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AKA

A.K.A. BRANDS HOLDING CORP.

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6676
SEC CIK
0001865107
Parsed reports
86

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 01:12 UTC
WHITE KENNETH C.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064316 · wk-form4_1790889169.xml · derivative · entry 2

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock, $0.001 par value per share · 1,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:12 UTC
WHITE KENNETH C.See Remarks
Exercise / conversionCommon Stock, $0.001 par value per share 1,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064316 · wk-form4_1790889169.xml · nonDerivative · entry 1

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064314 · wk-form4_1790889126.xml · derivative · entry 2

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock, $0.001 par value per share · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:12 UTC Exercise / conversionCommon Stock, $0.001 par value per share 1,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064314 · wk-form4_1790889126.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:12 UTC
LONG CIARAN JOSEPHCHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064315 · wk-form4_1790889149.xml · derivative · entry 2

LONG CIARAN JOSEPH · CIK 0001879556 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock, $0.001 par value per share · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:12 UTC
LONG CIARAN JOSEPHCHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock, $0.001 par value per share 1,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064315 · wk-form4_1790889149.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 12, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:11 UTC
Grant Kevin J.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064313 · wk-form4_1790889106.xml · derivative · entry 2

Grant Kevin J. · CIK 0002052034 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, $0.001 par value per share · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 01:11 UTC
Grant Kevin J.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock, $0.001 par value per share 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064313 · wk-form4_1790889106.xml · nonDerivative · entry 1

Grant Kevin J. · CIK 0002052034 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") was issued under the a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, par value $0.001 per share, of a.k.a. Brands Holding Corp. The reporting person's RSUs were granted on August 7, 2024 and vested on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:04 UTC Amendment
LONG CIARAN JOSEPHCHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock, $0.001 par value per share 561 $10.85 $6,086.85
Disclosure

SEC source: 0001628280-26-064908 · wk-form4a_1791230677.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,601

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units ("RSU"); not an open market transaction.

F2 · price: The price reported in Column 4 is the closing price of the Issuer's common stock on the New York Stock Exchange on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:04 UTC Amendment
Grant Kevin J.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock, $0.001 par value per share 279 $10.85 $3,027.15
Disclosure

SEC source: 0001628280-26-064907 · wk-form4a_1791230654.xml · nonDerivative · entry 1

Grant Kevin J. · CIK 0002052034 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,564

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units ("RSU"); not an open market transaction.

F2 · price: The price reported in Column 4 is the closing price of the Issuer's common stock on the New York Stock Exchange on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:03 UTC Amendment Tax withholdingCommon Stock, $0.001 par value per share 561 $10.58 $5,935.38
Disclosure

SEC source: 0001628280-26-064903 · wk-form4a_1791230621.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,867

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units ("RSU"); not an open market transaction.

F2 · price: The price reported in Column 4 is the closing price of the Issuer's common stock on the New York Stock Exchange on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:03 UTC Amendment
WHITE KENNETH C.See Remarks
Tax withholdingCommon Stock, $0.001 par value per share 468 $10.85 $5,077.80
Disclosure

SEC source: 0001628280-26-064895 · wk-form4a_1791230592.xml · nonDerivative · entry 1

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,771

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units ("RSU"); not an open market transaction.

F2 · price: The price reported in Column 4 is the closing price of the Issuer's common stock on the New York Stock Exchange on October 1, 2026.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:33 UTC GrantCommon Stock, $0.001 par value per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-052644 · wk-form4_1785875578.xml · nonDerivative · entry 1

Cassidy Carrie · CIK 0002145124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,778

F1 · shares: The reporting person received 2,778 Restricted Stock Units ("RSUs"), which vest on August 3, 2027. Each RSU represents the right to receive one share of common stock.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:38 UTC GrantCommon Stock, $0.001 par value per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001834416-26-000007 · wk-form4_1785530279.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,630

F1 · shares: The reporting person received 2,778 Restricted Stock Units ("RSUs"), which vest on June 1, 2027. Each RSU represents the right to receive one share of common stock.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:34 UTC
Grant Kevin J.CHIEF FINANCIAL OFFICER
GrantCommon Stock, $0.001 par value per share 6,250 $0.00 $0.00
Disclosure

SEC source: 0002052034-26-000004 · wk-form4_1785530044.xml · nonDerivative · entry 1

