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ALIT

Alight, Inc. / Delaware

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Tapewire entity
5436
SEC CIK
0001809104
Parsed reports
433

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202610
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 21, 2024 11:50 UTC Exercise / conversionClass A Common Stock 42,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001809104-24-000035 · wk-form4_1732189804.xml · nonDerivative · entry 1

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,053,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon the exchange of an equal number of Class A units of Alight Holding Company, LLC ("Class A Units" and "Alight Holdings", respectively) for no consideration.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon the exchange of an equal number of Class A units of Alight Holding Company, LLC ("Class A Units" and "Alight Holdings", respectively) for no consideration.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:49 UTC
George Gregory A.Chief Commerical Officer
SaleClass A Common Stock 84,929 $7.60 $645,103.70
Disclosure

SEC source: 0001809104-24-000033 · wk-form4_1731970160.xml · nonDerivative · entry 1

George Gregory A. · CIK 0001979870 · Chief Commerical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,327

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.58 to $7.66. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 23:13 UTC SaleClass A Common Stock 4,474,982 $8.23 $36,829,101.86
Disclosure

SEC source: 0001809104-24-000031 · wk-form4_1731625990.xml · nonDerivative · entry 2

FOLEY WILLIAM P II · CIK 0000903213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,323

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 23:13 UTC SaleClass A Common Stock 525,018 $8.45 $4,437,977.15
Disclosure

SEC source: 0001809104-24-000031 · wk-form4_1731625990.xml · nonDerivative · entry 1

FOLEY WILLIAM P II · CIK 0000903213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,358,305

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $8.45 to $8.50. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 01:57 UTC
Guilmette David DDirector · Chief Executive Officer
GrantClass A Common Stock 450,762 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111955 · ownership.xml · nonDerivative · entry 1

Guilmette David D · CIK 0001535396 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,212

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan in connection with the Reporting Person's appointment as Chief Executive Officer. The RSUs are scheduled to vest in three equal installments on October 1, 2025, October 1, 2026 and October 1, 2027.

F2 · balance_after: Includes RSUs scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:29 UTC GrantClass A Common Stock 7,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111939 · ownership.xml · nonDerivative · entry 1

FOLEY WILLIAM P II · CIK 0000903213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,883,323

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $58,125 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:23 UTC GrantClass A Common Stock 1,486 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111935 · ownership.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,640

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $11,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:20 UTC GrantClass A Common Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111932 · ownership.xml · nonDerivative · entry 1

Rajgopal Kausik · CIK 0001969437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,643

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $10,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:17 UTC GrantClass A Common Stock 2,027 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111929 · ownership.xml · nonDerivative · entry 1

Williams Lenore D · CIK 0001730708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,764

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $15,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:16 UTC GrantClass A Common Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111926 · ownership.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402,334

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $22,500 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:14 UTC GrantClass A Common Stock 2,871 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111923 · ownership.xml · nonDerivative · entry 1

Meinhardt Erika · CIK 0001339822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,714

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $21,250 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:12 UTC GrantClass A Common Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111918 · ownership.xml · nonDerivative · entry 1

Rushing Coretha M · CIK 0001362321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,372

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $10,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:01 UTC
Felli MartinSee Remarks
GrantClass A Common Stock 34,106 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104179 · ownership.xml · nonDerivative · entry 1

Felli Martin · CIK 0001962134 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,610

F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on September 3, 2025, September 3, 2026 and September 3, 2027.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:31 UTC
Rooney Katie J.Chief Operating Officer
SaleClass A Common Stock 47,851 $6.98 $334,019.12
Disclosure

SEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,832,902

F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 22:31 UTC
Rooney Katie J.Chief Operating Officer
SaleClass A Common Stock 47,851 $7.11 $340,455.08
Disclosure

SEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,880,753

F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:54 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081894 · ownership.xml · nonDerivative · entry 1

FOLEY WILLIAM P II · CIK 0000903213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,875,469

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass Z-B-2 Common Stock · Derivative 126.92 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 6

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-2 Common Stock · 126.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass Z-B-1 Common Stock · Derivative 126.92 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 5

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-1 Common Stock · 126.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass Z-A Common Stock · Derivative 1,936.8 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 4

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,936.8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F5 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F5 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass B-2 Common Stock · Derivative 126 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 3

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,348

Underlying: Class A Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass B-1 Common Stock · Derivative 126 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 2

