Last 12 months
Inside the activity.
1 purchase rows · 79 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 17 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 3 |
| Jun 2026 | 1 | 7 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 3, 2022 00:21 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $13.11 | $327,777.50 |
DisclosureSEC source: 0001209191-22-059508 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,724,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| November 10, 2022 Filed Dec 19, 2022 23:32 UTC |
Maroney Dawn ChristinePresident, Markets
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062017 · doc4.xml · nonDerivative · entry 2 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,975,692 F2 · kind: Represents bona fide gifts to family members. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:06 UTC |
McCarthy Margaret MDirector
|
GrantCommon Stock | 1,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056201 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,318 F1 · kind: Represents 1,429 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 100% on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:05 UTC |
KONOWIECKI JOSEPH SDirector · Chairman of the Board
|
GrantOptions (Right to Buy) · Derivative | 35,817 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001209191-22-056195 · doc4.xml · derivative · entry 2 KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,817 Underlying: Common Stock · 35,817 shares Expires 2032-11-07 F2 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:05 UTC |
KONOWIECKI JOSEPH SDirector · Chairman of the Board
|
GrantCommon Stock | 53,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056195 · doc4.xml · nonDerivative · entry 1 KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,903 F1 · kind: Represents 53,906 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company. The reporting person has elected to defer receipt of the underlying shares for three years (or, if earlier, upon separation of service or a change of control of the Company). Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 16:27 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 24,000 | $13.23 | $317,611.20 |
DisclosureSEC source: 0001209191-22-055290 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 544,529 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.10 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:31 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 30,000 | $13.39 | $401,784.00 |
DisclosureSEC source: 0001209191-22-055299 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,226 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.09 to $13.82. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:25 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $13.23 | $330,830.00 |
DisclosureSEC source: 0001209191-22-055287 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,749,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.08 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 16:25 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 24,000 | $13.08 | $313,828.80 |
DisclosureSEC source: 0001209191-22-054806 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 568,529 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 20:27 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 10,000 | $13.02 | $130,155.00 |
DisclosureSEC source: 0001209191-22-054807 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,226 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.08. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 20:23 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $13.07 | $326,855.00 |
DisclosureSEC source: 0001209191-22-054805 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,774,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 23:33 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 20,000 | $12.03 | $240,508.00 |
DisclosureSEC source: 0001209191-22-052900 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,226 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.69 to $12.28. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 22:00 UTC |
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
Warburg Pincus Partners II Holdings, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,044,006 | $14.61 | $29,862,927.66 |
DisclosureSEC source: 0000950142-22-002772 · es220287787_4-alhcwp2.xml · nonDerivative · entry 1 Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,922,779 F1 · kind: Represents 1,316,565 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 264,147 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 37,998 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 216,869 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 71,029 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 137,398 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61. F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 20:50 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 95, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
GAPCO GMBH & CO KGDirector · 10% owner
GAPCO MANAGEMENT GMBHDirector · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,955,994 | $14.61 | $101,627,072.34 |
DisclosureSEC source: 0000950142-22-002764 · es220287788_4-alhc1.xml · nonDerivative · entry 1 GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 95, L.P. · CIK 0001606259 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner GAPCO GMBH & CO KG · CIK 0001187388 · Director · 10% owner GAPCO MANAGEMENT GMBH · CIK 0001187390 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,993,323 F1 · kind: The shares of Common Stock were sold by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"), pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61. F2 · ownership.nature: Reflects securities held directly by GA ALN following the closing of the Transaction. The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 21:59 UTC |
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Private Equity XII, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-B, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-D, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-E, L.P.Director · 10% owner
WP XII Partners, L.P.Director · 10% owner
Warburg Pincus XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
Warburg Pincus Partners II, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,044,006 | $14.61 | $29,862,927.66 |
DisclosureSEC source: 0000950142-22-002771 · es220287786_4-alhcwp1.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner WP Global LLC · CIK 0001540385 · Director · 10% owner Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,922,779 F1 · kind: Represents 1,316,565 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 264,147 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 37,998 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 216,869 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 71,029 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 137,398 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61. F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 16:50 UTC |
General Atlantic (ALN HLTH), L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,955,994 | $14.61 | $101,627,072.34 |
