonDerivative · entry 1

KNIGHT JESSIE J JR · CIK 0001174961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,787

F1 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:56 UTC
BEER JAMES ADirector
GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000704 · form.xml · nonDerivative · entry 1

BEER JAMES A · CIK 0001272505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,263

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 6,903 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: DEFERRED STOCK UNITS GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING. UNITS ARE 100% VESTED AND PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK ON A ONE-FOR-ONE BASIS FOLLOWING THE RESIGNATION OF THE REPORTING PERSON FROM THE BOARD OF DIRECTORS.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:56 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000703 · form.xml · nonDerivative · entry 1

Bedient Patricia M · CIK 0001310643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,341

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 2,625 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN . THE DSUS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:56 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000702 · form.xml · nonDerivative · entry 1

Conner Raymond L. · CIK 0001553498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,774

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
May 06, 2021 Filed May 10, 2021 18:56 UTC GrantCOMMON STOCK 1,566 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000717 · form.xml · nonDerivative · entry 1

Fonseca Dhiren R. · CIK 0001460261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
April 30, 2021 Filed May 3, 2021 22:56 UTC SaleCOMMON STOCK 4,200 $69.42 $291,568.20
Disclosure

SEC source: 0001246360-21-000679 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,593

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $69.2500 TO $69.6600, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
April 30, 2021 Filed Sep 14, 2021 00:14 UTC
TACKETT SHANE REVP FINANCE/CFO
GrantCOMMON STOCK 152 $32.21 $4,895.39
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
April 30, 2021 Filed Nov 8, 2021 22:42 UTC
LEVINE KYLE BSR VP LEGAL
GrantCOMMON STOCK 50 $32.21 $1,610.33
Disclosure

SEC source: 0001246360-21-000992 · form.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,749

F1 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
April 30, 2021 Filed Nov 8, 2021 22:35 UTC GrantCOMMON STOCK 182 $32.21 $5,861.58
Disclosure

SEC source: 0001246360-21-000988 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885

F1 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
April 29, 2021 Filed May 3, 2021 21:14 UTC SaleCOMMON STOCK 5,800 $68.96 $399,996.42
Disclosure

SEC source: 0001246360-21-000678 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,999

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.9500 TO $69.0300, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
April 26, 2021 Filed May 3, 2021 22:56 UTC GiftCOMMON STOCK 10,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000679 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,793

Read SEC document
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 33,796 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001246360-21-000663 · form.xml · derivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 33,796 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
SaleCOMMON STOCK 33,796 $69.12 $2,335,918.69
Disclosure

SEC source: 0001246360-21-000663 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,793

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $69.1000 TO $69.1750, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 33,796 $24.40 $824,622.40
Disclosure

SEC source: 0001246360-21-000663 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 23:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 3,520 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-21-000622 · form.xml · derivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,520 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 23:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 882 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001246360-21-000622 · form.xml · derivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 882 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

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March 25, 2021 Filed Mar 26, 2021 23:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
SaleCOMMON STOCK 14,402 $66.82 $962,288.35
Disclosure

SEC source: 0001246360-21-000622 · form.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,909

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

F1 · kind: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $66.7500 TO $66.9000, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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March 25, 2021 Filed Mar 26, 2021 23:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionCOMMON STOCK 3,520 $38.76 $136,417.60
Disclosure

SEC source: 0001246360-21-000622 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

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March 25, 2021 Filed Mar 26, 2021 23:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionCOMMON STOCK 882 $24.40 $21,520.80
Disclosure

SEC source: 0001246360-21-000622 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 23,360 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001246360-21-000588 · form.xml · derivative · entry 5

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 23,360 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 2/10/2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
SaleCOMMON STOCK 8,980 $67.39 $605,153.22
Disclosure

SEC source: 0001246360-21-000588 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,793

F2 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 2/10/2021.

F4 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $66.9000 TO $67.8600, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
SaleCOMMON STOCK 14,380 $66.46 $955,664.60
Disclosure

SEC source: 0001246360-21-000588 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,773

F2 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 2/10/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $65.9000 TO $66.8900, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:42 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 23,360 $19.00 $443,840.00
Disclosure

SEC source: 0001246360-21-000588 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 2/10/2021.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:00 UTC
TACKETT SHANE REVP FINANCE/CFO
SaleCOMMON STOCK 3,000 $67.22 $201,670.50
Disclosure

SEC source: 0001246360-21-000554 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

Read SEC document
March 08, 2021 Filed Mar 10, 2021 01:07 UTC
LEVINE KYLE BSR VP LEGAL
SaleCOMMON STOCK 2,000 $68.00 $136,000.00
Disclosure

SEC source: 0001246360-21-000556 · form.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Read SEC document
March 08, 2021 Filed Mar 10, 2021 01:07 UTC SaleCOMMON STOCK 2,500 $68.66 $171,646.50
Disclosure

SEC source: 0001246360-21-000555 · form.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,995

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.610 TO $68.755, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
March 03, 2021 Filed Mar 10, 2021 01:07 UTC GiftCOMMON STOCK 2,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000555 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,495

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:00 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 31,140 $0.00 Strike: $65.56 $0.00
Disclosure

SEC source: 0001246360-21-000525 · form.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140

Underlying: COMMON STOCK · 31,140 shares

Expires 2031-02-25

F2 · derivative.exercise_date: OPTIONS GRANTED VEST IN 25% INCREMENTS OVER FOUR YEARS (02/25/2022, 02/25/2023, 02/25/2024 and 02/25/2025).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:00 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantRESTRICTED STOCK UNITS · Derivative 12,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000525 · form.xml · derivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: COMMON STOCK · 12,580 shares

Expires 2031-02-25

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantRESTRICTED STOCK UNITS · Derivative 1,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000524 · form.xml · derivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: COMMON STOCK · 1,830 shares

Expires 2031-02-25

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 1 YEAR FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 00:14 UTC SaleCOMMON STOCK 963 $62.14 $59,841.01
Disclosure

SEC source: 0001246360-21-000487 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,703

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:16 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000442 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,130 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:16 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Tax withholdingCOMMON STOCK 249 $57.56 $14,332.44
Disclosure

SEC source: 0001246360-21-000442 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,239

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:16 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionCOMMON STOCK 1,130 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000442 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:15 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000439 · form.xml · derivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 880 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.