ALCO

SEC source: 0000003545-19-000131 · wf-form4_157549356240865.xml · derivative · entry 1

RALLO RICHARD · CIK 0001216998 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 32,000 shares

Expires 2026-12-31

F1 · security: The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015.

F2 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Company's incentive stock option agreement and (y) the reporting person's continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited.

SEC source: 0001209191-20-065363 · doc4.xml · derivative · entry 1

Sampel James · CIK 0001799493 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 16,000 shares

Expires 2026-12-31

F1 · security: The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015.

F2 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Company's incentive stock option agreement and (y) the reporting person's continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited.

SEC source: 0001209191-20-065361 · doc4.xml · derivative · entry 2

Sutton Daniel Keith · CIK 0001800120 · President of Citrus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 32,000 shares

Expires 2026-12-31

F1 · security: The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015.

F2 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Company's incentive stock option agreement and (y) the reporting person's continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited.

SEC source: 0001209191-22-032527 · doc4a.xml · derivative · entry 1

Sampel James · CIK 0001799493 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 12,000 shares

Expires 2026-12-31

F1 · security: The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015.

F2 · shares: The original Form 4 filed on December 29, 2020, is being amended by this Form 4 amendment solely to correct the number of stock options issued to Reporting Person and the corresponding number of underlying securities. The actual number of stock options issued to Reporting Person was 12,000 (as opposed to 16,000).

F3 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the Reporting Person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited.

F2 · derivative.underlying_shares: The original Form 4 filed on December 29, 2020, is being amended by this Form 4 amendment solely to correct the number of stock options issued to Reporting Person and the corresponding number of underlying securities. The actual number of stock options issued to Reporting Person was 12,000 (as opposed to 16,000).

F2 · balance_after: The original Form 4 filed on December 29, 2020, is being amended by this Form 4 amendment solely to correct the number of stock options issued to Reporting Person and the corresponding number of underlying securities. The actual number of stock options issued to Reporting Person was 12,000 (as opposed to 16,000).

SEC source: 0000003545-19-000116 · wf-form4_157004753667156.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,946

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000115 · wf-form4_157004751079974.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,779

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000114 · wf-form4_157004748434683.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,234

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000113 · wf-form4_157004745267867.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000112 · wf-form4_157004742663079.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,116

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000111 · wf-form4_157004740135115.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,665

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 18

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 17

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 16

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 15

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 14

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 13

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 12

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 11

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 10

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 9

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0000003545-19-000087 · wf-form4_156210050831206.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,951

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000086 · wf-form4_156210049025366.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,118

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000085 · wf-form4_156210047065925.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-19-000084 · wf-form4_156210045195701.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000083 · wf-form4_156210043271769.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,295

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000082 · wf-form4_156210041242230.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,232

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 8

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 7

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 6

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 5

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0000003545-19-000063 · wf-form4_155682727322664.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 4

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 3

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 2

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0001493152-19-017708 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,758

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

SEC source: 0000003545-19-000050 · wf-form4_155475388990139.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,918

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000047 · wf-form4_155423850028907.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, who is required to transfer such shares to Arlon Valencia Holdings LLC (collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-19-000048 · wf-form4_155423858152339.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,174

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000046 · wf-form4_155423841899420.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,225

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000044 · wf-form4_155423824490738.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,225

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000045 · wf-form4_155423833768913.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,007

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000010 · primary_doc.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,485

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000008 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,212

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

F2 · balance_after: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 213,220 shares of the Company's Common Stock directly held by the Reporting Person and 213,220 shares of the Company's Common Stock directly held by RCF Legacy 2014 LLC pursuant to a domestic relations order, settlement of these transfers is pending as of the date hereof. The Reporting Person no longer reports as beneficially owned any securities transferred pursuant to such domestic relations order.

SEC source: 0000003545-19-000009 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,993

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000007 · primary_doc.xml · nonDerivative · entry 1

Fishman Benjamin D · CIK 0001591417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,698

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors, LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC and Arlon Valencia Holdings LLC (collectively, "Arlon"). Mr. Fishman is required to transfer such shares to Arlon Valencia Holdings LLC. Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on Behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-19-000005 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000006 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,076

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0000003545-19-000004 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,361

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0000003545-18-000097 · primary_doc.xml · derivative · entry 1

Kiernan John E · CIK 0001644122 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 10,000 shares

Expires 2026-12-31

F1 · derivative.exercise_date: Represents options granted under the Stock Incentive Plan of 2015. The Option Grants will vest as follows:(i) 3,333 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (ii) 3,333 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00; and (iii) 3,334 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00.

SEC source: 0000003545-18-000091 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,004

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F1 · balance_after: These shares were issued under the Stock Incentive Plan of 2015.