DisclosureSEC source: 0000950142-22-002765 · es220287789_4-alhc2.xml · nonDerivative · entry 1 General Atlantic (ALN HLTH), L.P. · CIK 0001853603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,993,323 F1 · kind: The shares of Common Stock were sold by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"), pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61. F2 · ownership.nature: Reflects securities held directly by GA ALN following the closing of the Transaction. The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 18:49 UTC |
Cross Richard A.SVP, General Counsel
|
GrantCommon Stock | 102,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049770 · doc4.xml · nonDerivative · entry 1 Cross Richard A. · CIK 0001879095 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,686 F1 · kind: Represents 102,759 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 22:45 UTC |
Maroney Dawn ChristinePresident, Markets
|
GrantCommon Stock | 431,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049768 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,981,142 F1 · kind: Represents 431,323 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 18:32 UTC |
Freeman Robert ThomasChief Financial Officer
|
GrantCommon Stock | 319,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049767 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,448 F1 · kind: Represents 319,179 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 22:41 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
GrantCommon Stock | 280,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049769 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,226 F1 · kind: Represents 280,360 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 22:30 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
GrantCommon Stock | 1,639,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049765 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420,380 F1 · kind: Represents 1,639,027 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company. Read SEC document |
| September 09, 2022 Filed Sep 10, 2022 01:07 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 10,250 | $16.60 | $170,193.05 |
DisclosureSEC source: 0001209191-22-049374 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,819 F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.60 to $16.63. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 09, 2022 Filed Dec 19, 2022 23:32 UTC |
Maroney Dawn ChristinePresident, Markets
|
GiftCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062017 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,369 F1 · kind: Represents a bona fide gift to a nonprofit organization. Read SEC document |
| September 08, 2022 Filed Sep 10, 2022 01:06 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 50,000 | $16.05 | $802,655.00 |
DisclosureSEC source: 0001209191-22-049371 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,866 F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.00 to $16.2150. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:15 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 20,000 | $14.56 | $291,142.00 |
DisclosureSEC source: 0001209191-22-048493 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,069 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.30 to $14.81. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:10 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 24,000 | $14.56 | $349,363.20 |
DisclosureSEC source: 0001209191-22-048482 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 592,529 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.30 to $14.82. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:14 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 30,000 | $14.56 | $436,782.00 |
DisclosureSEC source: 0001209191-22-048487 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,866 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.31 to $14.84. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:13 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 50,000 | $14.56 | $727,935.00 |
DisclosureSEC source: 0001209191-22-048485 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,799,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.3050 to $14.84. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:29 UTC |
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
Warburg Pincus Partners II Holdings, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 682,000 | $15.50 | $10,571,000.00 |
DisclosureSEC source: 0000950142-22-002596 · es220281398_4-alhcwp2.xml · nonDerivative · entry 1 Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,966,785 F1 · kind: Represents 439,283 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 88,135 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 12,678 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 72,360 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 23,700 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 45,844 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners"). F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:23 UTC |
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Private Equity XII, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-B, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-D, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-E, L.P.Director · 10% owner
WP XII Partners, L.P.Director · 10% owner
Warburg Pincus XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
Warburg Pincus Partners II, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 682,000 | $15.50 | $10,571,000.00 |
DisclosureSEC source: 0000950142-22-002594 · es220281397_4-alhcwp1.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner WP Global LLC · CIK 0001540385 · Director · 10% owner Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,966,785 F1 · kind: Represents 439,283 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 88,135 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 12,678 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 72,360 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 23,700 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 45,844 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners"). F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:59 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 13,713 | $15.93 | $218,496.09 |
DisclosureSEC source: 0001209191-22-047375 · doc4.xml · nonDerivative · entry 2 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,069 F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.90 to $16.0640. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:13 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 50,000 | $16.00 | $800,065.00 |
DisclosureSEC source: 0001209191-22-047482 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,866 F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.00 to $16.0550. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:59 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 16,287 | $15.90 | $259,010.53 |
DisclosureSEC source: 0001209191-22-047375 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,782 F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.90 to $15.9150. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:00 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 1,790 | $16.60 | $29,714.00 |
DisclosureSEC source: 0001209191-22-046442 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,069 Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:32 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 500,000 | $15.95 | $7,976,450.00 |
