Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2024 Filed Nov 21, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass A Common Stock | 42,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001809104-24-000035 · wk-form4_1732189804.xml · nonDerivative · entry 1 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,053,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon the exchange of an equal number of Class A units of Alight Holding Company, LLC ("Class A Units" and "Alight Holdings", respectively) for no consideration. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon the exchange of an equal number of Class A units of Alight Holding Company, LLC ("Class A Units" and "Alight Holdings", respectively) for no consideration. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:49 UTC |
George Gregory A.Chief Commerical Officer
|
SaleClass A Common Stock | 84,929 | $7.60 | $645,103.70 |
DisclosureSEC source: 0001809104-24-000033 · wk-form4_1731970160.xml · nonDerivative · entry 1 George Gregory A. · CIK 0001979870 · Chief Commerical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,327 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.58 to $7.66. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 23:13 UTC |
FOLEY WILLIAM P IIDirector
|
SaleClass A Common Stock | 4,474,982 | $8.23 | $36,829,101.86 |
DisclosureSEC source: 0001809104-24-000031 · wk-form4_1731625990.xml · nonDerivative · entry 2 FOLEY WILLIAM P II · CIK 0000903213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 883,323 F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 23:13 UTC |
FOLEY WILLIAM P IIDirector
|
SaleClass A Common Stock | 525,018 | $8.45 | $4,437,977.15 |
DisclosureSEC source: 0001809104-24-000031 · wk-form4_1731625990.xml · nonDerivative · entry 1 FOLEY WILLIAM P II · CIK 0000903213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,358,305 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $8.45 to $8.50. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 01:57 UTC |
Guilmette David DDirector · Chief Executive Officer
|
GrantClass A Common Stock | 450,762 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111955 · ownership.xml · nonDerivative · entry 1 Guilmette David D · CIK 0001535396 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,212 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan in connection with the Reporting Person's appointment as Chief Executive Officer. The RSUs are scheduled to vest in three equal installments on October 1, 2025, October 1, 2026 and October 1, 2027. F2 · balance_after: Includes RSUs scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:29 UTC |
FOLEY WILLIAM P IIDirector
|
GrantClass A Common Stock | 7,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111939 · ownership.xml · nonDerivative · entry 1 FOLEY WILLIAM P II · CIK 0000903213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,883,323 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $58,125 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:23 UTC |
Paolillo ReginaDirector
|
GrantClass A Common Stock | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111935 · ownership.xml · nonDerivative · entry 1 Paolillo Regina · CIK 0001324574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,640 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $11,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:20 UTC |
Rajgopal KausikDirector
|
GrantClass A Common Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111932 · ownership.xml · nonDerivative · entry 1 Rajgopal Kausik · CIK 0001969437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,643 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $10,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:17 UTC |
Williams Lenore DDirector
|
GrantClass A Common Stock | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111929 · ownership.xml · nonDerivative · entry 1 Williams Lenore D · CIK 0001730708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,764 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $15,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:16 UTC |
Massey Richard NDirector
|
GrantClass A Common Stock | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111926 · ownership.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,402,334 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $22,500 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:14 UTC |
Meinhardt ErikaDirector
|
GrantClass A Common Stock | 2,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111923 · ownership.xml · nonDerivative · entry 1 Meinhardt Erika · CIK 0001339822 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,714 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $21,250 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 01:12 UTC |
Rushing Coretha MDirector
|
GrantClass A Common Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111918 · ownership.xml · nonDerivative · entry 1 Rushing Coretha M · CIK 0001362321 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,372 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $10,000 for services as a member of the Board Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $7.40, the closing price of the Issuer's ordinary shares on September 30, 2024 and rounding down to the next whole share. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 23:01 UTC |
Felli MartinSee Remarks
|
GrantClass A Common Stock | 34,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-104179 · ownership.xml · nonDerivative · entry 1 Felli Martin · CIK 0001962134 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,610 F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on September 3, 2025, September 3, 2026 and September 3, 2027. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 22:31 UTC |
Rooney Katie J.Chief Operating Officer
|
SaleClass A Common Stock | 47,851 | $6.98 | $334,019.12 |
DisclosureSEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 2 Rooney Katie J. · CIK 0001770793 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,832,902 F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 22:31 UTC |
Rooney Katie J.Chief Operating Officer
|
SaleClass A Common Stock | 47,851 | $7.11 | $340,455.08 |
DisclosureSEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 1 Rooney Katie J. · CIK 0001770793 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,880,753 F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:54 UTC |
FOLEY WILLIAM P IIDirector
|
GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081894 · ownership.xml · nonDerivative · entry 1 FOLEY WILLIAM P II · CIK 0000903213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,875,469 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass Z-B-2 Common Stock · Derivative | 126.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 6 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-2 Common Stock · 126.92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass Z-B-1 Common Stock · Derivative | 126.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 5 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-1 Common Stock · 126.92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass Z-A Common Stock · Derivative | 1,936.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 4 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,936.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F5 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F5 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F6 · balance_after: The remaining 8,094.20 Class Z-A Shares, 418.08 Class Z-B-1 Shares and 418.08 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass B-2 Common Stock · Derivative | 126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 3 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,348 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass B-1 Common Stock · Derivative | 126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · derivative · entry 2 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,348 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F4 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F4 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F3 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F3 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 07:40 UTC |
Heaton Jeremy J.Chief Financial Officer
|
Exercise / conversionClass A Common Stock | 1,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081781 · ownership.xml · nonDerivative · entry 1 Heaton Jeremy J. · CIK 0002022797 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:58 UTC |
Henson Daniel SDirector
|
GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081896 · ownership.xml · nonDerivative · entry 1 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,010,625 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:49 UTC |
Meinhardt ErikaDirector
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GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081890 · ownership.xml · nonDerivative · entry 1 Meinhardt Erika · CIK 0001339822 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,843 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:51 UTC |
Paolillo ReginaDirector
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GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081892 · ownership.xml · nonDerivative · entry 1 Paolillo Regina · CIK 0001324574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,154 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:46 UTC |
Massey Richard NDirector
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GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081888 · ownership.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,399,294 F1 · shares: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:45 UTC |
Guilmette David DDirector
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GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081886 · ownership.xml · nonDerivative · entry 2 Guilmette David D · CIK 0001535396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,450 F3 · shares: Represents RSUs granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes RSUs scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:45 UTC |
