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ALK

ALASKA AIR GROUP, INC.

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Tapewire entity
3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 5,445 $0.00 Strike: $55.74 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 9

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,445

Underlying: COMMON STOCK · 5,445 shares

Expires 2033-05-02

F6 · derivative.exercise_date: The option vests as to 1,815 shares on May 2, 2023; as to 1,815 shares on February 9, 2024, and as to 1,815 shares on February 9, 2025.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 8

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,250

Underlying: COMMON STOCK · 3,250 shares

Expires 2025-02-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 2,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 7

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Underlying: COMMON STOCK · 2,900 shares

Expires 2024-02-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 6

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,060 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 2,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · derivative · entry 5

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,060

Underlying: COMMON STOCK · 2,060 shares

Expires 2023-05-02

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Tax withholdingCOMMON STOCK 502 $43.37 $21,771.74
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · nonDerivative · entry 4

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,755

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

F5 · balance_after: Includes 57 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Exercise / conversionCOMMON STOCK 2,060 $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · nonDerivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Tax withholdingCOMMON STOCK 104 $43.37 $4,510.48
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,140

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:23 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantCOMMON STOCK 423 $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000005 · wf-form4_168323179885919.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,244

F1 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:19 UTC GrantRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000004 · wf-form4_168323156336242.xml · derivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,240

Underlying: COMMON STOCK · 7,240 shares

Expires 2024-02-09

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:32 UTC SaleCOMMON STOCK 3,500 $48.58 $170,016.70
Disclosure

SEC source: 0001188787-23-000003 · wf-form4_167874312917059.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,907

F1 · balance_after: Total held in column 5 includes 23,789 Deferred Stock Units (DSUs) of which 21,344 DSUs were granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs were granted under the Issuer's 2016 Performance Incentive Plan. The DSUs were 100% vested on the date of grant and are issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:32 UTC GiftCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001188787-23-000003 · wf-form4_167874312917059.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

F1 · balance_after: Total held in column 5 includes 23,789 Deferred Stock Units (DSUs) of which 21,344 DSUs were granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs were granted under the Issuer's 2016 Performance Incentive Plan. The DSUs were 100% vested on the date of grant and are issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:35 UTC GrantRESTRICTED STOCK UNITS · Derivative 320 $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000003 · wf-form4_167823928963738.xml · derivative · entry 3

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 320

Underlying: COMMON STOCK · 320 shares

Expires 2033-03-06

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:30 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000006 · wf-form4_167823903616501.xml · derivative · entry 3

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 264 shares

Expires 2030-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:30 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Tax withholdingCOMMON STOCK 65 $47.90 $3,113.50
Disclosure

SEC source: 0001922547-23-000006 · wf-form4_167823903616501.xml · nonDerivative · entry 2

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,326

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:30 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionCOMMON STOCK 264 $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000006 · wf-form4_167823903616501.xml · nonDerivative · entry 1

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:45 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000004 · wf-form4_167762069151906.xml · derivative · entry 3

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 400 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:45 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Tax withholdingCOMMON STOCK 98 $47.30 $4,635.40
Disclosure

SEC source: 0001922547-23-000004 · wf-form4_167762069151906.xml · nonDerivative · entry 2

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:45 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
Exercise / conversionCOMMON STOCK 400 $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000004 · wf-form4_167762069151906.xml · nonDerivative · entry 1

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 00:04 UTC Tax withholdingCOMMON STOCK 156 $50.16 $7,824.96
Disclosure

SEC source: 0001855774-23-000001 · wf-form4_167641944095896.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 00:04 UTC GrantCOMMON STOCK 639 $0.00 $0.00
Disclosure

SEC source: 0001855774-23-000001 · wf-form4_167641944095896.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,286

F1 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 00:01 UTC
TACKETT SHANE REVP AND CFO
Tax withholdingCOMMON STOCK 2,068 $50.16 $103,730.88
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,477

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 00:01 UTC
TACKETT SHANE REVP AND CFO
GrantCOMMON STOCK 5,255 $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,545

