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NYSE · USD

ALK

ALASKA AIR GROUP, INC.

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Tapewire entity
3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2023 Filed Feb 14, 2023 23:16 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000003 · wf-form4_167641653810827.xml · derivative · entry 5

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 165 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F5 · shares: The shares disposed were from a grant of 1,220 RSUs, of which 1,055 units were forfeited to comply with certain obligations under the CARES Act.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:16 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Tax withholdingCOMMON STOCK 298 $50.16 $14,947.68
Disclosure

SEC source: 0001717592-23-000003 · wf-form4_167641653810827.xml · nonDerivative · entry 4

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:16 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Tax withholdingCOMMON STOCK 41 $49.58 $2,032.78
Disclosure

SEC source: 0001717592-23-000003 · wf-form4_167641653810827.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,203

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:16 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionCOMMON STOCK 165 $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000003 · wf-form4_167641653810827.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 01:19 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 1,596 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001715974-23-000003 · wf-form4_167512797523854.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,596 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options exercised were from a grant of 6,380 stock options awarded on February 11, 2013, that vested as to 25% of the options granted on each of the first four anniversaries of the date of grant.

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January 27, 2023 Filed Jan 31, 2023 01:19 UTC SaleCOMMON STOCK 1,596 $50.81 $81,097.87
Disclosure

SEC source: 0001715974-23-000003 · wf-form4_167512797523854.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,747

F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $50.8000 to $50.8200, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 01:19 UTC Exercise / conversionCOMMON STOCK 1,596 $24.40 $38,942.40
Disclosure

SEC source: 0001715974-23-000003 · wf-form4_167512797523854.xml · nonDerivative · entry 1

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:03 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GiftCOMMON STOCK 2,290 $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000005 · wf-form4_167097261781904.xml · nonDerivative · entry 1

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,018

Read SEC document
November 07, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · derivative · entry 7

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On November 7, 2019, the reporting person was granted 3,390 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On November 7, 2019, the reporting person was granted 3,390 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 276 $45.04 $12,431.04
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,308

Read SEC document
November 07, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionCOMMON STOCK 1,131 $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:15 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000009 · wf-form4_166794929707667.xml · derivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:15 UTC Tax withholdingCOMMON STOCK 241 $44.86 $10,811.26
Disclosure

SEC source: 0001855774-22-000009 · wf-form4_166794929707667.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:15 UTC Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000009 · wf-form4_166794929707667.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC
TACKETT SHANE REVP AND CFO
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC
TACKETT SHANE REVP AND CFO
Tax withholdingCOMMON STOCK 1,294 $44.86 $58,048.84
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

F2 · balance_after: Includes 141 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2022, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC
TACKETT SHANE REVP AND CFO
Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · derivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 241 $44.86 $10,811.26
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,453

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:09 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 1

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · derivative · entry 6

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,826

Underlying: COMMON STOCK · 3,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 19,710 RSUs, vesting in five equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 19,710 RSUs, vesting in five equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · derivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: COMMON STOCK · 4,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 14,790 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 14,790 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Tax withholdingCOMMON STOCK 1,552 $44.86 $69,622.72
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · nonDerivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,221

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionCOMMON STOCK 3,942 $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Tax withholdingCOMMON STOCK 1,940 $44.86 $87,028.40
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,831

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:01 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionCOMMON STOCK 4,930 $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000004 · wf-form4_166794847452072.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:05 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-22-000004 · wf-form4_166794870847054.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:05 UTC Tax withholdingCOMMON STOCK 241 $44.86 $10,811.26
Disclosure

SEC source: 0001715974-22-000004 · wf-form4_166794870847054.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,747

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:05 UTC Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0001715974-22-000004 · wf-form4_166794870847054.xml · nonDerivative · entry 1

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:57 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-22-000004 · wf-form4_166794824648773.xml · derivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:57 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Tax withholdingCOMMON STOCK 241 $44.86 $10,811.26
Disclosure

SEC source: 0001663200-22-000004 · wf-form4_166794824648773.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,862

F2 · balance_after: Includes 92 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan, of which 36 shares were acquired on April 30, 2022, and 56 share were acquired on October 31, 2022, all in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:57 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0001663200-22-000004 · wf-form4_166794824648773.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:54 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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November 05, 2022 Filed Nov 8, 2022 22:54 UTC Tax withholdingCOMMON STOCK 1,294 $44.86 $58,048.84
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,870

