Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alector, Inc.ALEC · Entity 6051 | Chief Development Officer | October 01, 2022 | October 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alector, Inc.
Report date October 01, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 550,871 |
Reported balance
After 2022-10-01 transaction · row 1
1 source rowRow 1 · 2022-10-01 · Grant · Acquired 21,576 · Balance 550,871 F1: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on March 1, 2023. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2032-10-01 | Direct | 14,384 |
Reported balance
After 2022-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-01 · Grant · Acquired 14,384 · Balance 14,384 F2: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on March 1, 2023.
F2: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2022 Filed Oct 4, 2022 20:05 UTC | Alector, Inc. ALEC · Entity 6051 | GrantEmployee Stock Option (right to buy) · Derivative | 14,384 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001209191-22-052564 · doc4.xml · derivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,384 Underlying: Common Stock · 14,384 shares Expires 2032-10-01 F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2022. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:05 UTC | Alector, Inc. ALEC · Entity 6051 | GrantCommon Stock | 21,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052564 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,871 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal quarterly installments beginning on March 1, 2023. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 16:15 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 176 | $10.62 | $1,869.21 |
DisclosureSEC source: 0001209191-22-049000 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,295 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:52 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 177 | $8.71 | $1,541.58 |
DisclosureSEC source: 0001209191-22-034559 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,471 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes 1,244 shares of common stock acquired under the Issuer's employee stock purchase plan on June 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:41 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 287 | $15.57 | $4,467.99 |
DisclosureSEC source: 0001209191-22-015742 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,404 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:08 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 250 | $20.09 | $5,022.50 |
DisclosureSEC source: 0001209191-21-067885 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,691 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes 685 shares of common stock acquired under the Issuer's employee stock purchase plan on December 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 18:57 UTC | Alector, Inc. ALEC · Entity 6051 | GrantEmployee Stock Option (right to buy) · Derivative | 35,635 | $0.00 Strike: $23.70 | $0.00 |
DisclosureSEC source: 0001209191-21-059148 · doc4.xml · derivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,635 Underlying: Common Stock · 35,635 shares Expires 2031-10-01 F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 18:57 UTC | Alector, Inc. ALEC · Entity 6051 | GrantCommon Stock | 7,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059148 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,284 F1 · shares: The shares are represented by restricted stock units which vest in 12 equal quarterly installments beginning on December 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 8, 2021 16:06 UTC Amendment | Alector, Inc. ALEC · Entity 6051 | GrantCommon Stock | 5,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060030 · doc4a.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,256 F1 · shares: The shares are represented by restricted stock units which vest in 12 equal quarterly installments beginning on December 1, 2021. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:02 UTC | Alector, Inc. ALEC · Entity 6051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001209191-21-045916 · doc4.xml · derivative · entry 5 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 30,000 shares Expires 2028-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option vested on November 1, 2019, and one forty-eighth (1/48th) of the shares subject to the option vest each month thereafter. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:02 UTC | Alector, Inc. ALEC · Entity 6051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001209191-21-045916 · doc4.xml · derivative · entry 4 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 30,000 shares Expires 2028-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:02 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 60,000 | $31.14 | $1,868,400.00 |
DisclosureSEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 3 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,317 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2020. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:02 UTC | Alector, Inc. ALEC · Entity 6051 | Exercise / conversionCommon Stock | 30,000 | $10.14 | $304,200.00 |
DisclosureSEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:02 UTC | Alector, Inc. ALEC · Entity 6051 | Exercise / conversionCommon Stock | 30,000 | $8.16 | $244,800.00 |
DisclosureSEC source: 0001209191-21-045916 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 18:39 UTC | Alector, Inc. ALEC · Entity 6051 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031843 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,317 F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:28 UTC | Alector, Inc. ALEC · Entity 6051 | GrantStock Option (right to buy) · Derivative | 123,400 | $0.00 Strike: $10.24 | $0.00 |
DisclosureSEC source: 0001209191-20-053605 · doc4.xml · derivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,400 Underlying: Common Stock · 123,400 shares Expires 2030-09-30 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option shall vest on the one month anniversary of October 1, 2020 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the shares shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the Reporting Person continuing to be a service provider to the Issuer through each such date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:23 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 3,003 | $27.78 | $83,423.34 |
DisclosureSEC source: 0001209191-20-030601 · doc4.xml · nonDerivative · entry 3 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,317 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.63 to $28.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:23 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 8,632 | $27.02 | $233,236.64 |
DisclosureSEC source: 0001209191-20-030601 · doc4.xml · nonDerivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,320 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.62 to $27.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:23 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 3,365 | $26.24 | $88,297.60 |
DisclosureSEC source: 0001209191-20-030601 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,952 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.59 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 17:00 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 10,332 | $29.77 | $307,583.64 |
DisclosureSEC source: 0001209191-20-010241 · doc4.xml · nonDerivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,317 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $29.50 to $30.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 17:00 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 4,668 | $29.09 | $135,792.12 |
DisclosureSEC source: 0001209191-20-010241 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,649 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $28.50 to $29.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 16:48 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 3 | $22.01 | $66.03 |
DisclosureSEC source: 0001209191-20-004706 · doc4.xml · nonDerivative · entry 2 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,317 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 16:48 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 14,997 | $22.01 | $330,083.97 |
DisclosureSEC source: 0001209191-20-004706 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,320 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $22.00 to $22.12 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:47 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 7,500 | $15.92 | $119,400.00 |
DisclosureSEC source: 0001209191-19-057203 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,317 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $15.46 to $16.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 16:32 UTC | Alector, Inc. ALEC · Entity 6051 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $17.15 | $0.00 |
DisclosureSEC source: 0001209191-19-055827 · doc4.xml · derivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-11-05 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option shall vest on the one month anniversary of November 6, 2019 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the shares shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's 2019 Equity Incentive Plan) with the Issuer through each such date. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 16:26 UTC | Alector, Inc. ALEC · Entity 6051 | SaleCommon Stock | 7,500 | $15.00 | $112,500.00 |
DisclosureSEC source: 0001209191-19-046985 · doc4.xml · nonDerivative · entry 1 King Robert · CIK 0001635264 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,817 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.