TapewireFind a company

person · Reporting owner

Rooney Katie J.

Disclosed activity across 3 companies

Tapewire entity
46303
SEC CIK
0001770793

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alight, Inc. / DelawareALIT · Entity 5436Chief Operating OfficerJuly 08, 2024July 10, 2024
ZoomInfo Technologies Inc.GTM · Entity 1794DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alight, Inc. / Delaware

Report date July 08, 2024 · Filed July 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,832,902 Last balance in matching sequence After 2024-07-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-07-08 · Sale · Disposed 47,851 · Balance 2,880,753

F1: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Includes restricted stock units scheduled to vest in the future.

Row 2 · 2024-07-09 · Sale · Disposed 47,851 · Balance 2,832,902

F1: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4: The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Includes restricted stock units scheduled to vest in the future.

Class V Common StockSEC Table I · non-derivativeIndirectBy Tempo Management, LLC70,100 Reported balance Holding disclosure · report date 2024-07-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 70,100

F5: Shares of Class V common stock do not represent economic interests in the Issuer. Except as provided in the Issuer's Certificate of Incorporation or as required by applicable law, Class V common stock will be entitled to one vote per share on all matters to be voted on by Issuer's stockholders generally. Upon exchange of Class A Units of Alight Holding Company, LLC that are held by the Reporting Person, an equal number of shares of the Issuer's Class V common stock will be cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Includes restricted stock units scheduled to vest in the future.

F4: The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Shares of Class V common stock do not represent economic interests in the Issuer. Except as provided in the Issuer's Certificate of Incorporation or as required by applicable law, Class V common stock will be entitled to one vote per share on all matters to be voted on by Issuer's stockholders generally. Upon exchange of Class A Units of Alight Holding Company, LLC that are held by the Reporting Person, an equal number of shares of the Issuer's Class V common stock will be cancelled for no consideration.

ZoomInfo Technologies Inc.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,090 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 19,551 · Balance 25,090

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Exercise / conversion · Disposed 19,551 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F2: These restricted stock units vested on May 14, 2026, the date of the Issuer's annual meeting of stockholders.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect51,283 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Grant · Acquired 51,283 · Balance 51,283

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F3: These restricted stock units shall vest on the earlier of May 14, 2027, or the date of the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F2: These restricted stock units vested on May 14, 2026, the date of the Issuer's annual meeting of stockholders.

F3: These restricted stock units shall vest on the earlier of May 14, 2027, or the date of the Issuer's next annual meeting of stockholders.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SMARTSHEET INC

Report date January 22, 2025 · Filed January 24, 2025

Section 16 reporting ended · disclosed 2025-01-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-03-21Direct0 Reported balance After 2025-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-22 · Disposition to issuer · Disposed 7,981 · Balance 0

F1: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F4: The RSU vests as to 1/3 of the total shares on each of March 21, 2025, March 21, 2026, and March 21, 2027, subject to the reporting person's provision of service to the issuer on each vesting date.

Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-06-18Direct0 Reported balance After 2025-01-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-22 · Disposition to issuer · Disposed 1,216 · Balance 0

F1: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F4: The RSU vests as to 1/3 of the total shares on each of March 21, 2025, March 21, 2026, and March 21, 2027, subject to the reporting person's provision of service to the issuer on each vesting date.

F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 16:25 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 GrantRestricted Stock Units · Derivative 51,283 $0.00 $0.00
Disclosure

SEC source: 0001770793-26-000002 · wk-form4_1779135952.xml · derivative · entry 3

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,283

Underlying: Common Stock · 51,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F3 · derivative.exercise_date: These restricted stock units shall vest on the earlier of May 14, 2027, or the date of the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: These restricted stock units shall vest on the earlier of May 14, 2027, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 14, 2026 Filed May 18, 2026 16:25 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 Exercise / conversionRestricted Stock Units · Derivative 19,551 $0.00 $0.00
Disclosure

SEC source: 0001770793-26-000002 · wk-form4_1779135952.xml · derivative · entry 2

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F2 · derivative.exercise_date: These restricted stock units vested on May 14, 2026, the date of the Issuer's annual meeting of stockholders.