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November 05, 2022 Filed Nov 8, 2022 22:54 UTC Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

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November 05, 2022 Filed Nov 8, 2022 22:50 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-22-000007 · wf-form4_166794783417347.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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November 05, 2022 Filed Nov 8, 2022 22:50 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Tax withholdingCOMMON STOCK 241 $44.86 $10,811.26
Disclosure

SEC source: 0001717592-22-000007 · wf-form4_166794783417347.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

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November 05, 2022 Filed Nov 8, 2022 22:50 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0001717592-22-000007 · wf-form4_166794783417347.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

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October 27, 2022 Filed Oct 31, 2022 21:52 UTC GiftCOMMON STOCK 2,250 $0.00 $0.00
Disclosure

SEC source: 0001188787-22-000003 · wf-form4_166725314095913.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,907

F1 · security: Total held in column 5 includes 21,344 deferred stock units (DSUs) previously granted under the issuer's 2008 Performance Incentive Plan and 3,459 DSUs granted under the issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common stock upon resignation from the Alaska Air Group Inc. Board of Directors.

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September 09, 2022 Filed Sep 13, 2022 22:55 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000008 · wf-form4_166310974280717.xml · derivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 0

Underlying: COMMON STOCK · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 670 RSUs that vested as to 25% of the RSUs granted on each of the first four six-month anniversaries of the grant date.

F2 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 670 RSUs that vested as to 25% of the RSUs granted on each of the first four six-month anniversaries of the grant date.

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September 09, 2022 Filed Sep 13, 2022 22:55 UTC Tax withholdingCOMMON STOCK 50 $45.01 $2,250.50
Disclosure

SEC source: 0001855774-22-000008 · wf-form4_166310974280717.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 470

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September 09, 2022 Filed Sep 13, 2022 22:55 UTC Exercise / conversionCOMMON STOCK 168 $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000008 · wf-form4_166310974280717.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY SPOUSE

Disclosed balance after: 520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

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September 09, 2022 Filed Sep 13, 2022 22:47 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 338 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001922547-22-000005 · wf-form4_166310908324248.xml · derivative · entry 3

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 1,350 RSUs that vested as to 25% of the RSUs granted on each of the first four six-month anniversaries of the grant date.

F3 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 1,350 RSUs that vested as to 25% of the RSUs granted on each of the first four six-month anniversaries of the grant date.

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September 09, 2022 Filed Sep 13, 2022 22:47 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Tax withholdingCOMMON STOCK 83 $45.01 $3,735.83
Disclosure

SEC source: 0001922547-22-000005 · wf-form4_166310908324248.xml · nonDerivative · entry 2

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

F2 · balance_after: Includes 234 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2022, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 09, 2022 Filed Sep 13, 2022 22:47 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionCOMMON STOCK 338 $0.00 $0.00
Disclosure

SEC source: 0001922547-22-000005 · wf-form4_166310908324248.xml · nonDerivative · entry 1

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

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September 08, 2022 Filed Sep 9, 2022 23:15 UTC SaleCOMMON STOCK 3,275 $45.90 $150,332.33
Disclosure

SEC source: 0001544030-22-000010 · wf-form4_166276530152321.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877

F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $45.9000 to $45.9100, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 29, 2022 Filed Aug 1, 2022 22:13 UTC SaleCOMMON STOCK 2,267 $44.13 $100,037.04
Disclosure

SEC source: 0001544030-22-000005 · wf-form4_165939201961721.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $44.0701 TO $44.1750, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, INC., ANY SECURITY HOLDER OF ALASKA AIR GROUP, INC., OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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June 09, 2022 Filed Jun 10, 2022 21:01 UTC
TACKETT SHANE REVP AND CFO
SaleCOMMON STOCK 2,000 $46.97 $93,940.00
Disclosure

SEC source: 0001544028-22-000004 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966

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June 03, 2022 Filed Jun 7, 2022 21:45 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-22-000003 · primary_doc.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 700 shares

Expires 2029-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2022 Filed Jun 7, 2022 21:45 UTC Tax withholdingCOMMON STOCK 154 $48.88 $7,527.52
Disclosure

SEC source: 0001715974-22-000003 · primary_doc.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,001

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 6/3/2022.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.