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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2022 Filed Jul 22, 2022 20:15 UTC
Coletti Julie AnnEVP, Chief Legal & Regulatory
Exercise / conversionRestricted Stock Unit · Derivative 386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2022 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2022 and shares were delivered to reporting person on such vest date.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:15 UTC
Coletti Julie AnnEVP, Chief Legal & Regulatory
Tax withholdingCommon Stock 309 $274.49 $84,817.41
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:15 UTC
Coletti Julie AnnEVP, Chief Legal & Regulatory
Exercise / conversionCommon Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:12 UTC GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030713 · doc4.xml · derivative · entry 4

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:12 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030713 · doc4.xml · derivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:12 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030713 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:11 UTC GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030710 · doc4.xml · derivative · entry 3

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030710 · doc4.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person on such vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:11 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030710 · doc4.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:07 UTC GrantRestricted Stock Unit · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030698 · doc4.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:07 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030698 · doc4.xml · derivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:07 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030698 · doc4.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:09 UTC GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030704 · doc4.xml · derivative · entry 3

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030704 · doc4.xml · derivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:09 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030704 · doc4.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:05 UTC
Myong AnneDirector
GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030693 · doc4.xml · derivative · entry 3

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:05 UTC
Myong AnneDirector
Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030693 · doc4.xml · derivative · entry 2

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:05 UTC
Myong AnneDirector
Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030693 · doc4.xml · nonDerivative · entry 1

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:03 UTC GrantRestricted Stock Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030689 · doc4.xml · derivative · entry 3

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030689 · doc4.xml · derivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:03 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030689 · doc4.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 13,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:01 UTC GrantRestricted Stock Unit · Derivative 1,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030683 · doc4.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486

Underlying: Common Stock · 1,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030683 · doc4.xml · derivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:01 UTC Exercise / conversionCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030683 · doc4.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:59 UTC
LACOB JOSEPHDirector
GrantRestricted Stock Unit · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030679 · doc4.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:59 UTC
LACOB JOSEPHDirector
Exercise / conversionRestricted Stock Unit · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030679 · doc4.xml · derivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:59 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030679 · doc4.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 155,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:57 UTC GrantRestricted Stock Unit · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030676 · doc4.xml · derivative · entry 3

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030676 · doc4.xml · derivative · entry 2

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:57 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030676 · doc4.xml · nonDerivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 13, 2022 21:33 UTC PurchaseCommon Stock 1,000 $264.42 $264,420.00
Disclosure

SEC source: 0001209191-22-028926 · doc4.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,190

Read SEC document
May 04, 2022 Filed May 5, 2022 23:12 UTC
HOGAN JOSEPH MDirector · President and CEO
PurchaseCommon Stock 6,700 $298.48 $1,999,842.13
Disclosure

SEC source: 0001209191-22-027428 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,801

F1 · price: The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $298.03 to $298.50, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
GrantMarket Stock Unit · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 13

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,162

Underlying: Common Stock · 6,162 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
GrantRestricted Stock Unit · Derivative 1,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 12

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Stock · 1,232 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 11

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802

Underlying: Common Stock · 268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 10

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 9

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionMarket Stock Unit · Derivative 8,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 8

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · derivative · entry 7

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Tax withholdingCommon Stock 5,834 $498.65 $2,909,124.10
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · nonDerivative · entry 2

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:11 UTC
Wright EmoryEVP, Global Operations
Exercise / conversionCommon Stock 10,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012826 · doc4.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
GrantMarket Stock Unit · Derivative 7,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 9

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,785

Underlying: Common Stock · 7,785 shares

Expires not disclosed

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 1,557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 8

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Underlying: Common Stock · 1,557 shares

Expires not disclosed

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 7

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 6

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 5

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Underlying: Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionMarket Stock Unit · Derivative 9,992 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 4

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,516 $498.65 $2,750,553.40
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,529

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:10 UTC
Morici JohnEVP & Chief Financial Officer
Exercise / conversionCommon Stock 12,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012822 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 35 shares acquired under the ALGN ESPP on January 31, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.