F2 · derivative.expiration_date: These restricted stock units vested on May 14, 2026, the date of the Issuer's annual meeting of stockholders.

Read SEC document
May 14, 2026 Filed May 18, 2026 16:25 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 Exercise / conversionCommon Stock 19,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001770793-26-000002 · wk-form4_1779135952.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

Read SEC document
May 14, 2025 Filed May 16, 2025 16:13 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 GrantRestricted Stock Units · Derivative 19,551 $0.00 $0.00
Disclosure

SEC source: 0001794515-25-000123 · wk-form4_1747426425.xml · derivative · entry 3

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,551

Underlying: Common Stock · 19,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F3 · derivative.exercise_date: These restricted stock units shall vest on the earlier of May 14, 2026, or the date of the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: These restricted stock units shall vest on the earlier of May 14, 2026, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 14, 2025 Filed May 16, 2025 16:13 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 Exercise / conversionRestricted Stock Units · Derivative 5,539 $0.00 $0.00
Disclosure

SEC source: 0001794515-25-000123 · wk-form4_1747426425.xml · derivative · entry 2

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F2 · derivative.exercise_date: These restricted stock units vested on May 14, 2025, the date of the Issuer's annual meeting of stockholders.

F2 · derivative.expiration_date: These restricted stock units vested on May 14, 2025, the date of the Issuer's annual meeting of stockholders.

Read SEC document
May 14, 2025 Filed May 16, 2025 16:13 UTC ZoomInfo Technologies Inc. GTM · Entity 1794 Exercise / conversionCommon Stock 5,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001794515-25-000123 · wk-form4_1747426425.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:32 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 GrantRestricted Stock Units · Derivative 5,539 $0.00 $0.00
Disclosure

SEC source: 0001794515-25-000015 · wk-form4_1738708332.xml · derivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539

Underlying: Common Stock · 5,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled into either Common Stock or cash (or a combination thereof) at the discretion of the Issuer.

F2 · derivative.exercise_date: These restricted stock units shall vest on the earlier of May 15, 2025 or the date of the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: These restricted stock units shall vest on the earlier of May 15, 2025 or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 18:19 UTC SMARTSHEET INC SMAR · Entity 83899 Disposition to issuerRestricted Stock Units (RSU) (Class A) · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002064 · form4-01242025_110126.xml · derivative · entry 2

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,216 shares

Expires 2034-06-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F5 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 18:19 UTC SMARTSHEET INC SMAR · Entity 83899 Disposition to issuerRestricted Stock Units (RSU) (Class A) · Derivative 7,981 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002064 · form4-01242025_110126.xml · derivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,981 shares

Expires 2034-03-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F4 · derivative.exercise_date: The RSU vests as to 1/3 of the total shares on each of March 21, 2025, March 21, 2026, and March 21, 2027, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:31 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 47,851 $6.98 $334,019.12
Disclosure

SEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,832,902

F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 22:31 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 47,851 $7.11 $340,455.08
Disclosure

SEC source: 0000950170-24-082790 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,880,753

F1 · shares: This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-B-2 Units · Derivative 31.44 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 13

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-2 Units · 31.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F13 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F14 · balance_after: The remaining 2,006.81 Class Z-A Units, 103.56 Class Z-B-1 Units and 103.56 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-B-2 Common Stock · Derivative 266.64 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 12

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-2 Common Stock · 266.64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F10 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F10 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F12 · balance_after: The remaining 16,998.54 Class Z-A Shares, 878.36 Class Z-B-1 Shares and 878.36 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-B-1 Units · Derivative 31.44 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 11

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class B-1 Units · 31.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F13 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F14 · balance_after: The remaining 2,006.81 Class Z-A Units, 103.56 Class Z-B-1 Units and 103.56 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-B-1 Common Stock · Derivative 266.64 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 10

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B-1 Common Stock · 266.64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F10 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F10 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F12 · balance_after: The remaining 16,998.54 Class Z-A Shares, 878.36 Class Z-B-1 Shares and 878.36 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-A Units · Derivative 480.19 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 9