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,348

Underlying: Class A Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 07:40 UTC
Heaton Jeremy J.Chief Financial Officer
Exercise / conversionClass A Common Stock 1,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081781 · ownership.xml · nonDerivative · entry 1

Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:58 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081896 · ownership.xml · nonDerivative · entry 1

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010,625

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:49 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081890 · ownership.xml · nonDerivative · entry 1

Meinhardt Erika · CIK 0001339822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,843

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:51 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081892 · ownership.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,154

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:46 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081888 · ownership.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,399,294

F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:45 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081886 · ownership.xml · nonDerivative · entry 2

Guilmette David D · CIK 0001535396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,450

F3 · shares: Represents RSUs granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes RSUs scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:45 UTC GrantClass A Common Stock 3,294 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081886 · ownership.xml · nonDerivative · entry 1

Guilmette David D · CIK 0001535396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,294

F1 · shares: Represents a pro rata equity award of restricted stock units ("RSUs") granted for board service in connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 6, 2024 through July 2, 2024, the annual grant date. The RSUs are scheduled to vest on May 6, 2025.

F2 · balance_after: Includes RSUs scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:44 UTC GrantClass A Common Stock 21,156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081884 · ownership.xml · nonDerivative · entry 2

Rushing Coretha M · CIK 0001362321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,021

F3 · shares: Represents RSUs granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 20:44 UTC GrantClass A Common Stock 3,294 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081884 · ownership.xml · nonDerivative · entry 1

Rushing Coretha M · CIK 0001362321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,865

F1 · shares: Represents a pro rata equity award of Restricted Stock Units ("RSUs") granted for board service in connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 6, 2024, through July 2, 2024, the annual grant date. The RSUs are scheduled to vest on May 6, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-B-2 Units · Derivative 19.1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 13

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-2 Units · 19.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-B-2 Common Stock · Derivative 274.1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 12

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-2 Common Stock · 274.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F13 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F13 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-B-1 Units · Derivative 19.1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 11

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-1 Units · 19.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-B-1 Common Stock · Derivative 274.1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 10

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-1 Common Stock · 274.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F13 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F13 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-A Units · Derivative 290.59 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 9

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class A Units · 290.59 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F2 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass Z-A Common Stock · Derivative 4,179.83 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 8

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,179.83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F9 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F9 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass B-2 Units · Derivative 19 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 7

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 1,380

Underlying: Class A Common Stock · 19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F7 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F7 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass B-2 Common Stock · Derivative 274 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 6

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,020

Underlying: Class A Common Stock · 274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F5 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F5 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass B-1 Units · Derivative 19 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 5

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 1,380

Underlying: Class A Common Stock · 19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F7 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F7 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass B-1 Common Stock · Derivative 274 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 4

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,020

Underlying: Class A Common Stock · 274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F5 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F5 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass A Units · Derivative 290 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 3

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 42,411

Underlying: Class A Common Stock · 290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F2 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F4 · derivative.exercise_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

F4 · derivative.expiration_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass V Common Stock 290 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · nonDerivative · entry 2

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 42,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F3 · price: Class V Shares do not represent economic interests in the issuer. Except as provided in the issuer's certificate of incorporation or as required by applicable law, holders of Class V Shares will be entitled to one vote per share on all matters to be voted on by the issuer's stockholders generally. Upon exchange of Class A Units that are held by the reporting persons and reported in Table II hereof, an equal number of Class V Shares will be cancelled for no consideration.

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July 02, 2024 Filed Jul 5, 2024 11:50 UTC Exercise / conversionClass A Common Stock 4,179 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081787 · ownership.xml · nonDerivative · entry 1

Henson Daniel S · CIK 0001673492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-B-2 Units · Derivative 37.49 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 13

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-2 Units · 37.49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-B-2 Common Stock · Derivative 63.58 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 12

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-2 Common Stock · 63.58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F14 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F14 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-B-1 Units · Derivative 37.49 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 11

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-1 Units · 37.49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-B-1 Common Stock · Derivative 63.58 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 10

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-1 Common Stock · 63.58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F14 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F14 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-A Units · Derivative 572.1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 9

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class A Units · 572.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F3 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F3 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass Z-A Common Stock · Derivative 968.5 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 8

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 968.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F10 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F10 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

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July 02, 2024 Filed Jul 5, 2024 11:46 UTC
Tulsiani Dinesh VChief Strategy Officer
Exercise / conversionClass B-2 Units · Derivative 37 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 7

Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 2,717

Underlying: Class A Common Stock · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F8 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.