Grant Kevin J. · CIK 0002052034 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,010

F1 · shares: The reporting person received Restricted Stock Units ("RSUs") which vest as follows: (i) one-third of the RSUs will vest on June 1, 2027; and (ii) the remaining two-thirds of the RSUs will vest in equal quarterly installments beginning on September 1, 2027, subject to the reporting person's continued employment or service until fully vested on June 1, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:37 UTC GrantCommon Stock, $0.001 par value per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-051437 · wk-form4_1785530224.xml · nonDerivative · entry 1

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,029

F1 · shares: The reporting person received 2,778 Restricted Stock Units ("RSUs"), which vest on June 1, 2027. Each RSU represents the right to receive one share of common stock.

Read SEC document
July 29, 2026 Filed Aug 3, 2026 20:06 UTC
GHOSH SOURAVDirector
GrantCommon Stock, $0.001 par value per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-051815 · wk-form4_1785787585.xml · nonDerivative · entry 1

GHOSH SOURAV · CIK 0001780487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,029

F1 · shares: The reporting person received 2,778 Restricted Stock Units ("RSUs"), which vest on June 1, 2027. Each RSU represents the right to receive one share of common stock.

Read SEC document
July 29, 2026 Filed Aug 10, 2026 20:27 UTC GrantCommon Stock, $0.001 par value per share 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-055269 · wk-form4_1786393626.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,866

F1 · shares: The reporting person received Restricted Stock Units ("RSUs") which vest as follows: (i) one-third of the RSUs will vest on June 1, 2027; and (ii) the remaining two-thirds of the RSUs will vest in equal quarterly installments beginning on September 1, 2027, subject to the reporting person's continued employment or service until fully vested on June 1, 2029.

Read SEC document
July 29, 2026 Filed Aug 11, 2026 20:08 UTC
LONG CIARAN JOSEPHCHIEF EXECUTIVE OFFICER
GrantCommon Stock, $0.001 par value per share 8,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-055692 · wk-form4_1786478888.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,600

F1 · shares: The reporting person received Restricted Stock Units ("RSUs") which vest as follows: (i) one-third of the RSUs will vest on June 1, 2027; and (ii) the remaining two-thirds of RSUs will vest in equal quarterly installments beginning on September 1, 2027, subject to the reporting person's continued employment or service until fully vested on June 1, 2029.

Read SEC document
July 29, 2026 Filed Aug 17, 2026 20:06 UTC
WHITE KENNETH C.See Remarks
GrantCommon Stock, $0.001 par value per share 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057364 · wk-form4_1786997165.xml · nonDerivative · entry 1

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,937

F1 · shares: The reporting person received Restricted Stock Units ("RSUs") which vest as follows: (i) one-third of the RSUs will vest on June 1, 2027; and (ii) the remaining two-thirds of the RSUs will vest in equal quarterly installments beginning on September 1, 2027, subject to the reporting person's continued employment or service until fully vested on June 1, 2029.

Read SEC document
July 29, 2026 Filed Aug 25, 2026 21:43 UTC GrantCommon Stock, $0.001 par value per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058957 · wk-form4_1787694204.xml · nonDerivative · entry 1

MCCORMICK MYLES B · CIK 0001200506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,048

F1 · shares: The reporting person received 2,778 Restricted Stock Units ("RSUs"), which vest on June 1, 2027. Each RSU represents the right to receive one share of common stock.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:21 UTC SaleCommon Stock, $0.001 par value per share 12,201 $12.89 $157,270.89
Disclosure

SEC source: 0001834416-25-000005 · wk-form4_1763155301.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,852

F1 · price: The shares were sold in multiple transactions at prices ranging from $13.6550 to $12.2800 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Reflects a reduction of 110 shares that were previously inadvertently reported as being held by the reporting person in the column titled "Amount of Securities Beneficially Owned Following Reported Transaction(s)".

Read SEC document
November 12, 2025 Filed Apr 3, 2026 15:58 UTC Amendment SaleCommon Stock, $0.001 par value per share 12,201 $12.89 $157,270.89
Disclosure

SEC source: 0001834416-26-000003 · wk-form4a_1775231920.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,852

F1 · price: The shares were sold in multiple transactions at prices ranging from $13.6550 to $12.2800 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Reflects a reduction of 110 shares that were previously inadvertently reported as being held by the reporting person in the column titled "Amount of Securities Beneficially Owned Following Reported Transaction(s)".

