Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 7 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 6 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 5 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 4 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionMarket Stock Unit · Derivative | 12,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 3 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 20, 2018. F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Tax withholdingCommon Stock | 11,196 | $255.45 | $2,860,018.20 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · nonDerivative · entry 2 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,823 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:11 UTC |
Wright EmorySVP, Operations
|
Exercise / conversionCommon Stock | 23,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005083 · doc4.xml · nonDerivative · entry 1 Wright Emory · CIK 0001419490 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantMarket Stock Unit · Derivative | 48,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 9,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 9,600 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 6,818 | $255.45 | $1,741,658.10 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,211 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005079 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 295 shares acquired under the ALGN ESPP on January 31, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
GrantMarket Stock Unit · Derivative | 7,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 9 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Underlying: Common Stock · 7,750 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
GrantRestricted Stock Unit · Derivative | 1,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 8 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 7 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,902 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 6 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804 Underlying: Common Stock · 1,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,820 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 5 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 Underlying: Common Stock · 1,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,070 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · derivative · entry 4 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Tax withholdingCommon Stock | 3,168 | $255.45 | $809,265.60 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · nonDerivative · entry 2 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,180 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC |
Kolli SreelakshmiSVP, Info Technology
|
Exercise / conversionCommon Stock | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005078 · doc4.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005074 · doc4.xml · derivative · entry 5 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005074 · doc4.xml · derivative · entry 4 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionMarket Stock Unit · Derivative | 73,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005074 · doc4.xml · derivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018. F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC |
PRESCOTT THOMAS MDirector
|
Tax withholdingCommon Stock | 12,807 | $255.45 | $3,271,548.15 |
DisclosureSEC source: 0000899243-18-005074 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,324 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionCommon Stock | 95,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005074 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
GrantMarket Stock Unit · Derivative | 9,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 9 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,250 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
GrantRestricted Stock Unit · Derivative | 1,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 8 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 7 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,875 Underlying: Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 6 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionMarket Stock Unit · Derivative | 16,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 5 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 4 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Underlying: Common Stock · 2,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 3 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Tax withholdingCommon Stock | 12,747 | $255.45 | $3,256,221.15 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · nonDerivative · entry 2 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,068 F2 · balance_after: 6,752 shares were transferred to reporting person's ex-wife pursuant to a domestic relations order. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC |
GEORGE ROGER ESVP, Legal Affairs & GC
|
Exercise / conversionCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25 shares acquired under the ALGN ESPP on January 31, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC |
Morici JohnChief Financial Officer
|
GrantMarket Stock Unit · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005071 · doc4.xml · derivative · entry 5 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC |
Morici JohnChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 2,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005071 · doc4.xml · derivative · entry 4 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 2,300 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005071 · doc4.xml · derivative · entry 3 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC |
Morici JohnChief Financial Officer
|
Tax withholdingCommon Stock | 632 | $255.45 | $161,444.40 |
DisclosureSEC source: 0000899243-18-005071 · doc4.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,919 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005071 · doc4.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2018. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:40 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
PurchaseCommon Stock | 1,500 | $233.63 | $350,444.85 |
DisclosureSEC source: 0001233163-18-000002 · primary_doc.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By resident of household Disclosed balance after: 1,500 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 13, 2018 Filed Jan 28, 2019 23:35 UTC |
Thaler Warren SDirector
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001215490-19-000002 · primary_doc.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,915 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:36 UTC |
Wright EmoryVP, Operations
|
SaleCommon Stock | 45,780 | $260.08 | $11,906,663.83 |
DisclosureSEC source: 0001419490-18-000001 · primary_doc.xml · nonDerivative · entry 1 Wright Emory · CIK 0001419490 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,957 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.34, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2018 Filed Feb 16, 2019 00:38 UTC Amendment |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-19-000003 · primary_doc.xml · nonDerivative · entry 5 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,008 Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on January 24, 2014 became vested on January 20, 2018 and shares were delivered to reporting person on January 22, 2018. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on January 24, 2014 became vested on January 20, 2018 and shares were delivered to reporting person on January 22, 2018. Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC |
Pascaud RaphaelVP, International
|
Tax withholdingCommon Stock | 2,725 | $269.46 | $734,278.50 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,562 Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 00:23 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001233163-18-000001 · primary_doc.xml · derivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,750 Underlying: Common Stock · 27,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2017 and shares were delivered to reporting person on January 2, 2018. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2017 and shares were delivered to reporting person on January 2, 2018. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 00:23 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 14,972 | $222.19 | $3,326,628.68 |
DisclosureSEC source: 0001233163-18-000001 · primary_doc.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,984 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 00:23 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 27,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-18-000001 · primary_doc.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.