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:53 UTC Tax withholdingCOMMON STOCK 480 $50.16 $24,076.80
Disclosure

SEC source: 0001715974-23-000004 · wf-form4_167641878090924.xml · nonDerivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,773

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:53 UTC GrantCOMMON STOCK 1,970 $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000004 · wf-form4_167641878090924.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,253

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:57 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 103 $50.16 $5,166.48
Disclosure

SEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,652

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:57 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantCOMMON STOCK 420 $0.00 $0.00
Disclosure

SEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:50 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Tax withholdingCOMMON STOCK 2,956 $50.16 $148,272.96
Disclosure

SEC source: 0001451455-23-000002 · wf-form4_167641860256108.xml · nonDerivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,506

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:50 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantCOMMON STOCK 7,510 $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000002 · wf-form4_167641860256108.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,462

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:33 UTC
HALVERSON EMILYVP FIN AND CONTROLLER
GrantRESTRICTED STOCK UNITS · Derivative 2,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001922547-23-000002 · wf-form4_167641758178018.xml · derivative · entry 2

HALVERSON EMILY · CIK 0001922547 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: COMMON STOCK · 2,550 shares

Expires 2026-02-13

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:47 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Tax withholdingCOMMON STOCK 309 $50.16 $15,499.44
Disclosure

SEC source: 0001663200-23-000003 · wf-form4_167641846118596.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,821

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:47 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantCOMMON STOCK 1,268 $0.00 $0.00
Disclosure

SEC source: 0001663200-23-000003 · wf-form4_167641846118596.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,130

F1 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:40 UTC Tax withholdingCOMMON STOCK 2,068 $50.16 $103,730.88
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,247

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:40 UTC GrantCOMMON STOCK 5,255 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,315

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:16 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantCOMMON STOCK 1,220 $0.00 $0.00
Disclosure

SEC source: 0001717592-23-000003 · wf-form4_167641653810827.xml · nonDerivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 11, 2023 Filed Feb 15, 2023 00:01 UTC
TACKETT SHANE REVP AND CFO
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · derivative · entry 6

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 15, 2023 00:01 UTC
TACKETT SHANE REVP AND CFO
Tax withholdingCOMMON STOCK 2,070 $49.58 $102,630.60
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

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February 11, 2023 Filed Feb 15, 2023 00:01 UTC
TACKETT SHANE REVP AND CFO
Exercise / conversionCOMMON STOCK 5,260 $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

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February 11, 2023 Filed Feb 14, 2023 23:53 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000004 · wf-form4_167641878090924.xml · derivative · entry 6

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,970 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

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February 11, 2023 Filed Feb 14, 2023 23:53 UTC Tax withholdingCOMMON STOCK 434 $49.58 $21,517.72
Disclosure

SEC source: 0001715974-23-000004 · wf-form4_167641878090924.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,283

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

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February 11, 2023 Filed Feb 14, 2023 23:53 UTC Exercise / conversionCOMMON STOCK 1,970 $0.00 $0.00
Disclosure

SEC source: 0001715974-23-000004 · wf-form4_167641878090924.xml · nonDerivative · entry 1

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:57 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · derivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 420 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:57 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 103 $49.58 $5,106.74
Disclosure

SEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,335

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

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February 11, 2023 Filed Feb 14, 2023 23:57 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionCOMMON STOCK 420 $0.00 $0.00
Disclosure

SEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 1

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:50 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000002 · wf-form4_167641860256108.xml · derivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 7,510 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:50 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Tax withholdingCOMMON STOCK 2,779 $49.58 $137,782.82
Disclosure

SEC source: 0001451455-23-000002 · wf-form4_167641860256108.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,952

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:50 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Exercise / conversionCOMMON STOCK 7,510 $0.00 $0.00
Disclosure

SEC source: 0001451455-23-000002 · wf-form4_167641860256108.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC Tax withholdingCOMMON STOCK 2,070 $49.58 $102,630.60
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,060

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC Exercise / conversionCOMMON STOCK 5,260 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.