Tapewire

Nasdaq · USD

ALEC

Alector, Inc.

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Tapewire entity
6051
SEC CIK
0001653087
Parsed reports
298

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202605
Apr 202601
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 7,292 $8.16 $59,502.72
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 8

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 15

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,163

Underlying: Common Stock · 1,667 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 625 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 14

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 625 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the total number of shares vest monthly thereafter.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,042 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 13

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,076

Underlying: Common Stock · 1,042 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
SaleCommon Stock 3,334 $34.65 $115,523.10
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 9

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,686

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted August 31, 2020.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 1,667 $17.15 $28,589.05
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 8

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 625 $10.14 $6,337.50
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 7

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 1,042 $8.16 $8,502.72
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 6

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · derivative · entry 14

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,549

Underlying: Common Stock · 30,000 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 1,100 $40.01 $44,015.95
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,319

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.91 to $40.16, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 10,495 $39.20 $411,411.35
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,419

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.81 to $39.79, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 3,581 $38.55 $138,059.01
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,914

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $38.79, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 1,000 $37.43 $37,434.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,495

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.80 to $37.78, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 3,600 $35.95 $129,432.96
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,495

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.66 to $36.64, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 10,224 $35.10 $358,813.32
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,095

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 30,000 $17.15 $514,500.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:14 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,326 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-045623 · doc4.xml · derivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,549

Underlying: Common Stock · 17,326 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:14 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 30,000 $31.14 $934,200.00
Disclosure

SEC source: 0001209191-21-045623 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,319

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:14 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 17,326 $17.15 $297,140.90
Disclosure

SEC source: 0001209191-21-045623 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,170 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 12

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,830

Underlying: Common Stock · 31,170 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,250 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 11

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 11,250 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the total number of shares vest monthly thereafter.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,420 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · derivative · entry 10

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118

Underlying: Common Stock · 18,420 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
SaleCommon Stock 20,000 $40.02 $800,320.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 5

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,686

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted August 31, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $40.00 to $40.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
SaleCommon Stock 90,840 $31.14 $2,828,757.60
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 4

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,686

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted August 31, 2020.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 31,170 $17.15 $534,565.50
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 3

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 11,250 $10.14 $114,075.00
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 2

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:38 UTC
Yu CalvinVice President, Finance
Exercise / conversionCommon Stock 18,420 $8.16 $150,307.20
Disclosure

SEC source: 0001209191-21-045930 · doc4.xml · nonDerivative · entry 1

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:02 UTC
King RobertChief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-045916 · doc4.xml · derivative · entry 5

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 30,000 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option vested on November 1, 2019, and one forty-eighth (1/48th) of the shares subject to the option vest each month thereafter.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:02 UTC
King RobertChief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-045916 · doc4.xml · derivative · entry 4

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:02 UTC
King RobertChief Development Officer
SaleCommon Stock 60,000 $31.14 $1,868,400.00
Disclosure

SEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 3

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,317

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2020.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:02 UTC
King RobertChief Development Officer
Exercise / conversionCommon Stock 30,000 $10.14 $304,200.00
Disclosure

SEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 2

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:02 UTC
King RobertChief Development Officer
Exercise / conversionCommon Stock 30,000 $8.16 $244,800.00
Disclosure

SEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 1

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Aug 9, 2021 22:13 UTC SaleCommon Stock 9,981 $31.14 $310,808.34
Disclosure

SEC source: 0001209191-21-050471 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:14 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 26,726 $22.23 $594,124.33
Disclosure

SEC source: 0001209191-21-045623 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,993

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 20:58 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042422 · doc4.xml · derivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 20:43 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042415 · doc4.xml · derivative · entry 1

Hammond Paula · CIK 0001805348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 16:39 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042410 · doc4.xml · derivative · entry 1

Gerngross Tillman U. · CIK 0001722061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 20:48 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042417 · doc4.xml · derivative · entry 1

LAVIGNE LOUIS J JR · CIK 0001214127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 21:05 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042431 · doc4.xml · derivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 21:09 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042440 · doc4.xml · derivative · entry 1

Wehner David M. · CIK 0001534965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 21:13 UTC GrantStock Option (right to buy) · Derivative 25,709 $0.00 Strike: $21.37 $0.00
Disclosure

SEC source: 0001209191-21-042446 · doc4.xml · derivative · entry 1

Yaffe Kristine · CIK 0001783895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Underlying: Common Stock · 25,709 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on July 17, 2021 and vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 17, 2022.

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June 16, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,600 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · derivative · entry 8

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867

Underlying: Common Stock · 4,600 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

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June 16, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 4,600 $22.18 $102,048.70
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $22.54, inclusive.

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June 16, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 4,600 $10.14 $46,644.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,900 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · derivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,467

Underlying: Common Stock · 12,900 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

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June 15, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,100 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · derivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,983

Underlying: Common Stock · 17,100 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

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June 15, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 30,000 $22.07 $661,953.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.305, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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June 15, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 12,900 $10.14 $130,806.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2021 Filed Jun 21, 2021 20:15 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 17,100 $8.16 $139,536.00
Disclosure

SEC source: 0001209191-21-041968 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,883 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · derivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,284

Underlying: Common Stock · 11,883 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.