Guilmette David DDirector
|
GrantClass A Common Stock | 3,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081886 · ownership.xml · nonDerivative · entry 1 Guilmette David D · CIK 0001535396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,294 F1 · shares: Represents a pro rata equity award of restricted stock units ("RSUs") granted for board service in connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 6, 2024 through July 2, 2024, the annual grant date. The RSUs are scheduled to vest on May 6, 2025. F2 · balance_after: Includes RSUs scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:44 UTC |
Rushing Coretha MDirector
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GrantClass A Common Stock | 21,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081884 · ownership.xml · nonDerivative · entry 2 Rushing Coretha M · CIK 0001362321 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,021 F3 · shares: Represents RSUs granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:44 UTC |
Rushing Coretha MDirector
|
GrantClass A Common Stock | 3,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081884 · ownership.xml · nonDerivative · entry 1 Rushing Coretha M · CIK 0001362321 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,865 F1 · shares: Represents a pro rata equity award of Restricted Stock Units ("RSUs") granted for board service in connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 6, 2024, through July 2, 2024, the annual grant date. The RSUs are scheduled to vest on May 6, 2025. F2 · balance_after: Includes restricted stock units scheduled to vest in the future. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-B-2 Units · Derivative | 19.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 13 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class B-2 Units · 19.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-B-2 Common Stock · Derivative | 274.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 12 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-2 Common Stock · 274.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F13 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F13 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-B-1 Units · Derivative | 19.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 11 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class B-1 Units · 19.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-B-1 Common Stock · Derivative | 274.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 10 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-1 Common Stock · 274.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F13 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F13 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-A Units · Derivative | 290.59 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 9 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class A Units · 290.59 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F2 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F11 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F11 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · balance_after: The remaining 1,214.41 Class Z-A Units, 62.90 Class Z-B-1 Units and 62.90 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass Z-A Common Stock · Derivative | 4,179.83 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 8 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,179.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F9 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F9 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F10 · balance_after: The remaining 17,468.17 Class Z-A Shares, 902.90 Class Z-B-1 Shares and 902.90 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass B-2 Units · Derivative | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 7 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 1,380 Underlying: Class A Common Stock · 19 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F7 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F7 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass B-2 Common Stock · Derivative | 274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 6 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,020 Underlying: Class A Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F5 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F5 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass B-1 Units · Derivative | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 5 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 1,380 Underlying: Class A Common Stock · 19 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F8 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F8 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F7 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F7 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass B-1 Common Stock · Derivative | 274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 4 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,020 Underlying: Class A Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F6 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F6 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F5 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. F5 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass A Units · Derivative | 290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · derivative · entry 3 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 42,411 Underlying: Class A Common Stock · 290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made. F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F2 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F4 · derivative.exercise_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made. F4 · derivative.expiration_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass V Common Stock | 290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · nonDerivative · entry 2 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 42,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F3 · price: Class V Shares do not represent economic interests in the issuer. Except as provided in the issuer's certificate of incorporation or as required by applicable law, holders of Class V Shares will be entitled to one vote per share on all matters to be voted on by the issuer's stockholders generally. Upon exchange of Class A Units that are held by the reporting persons and reported in Table II hereof, an equal number of Class V Shares will be cancelled for no consideration. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:50 UTC |
Henson Daniel SDirector
|
Exercise / conversionClass A Common Stock | 4,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081787 · ownership.xml · nonDerivative · entry 1 Henson Daniel S · CIK 0001673492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,989,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
|
Exercise / conversionClass Z-B-2 Units · Derivative | 37.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 13 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class B-2 Units · 37.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
|
Exercise / conversionClass Z-B-2 Common Stock · Derivative | 63.58 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 12 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-2 Common Stock · 63.58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F14 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F14 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
|
Exercise / conversionClass Z-B-1 Units · Derivative | 37.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 11 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class B-1 Units · 37.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
|
Exercise / conversionClass Z-B-1 Common Stock · Derivative | 63.58 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 10 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B-1 Common Stock · 63.58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash. F14 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F14 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest. F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
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Exercise / conversionClass Z-A Units · Derivative | 572.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 9 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 0 Underlying: Class A Units · 572.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F3 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F3 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash. F12 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F12 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement. F13 · balance_after: The remaining 2,390.90 Class Z-A Units, 123.51 Class Z-B-1 Units and 123.51 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
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Exercise / conversionClass Z-A Common Stock · Derivative | 968.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 8 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 968.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash. F10 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F10 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management. F11 · balance_after: The remaining 4,047.50 Class Z-A Shares, 209.42 Class Z-B-1 Shares and 209.42 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 11:46 UTC |
Tulsiani Dinesh VChief Strategy Officer
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Exercise / conversionClass B-2 Units · Derivative | 37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-081785 · ownership.xml · derivative · entry 7 Tulsiani Dinesh V · CIK 0001870603 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempo Management, LLC Disclosed balance after: 2,717 Underlying: Class A Common Stock · 37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash. F8 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. F8 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.