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NYSE · USD

ALK

ALASKA AIR GROUP, INC.

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Tapewire entity
3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionCOMMON STOCK 6,570 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000995 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC
TACKETT SHANE REVP FINANCE/CFO
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000996 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: COMMON STOCK · 3,286 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC
TACKETT SHANE REVP FINANCE/CFO
Tax withholdingCOMMON STOCK 1,294 $59.35 $76,798.90
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,762

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC
TACKETT SHANE REVP FINANCE/CFO
Exercise / conversionCOMMON STOCK 3,286 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000994 · form.xml · derivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: COMMON STOCK · 986 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 241 $59.35 $14,303.35
Disclosure

SEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000993 · form.xml · derivative · entry 6

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: COMMON STOCK · 4,930 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000993 · form.xml · derivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768

Underlying: COMMON STOCK · 3,942 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN 20% INSTALLMENTS ON THE FIRST FIVE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Tax withholdingCOMMON STOCK 1,940 $59.35 $115,139.00
Disclosure

SEC source: 0001246360-21-000993 · form.xml · nonDerivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,398

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Tax withholdingCOMMON STOCK 1,552 $59.35 $92,111.20
Disclosure

SEC source: 0001246360-21-000993 · form.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,338

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionCOMMON STOCK 4,930 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000993 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionCOMMON STOCK 3,942 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000993 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
LEVINE KYLE BSR VP LEGAL
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000992 · form.xml · derivative · entry 5

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: COMMON STOCK · 986 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
LEVINE KYLE BSR VP LEGAL
Tax withholdingCOMMON STOCK 241 $59.35 $14,303.35
Disclosure

SEC source: 0001246360-21-000992 · form.xml · nonDerivative · entry 4

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
LEVINE KYLE BSR VP LEGAL
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000992 · form.xml · nonDerivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000990 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: COMMON STOCK · 3,286 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Tax withholdingCOMMON STOCK 1,294 $59.35 $76,798.90
Disclosure

SEC source: 0001246360-21-000990 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,991

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Exercise / conversionCOMMON STOCK 3,286 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000990 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000991 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: COMMON STOCK · 986 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Tax withholdingCOMMON STOCK 241 $59.35 $14,303.35
Disclosure

SEC source: 0001246360-21-000991 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,884

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:42 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000991 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC
BIRKETT RAKOW DIANAVP PUB AFFRS & SUSTAINABILITY
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000989 · form.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: COMMON STOCK · 986 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC
BIRKETT RAKOW DIANAVP PUB AFFRS & SUSTAINABILITY
Tax withholdingCOMMON STOCK 241 $59.35 $14,303.35
Disclosure

SEC source: 0001246360-21-000989 · form.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC
BIRKETT RAKOW DIANAVP PUB AFFRS & SUSTAINABILITY
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000989 · form.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000988 · form.xml · derivative · entry 5

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Underlying: COMMON STOCK · 656 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Tax withholdingCOMMON STOCK 160 $59.35 $9,496.00
Disclosure

SEC source: 0001246360-21-000988 · form.xml · nonDerivative · entry 4

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC Exercise / conversionCOMMON STOCK 656 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000988 · form.xml · nonDerivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:00 UTC SaleCOMMON STOCK 4,875 $55.05 $268,362.90
Disclosure

SEC source: 0001246360-21-000982 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,652

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $54.96 TO $55.18, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
October 31, 2021 Filed Nov 8, 2021 22:49 UTC
TACKETT SHANE REVP FINANCE/CFO
GrantCOMMON STOCK 113 $44.88 $5,071.44
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,770

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
October 31, 2021 Filed Nov 8, 2021 22:42 UTC
LEVINE KYLE BSR VP LEGAL
GrantCOMMON STOCK 44 $44.88 $1,974.72
Disclosure

SEC source: 0001246360-21-000992 · form.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,793

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
October 31, 2021 Filed Nov 8, 2021 22:35 UTC GrantCOMMON STOCK 153 $44.88 $6,866.64
Disclosure

SEC source: 0001246360-21-000988 · form.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:28 UTC GrantCOMMON STOCK 1,025 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000948 · form.xml · nonDerivative · entry 1

LOFTON ADRIENNE ROCHELLE · CIK 0001888417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

F1 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN ON 10/15/2021 IN CONNECTION WITH THE REPORTING PERSON'S APPOINTMENT TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS EFFECTIVE 10/12/2021 AND UNTIL THE 2022 ANNUAL STOCKHOLDERS MEETING.

