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Nasdaq · USD

ALHC

Alignment Healthcare, Inc.

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Tapewire entity
4269
SEC CIK
0001832466
Parsed reports
456

Last 12 months

Inside the activity.

1 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025017
Jan 202608
Feb 202603
Mar 2026018
Apr 202608
May 202603
Jun 202617
Jul 202604
Aug 202602
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 3, 2022 00:21 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 25,000 $13.11 $327,777.50
Disclosure

SEC source: 0001209191-22-059508 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,724,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
November 10, 2022 Filed Dec 19, 2022 23:32 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062017 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975,692

F2 · kind: Represents bona fide gifts to family members.

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November 07, 2022 Filed Nov 9, 2022 21:06 UTC GrantCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056201 · doc4.xml · nonDerivative · entry 1

McCarthy Margaret M · CIK 0001485980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,318

F1 · kind: Represents 1,429 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 100% on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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November 07, 2022 Filed Nov 9, 2022 21:05 UTC
KONOWIECKI JOSEPH SDirector · Chairman of the Board
GrantOptions (Right to Buy) · Derivative 35,817 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001209191-22-056195 · doc4.xml · derivative · entry 2

KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,817

Underlying: Common Stock · 35,817 shares

Expires 2032-11-07

F2 · derivative.exercise_date: Options vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date.

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November 07, 2022 Filed Nov 9, 2022 21:05 UTC
KONOWIECKI JOSEPH SDirector · Chairman of the Board
GrantCommon Stock 53,906 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056195 · doc4.xml · nonDerivative · entry 1

KONOWIECKI JOSEPH S · CIK 0001209523 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,903

F1 · kind: Represents 53,906 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company. The reporting person has elected to defer receipt of the underlying shares for three years (or, if earlier, upon separation of service or a change of control of the Company).

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November 01, 2022 Filed Nov 2, 2022 16:27 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 24,000 $13.23 $317,611.20
Disclosure

SEC source: 0001209191-22-055290 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 544,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.10 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:31 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 30,000 $13.39 $401,784.00
Disclosure

SEC source: 0001209191-22-055299 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.09 to $13.82. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:25 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 25,000 $13.23 $330,830.00
Disclosure

SEC source: 0001209191-22-055287 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,749,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.08 to $13.38. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 16:25 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 24,000 $13.08 $313,828.80
Disclosure

SEC source: 0001209191-22-054806 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 568,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:27 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 10,000 $13.02 $130,155.00
Disclosure

SEC source: 0001209191-22-054807 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.08. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:23 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 25,000 $13.07 $326,855.00
Disclosure

SEC source: 0001209191-22-054805 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,774,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.00 to $13.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 23:33 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 20,000 $12.03 $240,508.00
Disclosure

SEC source: 0001209191-22-052900 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $11.69 to $12.28. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 22:00 UTC
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
SaleCommon Stock, par value $0.001 per share 2,044,006 $14.61 $29,862,927.66
Disclosure

SEC source: 0000950142-22-002772 · es220287787_4-alhcwp2.xml · nonDerivative · entry 1

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner

WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner

Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,922,779

F1 · kind: Represents 1,316,565 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 264,147 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 37,998 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 216,869 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 71,029 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 137,398 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61.

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

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September 20, 2022 Filed Sep 20, 2022 20:50 UTC
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
GAPCO GMBH & CO KGDirector · 10% owner
GAPCO MANAGEMENT GMBHDirector · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 6,955,994 $14.61 $101,627,072.34
Disclosure

SEC source: 0000950142-22-002764 · es220287788_4-alhc1.xml · nonDerivative · entry 1

GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner

GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner

General Atlantic Partners 95, L.P. · CIK 0001606259 · Director · 10% owner

GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner

GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner

GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner

GAPCO GMBH & CO KG · CIK 0001187388 · Director · 10% owner

GAPCO MANAGEMENT GMBH · CIK 0001187390 · Director · 10% owner

GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner

General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 60,993,323

F1 · kind: The shares of Common Stock were sold by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"), pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61.

