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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2025 Filed Feb 24, 2025 23:47 UTC
Coletti Julie AnnEVP, CHIEF LEGAL & REGULATORY
Exercise / conversionRestricted Stock Unit · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC
Coletti Julie AnnEVP, CHIEF LEGAL & REGULATORY
Exercise / conversionRestricted Stock Unit · Derivative 222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC
Coletti Julie AnnEVP, CHIEF LEGAL & REGULATORY
Tax withholdingCommon Stock 965 $198.06 $191,127.90
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,068

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC
Coletti Julie AnnEVP, CHIEF LEGAL & REGULATORY
Exercise / conversionCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49 shares acquired on July 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
GrantMarket Stock Unit · Derivative 4,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,307

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
GrantRestricted Stock Unit · Derivative 2,121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,121

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionMarket Stock Unit · Derivative 1,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionRestricted Stock Unit · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Tax withholdingCommon Stock 696 $198.06 $137,849.76
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,558

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC
Hockridge Stuart AEVP GLOBAL HR
Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
GrantMarket Stock Unit · Derivative 10,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 9

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,153

Underlying: Common Stock · 10,153 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
GrantRestricted Stock Unit · Derivative 5,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 8

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 5,001 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 7

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 6

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionMarket Stock Unit · Derivative 2,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 5

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F5 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 4

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · derivative · entry 3

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,509 $198.06 $298,872.54
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,023

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:45 UTC
Morici JohnEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 4,539 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005334 · form4-02242025_110243.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1 share acquired on July 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
GrantMarket Stock Unit · Derivative 36,969 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,969

Underlying: Common Stock · 36,969 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
GrantRestricted Stock Unit · Derivative 15,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,843

Underlying: Common Stock · 15,843 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,191

Underlying: Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 3,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,344

Underlying: Common Stock · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionMarket Stock Unit · Derivative 10,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

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February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

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February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 8,853 $198.06 $1,753,425.18
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,636

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC
HOGAN JOSEPH MDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 21,149 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

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August 19, 2024 Filed Aug 19, 2024 22:35 UTC GiftCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021632 · form4-08192024_100859.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,597

F2 · kind: The reporting person donated these shares to a donor-advised fund which will use the gifted shares for charitable purposes.

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August 15, 2024 Filed Aug 19, 2024 22:35 UTC PurchaseCommon Stock 6,500 $235.33 $1,529,645.00
Disclosure

SEC source: 0001415889-24-021632 · form4-08192024_100859.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,247

F1 · kind: The reporting person redeemed shares of the Issuer's common stock from an exchange fund in exchange for the cancellation of shares of the exchange fund. The issuer's common stock was valued at $235.33 per share for purposes of determining the number of shares of common stock to be redeemed.

F1 · price: The reporting person redeemed shares of the Issuer's common stock from an exchange fund in exchange for the cancellation of shares of the exchange fund. The issuer's common stock was valued at $235.33 per share for purposes of determining the number of shares of common stock to be redeemed.

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May 22, 2024 Filed May 24, 2024 20:22 UTC
Myong AnneDirector
GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014485 · form4-05242024_080503.xml · derivative · entry 1

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:23 UTC GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014487 · form4-05242024_080519.xml · derivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:20 UTC GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014479 · form4-05242024_080521.xml · derivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:19 UTC GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014475 · form4-05242024_080501.xml · derivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:17 UTC
LACOB JOSEPHDirector
GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014473 · form4-05242024_080514.xml · derivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014471 · form4-05242024_080522.xml · derivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:13 UTC GrantRestricted Stock Units · Derivative 1,531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014465 · form4-05242024_080522.xml · derivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,531

Underlying: Common Stock · 1,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: 100% of the restricted stock units granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC
Poul MojdehDirector
GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014462 · form4-05242024_080511.xml · derivative · entry 3

Poul Mojdeh · CIK 0001743760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the RSUs granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F3 · derivative.expiration_date: 100% of the RSUs granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:12 UTC
Poul MojdehDirector
Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014462 · form4-05242024_080511.xml · derivative · entry 2

Poul Mojdeh · CIK 0001743760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units (RSUs) granted on December 5, 2023 became vested and exercisable on May 22, 2024 and shares were delivered to the Reporting Person.

F2 · derivative.expiration_date: 100% of the restricted stock units (RSUs) granted on December 5, 2023 became vested and exercisable on May 22, 2024 and shares were delivered to the Reporting Person.

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May 22, 2024 Filed May 24, 2024 20:12 UTC
Poul MojdehDirector
Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014462 · form4-05242024_080511.xml · nonDerivative · entry 1

Poul Mojdeh · CIK 0001743760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:11 UTC GrantRestricted Stock Units · Derivative 1,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014460 · form4-05242024_080508.xml · derivative · entry 3

Conroy Kevin T · CIK 0001306119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the RSUs granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

F3 · derivative.expiration_date: 100% of the RSUs granted on May 22, 2024 will become vested on the earlier of (i) May 22, 2025 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

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May 22, 2024 Filed May 24, 2024 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014460 · form4-05242024_080508.xml · derivative · entry 2

Conroy Kevin T · CIK 0001306119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units (RSUs) granted on December 5, 2023 became vested and exercisable on May 22, 2024 and shares were delivered to the Reporting Person.

F2 · derivative.expiration_date: 100% of the restricted stock units (RSUs) granted on December 5, 2023 became vested and exercisable on May 22, 2024 and shares were delivered to the Reporting Person.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:11 UTC Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014460 · form4-05242024_080508.xml · nonDerivative · entry 1

Conroy Kevin T · CIK 0001306119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 21, 2024 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014028 · form4-05212024_110551.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units granted on May 17, 2023 became vested on May 17, 2024 and shares were delivered to the Reporting Person.

F3 · derivative.expiration_date: 100% of the restricted stock units granted on May 17, 2023 became vested on May 17, 2024 and shares were delivered to the Reporting Person.

Read SEC document
May 17, 2024 Filed May 21, 2024 23:22 UTC Exercise / conversionCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014028 · form4-05212024_110551.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Form 4 filed by the Reporting Person on May 19, 2023 erroneously reported that the 1,114 shares received by her in the vesting of a restricted stock unit were disposed. The number of shares beneficially owned by the Reporting Person in this report includes those 1,114 shares.

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May 17, 2024 Filed May 21, 2024 23:06 UTC
Myong AnneDirector
Exercise / conversionRestricted Stock Units · Derivative 1,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014023 · form4-05212024_110517.xml · derivative · entry 2

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2023 became vested on May 17, 2024 and shares were delivered to the Reporting Person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2023 became vested on May 17, 2024 and shares were delivered to the Reporting Person.

Read SEC document
May 17, 2024 Filed May 21, 2024 23:06 UTC
Myong AnneDirector
Exercise / conversionCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014023 · form4-05212024_110517.xml · nonDerivative · entry 1

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.