Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Common Stock · 3,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 24,273 | $599.25 | $14,545,595.25 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,932 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 54,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 29, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
GrantMarket Stock Unit · Derivative | 4,160 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 11 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,160 Underlying: Common Stock · 4,160 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
GrantRestricted Stock Unit · Derivative | 832 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 10 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832 Underlying: Common Stock · 832 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionMarket Stock Unit · Derivative | 7,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 9 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021. F8 · derivative.expiration_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 8 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 7 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 Underlying: Common Stock · 521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 6 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 5 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Tax withholdingCommon Stock | 4,901 | $599.25 | $2,936,924.25 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,445 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionCommon Stock | 10,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
GrantMarket Stock Unit · Derivative | 4,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 6 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,457 Underlying: Common Stock · 4,457 shares Expires not disclosed F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
GrantRestricted Stock Unit · Derivative | 891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 5 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 Underlying: Common Stock · 891 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502 Underlying: Common Stock · 251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Tax withholdingCommon Stock | 315 | $599.25 | $188,763.75 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26 shares acquired under the ALGN ESPP on January 29, 2021. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 01:13 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 2,500 | $612.01 | $1,530,014.75 |
DisclosureSEC source: 0001209191-21-011048 · doc4.xml · nonDerivative · entry 4 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 52,858 F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $612.00 to $612.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:13 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 2,000 | $605.27 | $1,210,545.40 |
DisclosureSEC source: 0001209191-21-011048 · doc4.xml · nonDerivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 55,358 F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $605.00 to $605.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:13 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 2,400 | $603.95 | $1,449,489.60 |
DisclosureSEC source: 0001209191-21-011048 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 57,358 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $603.38 to $604.33, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:13 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 600 | $601.59 | $360,955.02 |
DisclosureSEC source: 0001209191-21-011048 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 59,758 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $601.50 to $601.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 479 | $628.52 | $301,061.08 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 7 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,478 F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $628.33 to $628.54, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 1,121 | $627.46 | $703,382.66 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 6 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,957 F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $627.05 to $628.30, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 3,337 | $626.71 | $2,091,331.27 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 5 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,078 F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $626.03 to $627.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 3,657 | $625.02 | $2,285,698.14 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 4 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,415 F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $624.77 to $625.59, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 507 | $623.92 | $316,327.44 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 3 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,072 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $623.66 to $624.65, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 1,101 | $622.98 | $685,900.98 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 2 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,579 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $622.70 to $623.11, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:11 UTC |
MORROW GEORGE JDirector
|
SaleCommon Stock | 4,798 | $622.19 | $2,985,267.62 |
DisclosureSEC source: 0001209191-21-008630 · doc4.xml · nonDerivative · entry 1 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,680 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $621.35 to $622.32, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 766 | $626.96 | $480,251.36 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 11 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,615 F10 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $626.43 to $627.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 304 | $625.46 | $190,139.84 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 10 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,381 F9 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $625.195 to $625.73, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 561 | $624.06 | $350,097.66 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 9 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,685 F8 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $624.00 to $624.75, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 472 | $62,195.00 | $29,356,040.00 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 8 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,246 F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $621.65 to $622.16, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 338 | $621.38 | $210,026.44 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 7 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,718 F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $619.63 to $620.61, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 330 | $619.87 | $204,557.10 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 6 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,056 F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $619.63 to $620.61, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 500 | $618.24 | $309,120.00 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 5 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,386 F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $617.96 to $618.57, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 8,480 | $613.79 | $5,204,939.20 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 4 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,886 F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $613.50 to $614.05, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 972 | $613.30 | $596,127.60 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 3 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,366 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $612.49 to $613.49, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 798 | $611.66 | $488,104.68 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 2 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,338 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $611.27 to $612.18, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:53 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 685 | $610.63 | $418,281.55 |
DisclosureSEC source: 0001209191-21-009483 · doc4.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,136 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $610.00 to $610.995, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2022 22:10 UTC Amendment |
Thaler Warren SDirector
|
SaleCommon Stock | 472 | $621.95 | $293,560.40 |
DisclosureSEC source: 0001209191-22-008088 · doc4a.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,378 F1 · kind: This Form 4/A does not report any new sales. This Form 4/A corrects the aggregate sales price for the identified shares erroneously reported as $62,195 per share on the Form 4 filed February 10, 2021. F1 · price: This Form 4/A does not report any new sales. This Form 4/A corrects the aggregate sales price for the identified shares erroneously reported as $62,195 per share on the Form 4 filed February 10, 2021. F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $621.65 to $622.16, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents the number of shares held by the Thaler Family Trust as of original Form 4 filing on February 10, 2021 following the transactions reported therein. The spouse of the reporting person is the trustee for such trust. F3 · ownership.nature: Represents the number of shares held by the Thaler Family Trust as of original Form 4 filing on February 10, 2021 following the transactions reported therein. The spouse of the reporting person is the trustee for such trust. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 00:01 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065415 · doc4.xml · derivative · entry 3 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value per share of issuer's common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested and exercisable on December 27, 2020 and shares were delivered to reporting person on December 28, 2020. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested and exercisable on December 27, 2020 and shares were delivered to reporting person on December 28, 2020. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 00:01 UTC |
Hockridge Stuart ASVP Global HR
|
Tax withholdingCommon Stock | 643 | $520.86 | $334,912.98 |
DisclosureSEC source: 0001209191-20-065415 · doc4.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,843 Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 00:01 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065415 · doc4.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Jan 12, 2021 02:49 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003171 · doc5.xml · nonDerivative · entry 2 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,052 Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 23:41 UTC |
Saia Andrea LynnDirector
|
SaleCommon Stock | 2,500 | $470.92 | $1,177,300.00 |
DisclosureSEC source: 0001209191-20-060798 · doc4.xml · nonDerivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,487 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 22:58 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060300 · doc4.xml · derivative · entry 3 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F1 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date. F1 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 22:58 UTC |
Morici JohnChief Financial Officer
|
Tax withholdingCommon Stock | 2,531 | $446.45 | $1,129,964.95 |
DisclosureSEC source: 0001209191-20-060300 · doc4.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.