F2 · ownership.nature: Reflects securities held directly by GA ALN following the closing of the Transaction. The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

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September 20, 2022 Filed Sep 20, 2022 21:59 UTC
WARBURG PINCUS LLCDirector · 10% owner
WP XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 2,044,006 $14.61 $29,862,927.66
Disclosure

SEC source: 0000950142-22-002771 · es220287786_4-alhcwp1.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner

Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner

Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner

Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner

WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner

Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner

WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner

WP Global LLC · CIK 0001540385 · Director · 10% owner

Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,922,779

F1 · kind: Represents 1,316,565 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 264,147 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 37,998 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 216,869 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 71,029 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 137,398 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61.

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 16:50 UTC SaleCommon Stock, par value $0.001 per share 6,955,994 $14.61 $101,627,072.34
Disclosure

SEC source: 0000950142-22-002765 · es220287789_4-alhc2.xml · nonDerivative · entry 1

General Atlantic (ALN HLTH), L.P. · CIK 0001853603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 60,993,323

F1 · kind: The shares of Common Stock were sold by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"), pursuant to a registered block trade that closed on September 20, 2022 (the "Transaction"), at a price of $14.61.

F2 · ownership.nature: Reflects securities held directly by GA ALN following the closing of the Transaction. The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

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September 12, 2022 Filed Sep 13, 2022 18:49 UTC
Cross Richard A.SVP, General Counsel
GrantCommon Stock 102,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049770 · doc4.xml · nonDerivative · entry 1

Cross Richard A. · CIK 0001879095 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,686

F1 · kind: Represents 102,759 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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September 12, 2022 Filed Sep 13, 2022 22:45 UTC
Maroney Dawn ChristinePresident, Markets
GrantCommon Stock 431,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049768 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,142

F1 · kind: Represents 431,323 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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September 12, 2022 Filed Sep 13, 2022 18:32 UTC
Freeman Robert ThomasChief Financial Officer
GrantCommon Stock 319,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049767 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,448

F1 · kind: Represents 319,179 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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September 12, 2022 Filed Sep 13, 2022 22:41 UTC
Kumar Dinesh M.Chief Med & Operating Officer
GrantCommon Stock 280,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049769 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,226

F1 · kind: Represents 280,360 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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September 12, 2022 Filed Sep 13, 2022 22:30 UTC
KAO JOHN EDirector · Chief Executive Officer
GrantCommon Stock 1,639,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049765 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420,380

F1 · kind: Represents 1,639,027 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 50% on each of the third and fourth anniversaries of the grant date, subject to the reporting person's continued service to the Company.

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September 09, 2022 Filed Sep 10, 2022 01:07 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 10,250 $16.60 $170,193.05
Disclosure

SEC source: 0001209191-22-049374 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,819

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.60 to $16.63. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

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September 09, 2022 Filed Dec 19, 2022 23:32 UTC
Maroney Dawn ChristinePresident, Markets
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062017 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,369

F1 · kind: Represents a bona fide gift to a nonprofit organization.

Read SEC document
September 08, 2022 Filed Sep 10, 2022 01:06 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 50,000 $16.05 $802,655.00
Disclosure

SEC source: 0001209191-22-049371 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,866

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.00 to $16.2150. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:15 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 20,000 $14.56 $291,142.00
Disclosure

SEC source: 0001209191-22-048493 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,069

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.30 to $14.81. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:10 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 24,000 $14.56 $349,363.20
Disclosure

SEC source: 0001209191-22-048482 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 592,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.30 to $14.82. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:14 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 30,000 $14.56 $436,782.00
Disclosure

SEC source: 0001209191-22-048487 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,866

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.31 to $14.84. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:13 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 50,000 $14.56 $727,935.00
Disclosure

SEC source: 0001209191-22-048485 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,799,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $14.3050 to $14.84. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:29 UTC
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
SaleCommon Stock, par value $0.001 per share 682,000 $15.50 $10,571,000.00
Disclosure

SEC source: 0000950142-22-002596 · es220281398_4-alhcwp2.xml · nonDerivative · entry 1

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner

WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner

Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,966,785

F1 · kind: Represents 439,283 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 88,135 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 12,678 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 72,360 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 23,700 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 45,844 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners").