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 0

Underlying: Class A Units · 480.19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F3 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F3 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F13 · derivative.exercise_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F13 · derivative.expiration_date: Class Z Units will initially be unvested and will not be entitled to share in any profits or losses of Alight Holdings and will not have any voting rights or rights to distributions. In the event that any Class A common stock or Class B-1 or B-2 common stock is forfeited by management under the terms of the applicable award agreement, an equivalent portion of the unvested shares of Company Class Z-A common stock and Class Z-A Units, in the aggregate, or Company Class Z-B-1 or Z-B-2 common stock and Class Z-B-1 or Z-B-2 Units, in the aggregate, will vest, with such vested portion being allocated among the holders of Class Z common stock and Class Z Units based on the allocation principles under the issuer's business combination agreement.

F14 · balance_after: The remaining 2,006.81 Class Z-A Units, 103.56 Class Z-B-1 Units and 103.56 Class Z-B-2 Units previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares or Class B-2 Shares held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass Z-A Common Stock · Derivative 4,067.46 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 8

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,067.46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F11 · derivative.exercise_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F11 · derivative.expiration_date: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F12 · balance_after: The remaining 16,998.54 Class Z-A Shares, 878.36 Class Z-B-1 Shares and 878.36 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass B-2 Units · Derivative 31 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 7

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 2,281

Underlying: Class A Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F8 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass B-2 Common Stock · Derivative 266 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 6

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,434

Underlying: Class A Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F10 · derivative.exercise_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

F10 · derivative.expiration_date: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass B-1 Units · Derivative 31 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 5

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 2,281

Underlying: Class A Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F9 · shares: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F9 · price: The reported Class Z-B-1 Units and Class Z-B-2 Units vested and converted into Class B-1 Units and Class B-2 Units in connection with the forfeiture of corollary Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management. Vested fractional Class Z-B-1 Units and Class Z-B-2 Units were settled in cash.

F8 · derivative.exercise_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

F8 · derivative.expiration_date: Class B Units will not be entitled to share in any profits or losses of Alight Holdings and will have no voting rights or rights to distributions. Class B Units will vest and automatically convert into an equal number of Class A Units as follows: (i) the Class B-1 Units will vest upon the occurrence of a Class B-1 vesting event and (ii) the Class B-2 Units will vest upon the occurrence of a Class B-2 vesting event. Upon the conversion of a Class B Unit, the holder of such Class B Unit will be entitled to receive a payment (a "Dividend Catch-Up Payment") equal to the aggregate amount of distributions paid per Class A Unit (excluding tax distributions) from July 2, 2021 and ending on the day prior to the date on which such Class B Unit converts into a Class A Unit. If any of the Class B Units do not vest on or before July 2, 2028, such units will be automatically forfeited and cancelled for no consideration and will not be entitled to receive any Dividend Catch-Up Payments.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass B-1 Common Stock · Derivative 266 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 4

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,434

Underlying: Class A Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F7 · shares: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F7 · price: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F6 · derivative.exercise_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F6 · derivative.expiration_date: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass A Units · Derivative 480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · derivative · entry 3

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 70,100

Underlying: Class A Common Stock · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

F3 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F3 · price: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F5 · derivative.exercise_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

F5 · derivative.expiration_date: Class A Units will have no voting rights but are entitled to share in the profits and losses of Alight Holdings. Class A Units held by the reporting persons can be exchanged, up to once per calendar quarter for an equal number of shares of the issuer's Class A common stock ("Class A Shares"). Notwithstanding the foregoing, the issuer will be permitted, at its sole discretion, in lieu of delivering s Class A Shares for any Class A Units surrendered for exchange, to pay an amount in cash per Class A Unit equal to the 5-day volume weighted average price of the Class A Shares ending on the day such measurement is made.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass V Common Stock 480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempo Management, LLC

Disclosed balance after: 70,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The reported shares of Class V common stock ("Class V Shares") and Class A Units of Alight Holding Company LLC ("Class A Units" and "Alight Holdings," respectively) were received in connection with the vesting and and conversion of Class Z-A Units in connection with the forfeiture of corollary Class A Shares held by issuer's management. Vested fractional Class Z-A Units were settled in cash.