Read SEC document
October 02, 2021 Filed Oct 4, 2021 21:28 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000937 · form.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 180 shares

Expires 2028-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2021 Filed Oct 4, 2021 21:28 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Tax withholdingCOMMON STOCK 71 $62.20 $4,416.20
Disclosure

SEC source: 0001246360-21-000937 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,018

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
October 02, 2021 Filed Oct 4, 2021 21:28 UTC
MINICUCCI BENITOPRES AND CEO, AIR GROUP
Exercise / conversionCOMMON STOCK 180 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000937 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRES AND CEO, AIR GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 21:07 UTC SaleCOMMON STOCK 4,875 $60.74 $296,097.75
Disclosure

SEC source: 0001246360-21-000936 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,527

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $60.46 TO $60.93, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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September 10, 2021 Filed Sep 14, 2021 00:14 UTC
TACKETT SHANE REVP FINANCE/CFO
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000929 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,020 shares

Expires 2028-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2021 Filed Sep 14, 2021 00:14 UTC
TACKETT SHANE REVP FINANCE/CFO
Tax withholdingCOMMON STOCK 377 $56.09 $21,145.93
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 9/10/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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September 10, 2021 Filed Sep 14, 2021 00:14 UTC
TACKETT SHANE REVP FINANCE/CFO
Exercise / conversionCOMMON STOCK 1,020 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000997 · form.xml · derivative · entry 5

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 335

Underlying: COMMON STOCK · 168 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: OUTSTANDING RESTRICTED STOCK UNITS SCHEDULED TO VEST IN EQUAL INSTALLMENTS ON 9/9/2021, 3/9/2022 AND 9/9/2022. THE RSUs CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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September 09, 2021 Filed Nov 8, 2021 22:49 UTC Tax withholdingCOMMON STOCK 50 $58.20 $2,910.00
Disclosure

SEC source: 0001246360-21-000997 · form.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 235

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 9/9/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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September 09, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionCOMMON STOCK 168 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000997 · form.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2021 Filed Sep 1, 2021 22:35 UTC SaleCOMMON STOCK 2,400 $57.38 $137,712.00
Disclosure

SEC source: 0001246360-21-000913 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,402

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F4 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $57.12 TO $57.69, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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September 01, 2021 Filed Sep 1, 2021 22:35 UTC SaleCOMMON STOCK 2,475 $56.79 $140,556.49
Disclosure

SEC source: 0001246360-21-000913 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,802

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $56.68 TO $56.97, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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September 01, 2021 Filed Feb 10, 2022 00:40 UTC GiftCOMMON STOCK 750 $0.00 $0.00
Disclosure

SEC source: 0001188787-22-000001 · primary_doc.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,811

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

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August 12, 2021 Filed Aug 14, 2024 21:36 UTC GrantRESTRICTED STOCK UNITS · Derivative 180 $0.00 $0.00
Disclosure

SEC source: 0001855774-24-000010 · wk-form4_1723671389.xml · derivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 180

Underlying: COMMON STOCK · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3 · derivative.exercise_date: The RSUs vest as to 100% of the units on August 12, 2024

F3 · derivative.expiration_date: The RSUs vest as to 100% of the units on August 12, 2024

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August 02, 2021 Filed Aug 3, 2021 21:49 UTC SaleCOMMON STOCK 1,275 $59.21 $75,491.35
Disclosure

SEC source: 0001246360-21-000867 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,277

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F4 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $59.0900 TO $59.305, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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August 02, 2021 Filed Aug 3, 2021 21:49 UTC SaleCOMMON STOCK 3,600 $58.54 $210,745.08
Disclosure

SEC source: 0001246360-21-000867 · form.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,552

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $58.0000 TO $58.9450, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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July 26, 2021 Filed Jul 26, 2021 22:21 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 40 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001246360-21-000839 · form.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 40 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.