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:23 UTC
WARBURG PINCUS LLCDirector · 10% owner
WP XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 682,000 $15.50 $10,571,000.00
Disclosure

SEC source: 0000950142-22-002594 · es220281397_4-alhcwp1.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner

Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner

Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner

Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner

WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner

Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner

WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner

WP Global LLC · CIK 0001540385 · Director · 10% owner

Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,966,785

F1 · kind: Represents 439,283 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 88,135 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 12,678 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 72,360 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 23,700 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 45,844 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners").

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:59 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 13,713 $15.93 $218,496.09
Disclosure

SEC source: 0001209191-22-047375 · doc4.xml · nonDerivative · entry 2

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,069

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.90 to $16.0640.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:13 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 50,000 $16.00 $800,065.00
Disclosure

SEC source: 0001209191-22-047482 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,866

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $16.00 to $16.0550. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:59 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 16,287 $15.90 $259,010.53
Disclosure

SEC source: 0001209191-22-047375 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,782

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.90 to $15.9150. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:00 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 1,790 $16.60 $29,714.00
Disclosure

SEC source: 0001209191-22-046442 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,069

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:32 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 500,000 $15.95 $7,976,450.00
Disclosure

SEC source: 0001209191-22-045615 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,849,200

F1 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $15.95 to $16.67. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

Read SEC document
August 09, 2022 Filed Aug 16, 2022 15:09 UTC
Warburg Pincus Partners GP LLCDirector · 10% owner
WARBURG PINCUS & CO.Director · 10% owner
SaleCommon Stock, par value $0.001 per share 2,120,000 $16.16 $34,259,200.00
Disclosure

SEC source: 0000950142-22-002541 · es220279638_4-alhcwp2.xml · nonDerivative · entry 1

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner

WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner

Warburg Pincus Partners II Holdings, L.P. · CIK 0001894855 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,648,785

F1 · kind: Represents 1,365,513 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 273,968 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 39,411 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 224,932 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 73,670 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 142,506 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners").

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

Read SEC document
August 09, 2022 Filed Aug 16, 2022 15:08 UTC
WARBURG PINCUS LLCDirector · 10% owner
WP XII Partners, L.P.Director · 10% owner
WARBURG PINCUS XII, L.P.Director · 10% owner
WP Global LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 2,120,000 $16.16 $34,259,200.00
Disclosure

SEC source: 0000950142-22-002540 · es220279365_4-alhcwp1.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

Warburg Pincus Private Equity XII, L.P. · CIK 0001658396 · Director · 10% owner

Warburg Pincus Private Equity XII-B, L.P. · CIK 0001658398 · Director · 10% owner

Warburg Pincus Private Equity XII-D, L.P. · CIK 0001658400 · Director · 10% owner

Warburg Pincus Private Equity XII-E, L.P. · CIK 0001658404 · Director · 10% owner

WP XII Partners, L.P. · CIK 0001658414 · Director · 10% owner

Warburg Pincus XII Partners, L.P. · CIK 0001658412 · Director · 10% owner

WARBURG PINCUS XII, L.P. · CIK 0001672765 · Director · 10% owner

WP Global LLC · CIK 0001540385 · Director · 10% owner

Warburg Pincus Partners II, L.P. · CIK 0001658787 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,648,785

F1 · kind: Represents 1,365,513 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 273,968 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 39,411 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 224,932 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 73,670 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), and 142,506 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners").

F2 · ownership.nature: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds"). Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)

F3 · ownership.nature: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 15:44 UTC
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
GAPCO GMBH & CO KGDirector · 10% owner
GAPCO MANAGEMENT GMBHDirector · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 2,120,000 $16.90 $35,828,000.00
Disclosure

SEC source: 0000950142-22-002442 · es220277794_4-alhc1.xml · nonDerivative · entry 1

GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner

GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner

General Atlantic Partners 95, L.P. · CIK 0001606259 · Director · 10% owner

GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner

GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner

GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner

GAPCO GMBH & CO KG · CIK 0001187388 · Director · 10% owner

GAPCO MANAGEMENT GMBH · CIK 0001187390 · Director · 10% owner

GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner

General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,949,317

F1 · ownership.nature: Reflects securities held directly by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"). The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN2)