DisclosureSEC source: 0001209191-22-045615 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,849,200 F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.95 to $16.67. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| August 09, 2022 Filed Aug 16, 2022 15:09 UTC |
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
Warburg Pincus Partners II Holdings, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,120,000 | $16.16 | $34,259,200.00 |
DisclosureSEC source: 0000950142-22-002541 · es220279638_4-alhcwp2.xml · nonDerivative · entry 1 Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,648,785 F1 · kind: Represents 1,365,513 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 273,968 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 39,411 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 224,932 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 73,670 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 142,506 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners"). F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| August 09, 2022 Filed Aug 16, 2022 15:08 UTC |
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Private Equity XII, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-B, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-D, L.P.Director · 10% owner
Warburg Pincus Private Equity XII-E, L.P.Director · 10% owner
WP XII Partners, L.P.Director · 10% owner
Warburg Pincus XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
Warburg Pincus Partners II, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,120,000 | $16.16 | $34,259,200.00 |
DisclosureSEC source: 0000950142-22-002540 · es220279365_4-alhcwp1.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner WP Global LLC · CIK 0001540385 · Director · 10% owner Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,648,785 F1 · kind: Represents 1,365,513 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 273,968 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 39,411 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 224,932 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 73,670 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 142,506 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners"). F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3) F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares. Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 15:44 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 95, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
GAPCO GMBH & CO KGDirector · 10% owner
GAPCO MANAGEMENT GMBHDirector · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,120,000 | $16.90 | $35,828,000.00 |
DisclosureSEC source: 0000950142-22-002442 · es220277794_4-alhc1.xml · nonDerivative · entry 1 GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 95, L.P. · CIK 0001606259 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner GAPCO GMBH & CO KG · CIK 0001187388 · Director · 10% owner GAPCO MANAGEMENT GMBH · CIK 0001187390 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,949,317 F1 · ownership.nature: Reflects securities held directly by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"). The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN2) F2 · ownership.nature: (Cont'd from FN1) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 11:44 UTC |
General Atlantic (ALN HLTH), L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,120,000 | $16.90 | $35,828,000.00 |
DisclosureSEC source: 0000950142-22-002443 · es220277798_4-alhc2.xml · nonDerivative · entry 1 General Atlantic (ALN HLTH), L.P. · CIK 0001853603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,949,317 F1 · ownership.nature: Reflects securities held directly by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"). The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN2) F2 · ownership.nature: (Cont'd from FN1) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:36 UTC |
MARGOLIS JEFFREY HDirector
|
SaleCommon Stock | 1,200 | $18.00 | $21,600.00 |
DisclosureSEC source: 0001209191-22-045021 · doc4.xml · nonDerivative · entry 1 MARGOLIS JEFFREY H · CIK 0001105688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 425,533 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · ownership.nature: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:32 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 2,913 | $19.01 | $55,363.90 |
DisclosureSEC source: 0001209191-22-045008 · doc4.xml · nonDerivative · entry 2 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 616,529 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.06. F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:32 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 40,497 | $18.51 | $749,761.46 |
DisclosureSEC source: 0001209191-22-045008 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 619,442 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:34 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 2,531 | $19.01 | $48,109.50 |
DisclosureSEC source: 0001209191-22-045016 · doc4.xml · nonDerivative · entry 2 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,866 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F3 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.13. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:34 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 41,573 | $18.51 | $769,532.86 |
DisclosureSEC source: 0001209191-22-045016 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,397 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:31 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 4,003 | $19.01 | $76,110.24 |
DisclosureSEC source: 0001209191-22-045003 · doc4.xml · nonDerivative · entry 2 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,349,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.14. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:31 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 62,188 | $18.54 | $1,152,778.96 |
DisclosureSEC source: 0001209191-22-045003 · doc4.xml · nonDerivative · entry 1 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,353,203 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 01:18 UTC |
KAO JOHN EDirector · Chief Executive Officer
|
SaleCommon Stock | 848 | $14.74 | $12,499.52 |
DisclosureSEC source: 0001209191-22-044009 · doc4.xml · nonDerivative · entry 2 KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,415,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 01:24 UTC |
Maroney Dawn ChristinePresident, Markets
|
SaleCommon Stock | 20,000 | $14.47 | $289,440.00 |
DisclosureSEC source: 0001209191-22-044011 · doc4.xml · nonDerivative · entry 1 Maroney Dawn Christine · CIK 0001850397 · President, Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,859 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:21 UTC |
Freeman Robert ThomasChief Financial Officer
|
SaleCommon Stock | 24,000 | $14.50 | $348,019.20 |
DisclosureSEC source: 0001209191-22-044010 · doc4.xml · nonDerivative · entry 1 Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 659,939 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 01:26 UTC |
Kumar Dinesh M.Chief Med & Operating Officer
|
SaleCommon Stock | 30,000 | $14.49 | $434,646.00 |
DisclosureSEC source: 0001209191-22-044012 · doc4.xml · nonDerivative · entry 1 Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,970 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.