Tapewire

Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

Export transactions ↓
Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
GrantRestricted Stock Unit · Derivative 2,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 8

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionMarket Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 7

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 6

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 5

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 4

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionMarket Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 3

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

F3 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Tax withholdingCommon Stock 12,384 $255.45 $3,163,492.80
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · nonDerivative · entry 2

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,534

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
Exercise / conversionCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
GrantMarket Stock Unit · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 6

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 9,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
GrantRestricted Stock Unit · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 5

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 4

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 3

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
Tax withholdingCommon Stock 1,320 $255.45 $337,194.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · nonDerivative · entry 2

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,472

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC
Beard SimonSVP and Mgng Director, EMEA
Exercise / conversionCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005096 · doc4.xml · nonDerivative · entry 1

Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
GrantMarket Stock Unit · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 10

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
GrantRestricted Stock Unit · Derivative 2,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 9

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 1,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 8

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 7

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 6

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 5

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 4

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionMarket Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 3

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Tax withholdingCommon Stock 13,325 $255.45 $3,403,871.25
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · nonDerivative · entry 2

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,587

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionCommon Stock 28,350 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005095 · doc4.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
GrantMarket Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 8

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
GrantRestricted Stock Unit · Derivative 1,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 7

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 6

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 5

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456

Underlying: Common Stock · 228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 4

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · derivative · entry 3

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Tax withholdingCommon Stock 678 $255.45 $173,195.10
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · nonDerivative · entry 2

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,487

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:13 UTC
Olson JenniferSVP& Mng Dir. D-DCC
Exercise / conversionCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005088 · doc4.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 453 shares acquired on July 31, 2017 under the ALGN ESPP and 257 shares acquired on January 31, 2018 under the ALGN ESPP.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
GrantMarket Stock Unit · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 9

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
GrantRestricted Stock Unit · Derivative 2,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 8

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 1,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 7

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Underlying: Common Stock · 1,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 6

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 5

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 4

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionMarket Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · derivative · entry 3

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

F3 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Tax withholdingCommon Stock 6,773 $255.45 $1,730,162.85
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · nonDerivative · entry 2

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:16 UTC
Puco Christopher C.SVP, No. American Sales
Exercise / conversionCommon Stock 15,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005090 · doc4.xml · nonDerivative · entry 1

Puco Christopher C. · CIK 0001564238 · SVP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 80 shares acquired on July 31, 2017 under the ALGN ESPP and 116 shares acquired under the ALGN ESPP on January 31, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
GrantMarket Stock Unit · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 7

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 9,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
GrantRestricted Stock Unit · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 6

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 5

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,650

Underlying: Common Stock · 1,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 4

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 1,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 3

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

Underlying: Common Stock · 1,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 1,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 2

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC
Tay JulieSVP, Asia Pacific
Exercise / conversionCommon Stock 6,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005085 · doc4.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:11 UTC
Wright EmorySVP, Operations
GrantMarket Stock Unit · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 9

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:11 UTC
Wright EmorySVP, Operations
GrantRestricted Stock Unit · Derivative 2,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005083 · doc4.xml · derivative · entry 8

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.