F2 · ownership.nature: (Cont'd from FN1) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 11:44 UTC SaleCommon Stock, par value $0.001 per share 2,120,000 $16.90 $35,828,000.00
Disclosure

SEC source: 0000950142-22-002443 · es220277798_4-alhc2.xml · nonDerivative · entry 1

General Atlantic (ALN HLTH), L.P. · CIK 0001853603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,949,317

F1 · ownership.nature: Reflects securities held directly by General Atlantic (ALN HLTH), L.P., a Delaware limited partnership ("GA ALN"). The limited partners of GA ALN are the following investment funds (the "GA Funds"): General Atlantic Partners 95, L.P., a Delaware limited partnership ("GAP 95"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V") and GAPCO GmbH & Co. KG, a German partnership ("GAPCO KG"). (Cont'd in FN2)

F2 · ownership.nature: (Cont'd from FN1) General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"), is the general partner of GAP 95. General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"), is the general partner of GA ALN. General Atlantic, L.P., a Delaware limited partnership ("GA LP") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. GA LP is controlled by the Management Committee of GASC MGP, LLC (the "Management Committee"). GAPCO Management GmbH, a German company ("GAPCO Management"), is the general partner of GAPCO KG. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 16:36 UTC SaleCommon Stock 1,200 $18.00 $21,600.00
Disclosure

SEC source: 0001209191-22-045021 · doc4.xml · nonDerivative · entry 1

MARGOLIS JEFFREY H · CIK 0001105688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 425,533

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 16:32 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 2,913 $19.01 $55,363.90
Disclosure

SEC source: 0001209191-22-045008 · doc4.xml · nonDerivative · entry 2

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 616,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.06.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 16:32 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 40,497 $18.51 $749,761.46
Disclosure

SEC source: 0001209191-22-045008 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 619,442

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

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August 05, 2022 Filed Aug 9, 2022 20:34 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 2,531 $19.01 $48,109.50
Disclosure

SEC source: 0001209191-22-045016 · doc4.xml · nonDerivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,866

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.13.

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August 05, 2022 Filed Aug 9, 2022 20:34 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 41,573 $18.51 $769,532.86
Disclosure

SEC source: 0001209191-22-045016 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,397

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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August 05, 2022 Filed Aug 9, 2022 20:31 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 4,003 $19.01 $76,110.24
Disclosure

SEC source: 0001209191-22-045003 · doc4.xml · nonDerivative · entry 2

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,349,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $19.00 to $19.14.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

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August 05, 2022 Filed Aug 9, 2022 20:31 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 62,188 $18.54 $1,152,778.96
Disclosure

SEC source: 0001209191-22-045003 · doc4.xml · nonDerivative · entry 1

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,353,203

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $18.00 to $18.99. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

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August 02, 2022 Filed Aug 3, 2022 01:18 UTC
KAO JOHN EDirector · Chief Executive Officer
SaleCommon Stock 848 $14.74 $12,499.52
Disclosure

SEC source: 0001209191-22-044009 · doc4.xml · nonDerivative · entry 2

KAO JOHN E · CIK 0001222028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,415,391

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.

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August 01, 2022 Filed Aug 3, 2022 01:24 UTC
Maroney Dawn ChristinePresident, Markets
SaleCommon Stock 20,000 $14.47 $289,440.00
Disclosure

SEC source: 0001209191-22-044011 · doc4.xml · nonDerivative · entry 1

Maroney Dawn Christine · CIK 0001850397 · President, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

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August 01, 2022 Filed Aug 2, 2022 21:21 UTC
Freeman Robert ThomasChief Financial Officer
SaleCommon Stock 24,000 $14.50 $348,019.20
Disclosure

SEC source: 0001209191-22-044010 · doc4.xml · nonDerivative · entry 1

Freeman Robert Thomas · CIK 0001850414 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 659,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · ownership.nature: Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.

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August 01, 2022 Filed Aug 3, 2022 01:26 UTC
Kumar Dinesh M.Chief Med & Operating Officer
SaleCommon Stock 30,000 $14.49 $434,646.00
Disclosure

SEC source: 0001209191-22-044012 · doc4.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Med & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.