F4 · price: Class V Shares do not represent economic interests in the issuer. Except as provided in the issuer's certificate of incorporation or as required by applicable law, holders of Class V Shares will be entitled to one vote per share on all matters to be voted on by the issuer's stockholders generally. Upon exchange of Class A Units that are held by the reporting persons and reported in Table II hereof, an equal number of Class V Shares will be cancelled for no consideration.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 11:30 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass A Common Stock 4,067 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081775 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,928,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F1 · price: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 18:56 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001366561-24-000146 · wk-form4_1718751412.xml · derivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,216

Underlying: Class A Common Stock · 1,216 shares

Expires 2034-06-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.

Read SEC document
April 02, 2024 Filed Apr 2, 2024 22:45 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 2,777 $9.48 $26,325.13
Disclosure

SEC source: 0000950170-24-040522 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,924,537

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.410 to $9.545. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:45 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 2,777 $9.70 $26,943.56
Disclosure

SEC source: 0000950170-24-040522 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,927,314

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.65 to $9.85. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 16:33 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 7,981 $0.00 $0.00
Disclosure

SEC source: 0001366561-24-000075 · wk-form4_1711139587.xml · derivative · entry 1

Rooney Katie J. · CIK 0001770793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,981

Underlying: Class A Common Stock · 7,981 shares

Expires 2034-03-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on each of March 21, 2025, March 21, 2026, and March 21, 2027, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:26 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 28,149 $9.11 $256,437.39
Disclosure

SEC source: 0000950170-24-030153 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,930,091

F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 22:39 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 5,454 $9.09 $49,587.77
Disclosure

SEC source: 0000950170-24-028809 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,958,240

F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.065 to $9.115. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:39 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 26,164 $8.95 $234,225.36
Disclosure

SEC source: 0000950170-24-028809 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,963,694

F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $8.87 to $9.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 22:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 9,576 $9.06 $86,777.71
Disclosure

SEC source: 0000950170-24-012313 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,989,858

F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F4 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.00 to $9.10. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 SaleClass A Common Stock 7,100 $9.00 $63,931.95
Disclosure

SEC source: 0000950170-24-012313 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,999,434

F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.00 to $9.04. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:14 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 416,220 $8.23 $3,425,490.60
Disclosure

SEC source: 0000950170-24-005457 · ownership.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,006,534

F3 · shares: Represents the number of shares withheld to cover federal and state tax liability of the Reporting Person incurred in connection with the vesting of the above-mentioned performance stock units.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:14 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 937,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005457 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,422,754

F1 · shares: Shares issued in settlement of performance stock units granted in 2021 which vested at 250% max level based on the achievement of cumulative BPaaS TCV bookings metric over the three fiscal years of 2021, 2022 and 2023.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:59 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 55,376 $8.53 $472,357.28
Disclosure

SEC source: 0000950170-24-001050 · ownership.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,485,254

F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 225,733 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018609 · doc4.xml · nonDerivative · entry 3

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540,630

F4 · shares: Represents restricted stock units scheduled to vest on August 10, 2025.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 86,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018609 · doc4.xml · nonDerivative · entry 2

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,897

F3 · shares: Represents restricted stock units scheduled to vest in three equal installments on March 10, 2024, March 10, 2025 and March 10, 2026.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 15,399 $8.86 $136,435.14
Disclosure

SEC source: 0001209191-23-018609 · doc4.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228,554

F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:41 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 55,375 $8.36 $462,935.00
Disclosure

SEC source: 0001209191-23-001247 · doc4.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243,953

F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
March 10, 2022 Filed Mar 17, 2022 01:43 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 104,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019386 · doc4.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,328

F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on March 10, 2023, March 10, 2024 and March 10, 2025.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:07 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Tax withholdingClass A Common Stock 45,678 $10.81 $493,779.18
Disclosure

SEC source: 0001209191-22-000960 · doc4.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,047

F1 · shares: Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported Restricted Stock Units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:26 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055919 · doc4.xml · nonDerivative · entry 1

Rooney Katie J. · CIK 0001770793 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240,725

F1 · shares: Represents restricted stock units scheduled to vest in approximately three equal installments on December 31, 2021, December 31, 2022 and December 31, 2023.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.