F3 · balance_after: This transaction was previously reported on that certain Form 4, filed on November 14, 2025 (the "Original Form 4"); however, through scrivener's error, the Original Form 4 erroneously excluded this footnote 3 in its entirety. Accordingly, this Form 4/A amends the Original Form 4 in order to add this footnote 3 and noting that the reporting person received 5,852 Restricted Stock Units ("RSUs") on June 18, 2025, which will vest on June 1, 2026. Each RSU represents the right to receive one share of common stock.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 20:13 UTC SaleCommon Stock, $0.001 par value per share 2,749 $11.38 $31,283.62
Disclosure

SEC source: 0001865107-25-000065 · wk-form4_1755288818.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,163

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:23 UTC GrantCommon Stock, $0.001 par value per share 5,852 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000050 · wk-form4_1750710226.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,912

F1 · shares: The reporting person received 5,852 Restricted Stock Units ("RSUs"), which vest on June 1, 2026. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:15 UTC
Grant Kevin J.CHIEF FINANCIAL OFFICER
GrantCommon Stock, $0.001 par value per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000037 · wk-form4_1750709726.xml · nonDerivative · entry 1

Grant Kevin J. · CIK 0002052034 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,760

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 include 833 shares acquired on May 30, 2025 by exercising purchase rights granted through an employee stock purchase plan.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:17 UTC GrantCommon Stock, $0.001 par value per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000041 · wk-form4_1750709855.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,616

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:16 UTC
LONG CIARAN JOSEPHCHIEF EXECUTIVE OFFICER
GrantCommon Stock, $0.001 par value per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000039 · wk-form4_1750709785.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,850

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 include 833 shares acquired on May 30, 2025 by exercising purchase rights granted through an employee stock purchase plan.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:24 UTC
GHOSH SOURAVDirector
GrantCommon Stock, $0.001 par value per share 5,852 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000052 · wk-form4_1750710291.xml · nonDerivative · entry 1

GHOSH SOURAV · CIK 0001780487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,251

F1 · shares: The reporting person received 5,852 Restricted Stock Units ("RSUs"), which vest on June 1, 2026. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:22 UTC GrantCommon Stock, $0.001 par value per share 5,852 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000047 · wk-form4_1750710131.xml · nonDerivative · entry 1

MCCORMICK MYLES B · CIK 0001200506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,270

F1 · shares: The reporting person received 5,852 Restricted Stock Units ("RSUs"), which vest on June 1, 2026. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:21 UTC GrantCommon Stock, $0.001 par value per share 5,852 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000045 · wk-form4_1750710067.xml · nonDerivative · entry 1

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,251

F1 · shares: The reporting person received 5,852 Restricted Stock Units ("RSUs"), which vest on June 1, 2026. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:20 UTC
WHITE KENNETH C.See Remarks
GrantCommon Stock, $0.001 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000043 · wk-form4_1750709996.xml · nonDerivative · entry 1

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,687

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:10 UTC
Grant Kevin J.Chief Financial Officer
GrantCommon Stock, $0.001 par value per share 20,439 $0.00 $0.00
Disclosure

SEC source: 0001865107-25-000004 · wk-form4_1736971831.xml · nonDerivative · entry 1

Grant Kevin J. · CIK 0002052034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,427

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest as follows: (1) 6,813 RSUs will vest on January 13, 2026 and (2) the remaining RSUs will vest pro rata in equal amounts each quarter beginning on April 13, 2026 until fully vested on January 13, 2028. Each RSU represents the right to receive one share of common stock.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:17 UTC
LONG CIARAN JOSEPHChief Executive Officer
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $180.00 $0.00
Disclosure

SEC source: 0001865107-25-000005 · wk-form4_1736972223.xml · derivative · entry 4

LONG CIARAN JOSEPH · CIK 0001879556 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, $0.001 par value per share · 40,000 shares

Expires 2035-01-13

F1 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F1 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F4 · derivative.exercise_date: The per share stock price goal for this tranche is $180.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:17 UTC
LONG CIARAN JOSEPHChief Executive Officer
GrantStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $120.00 $0.00
Disclosure

SEC source: 0001865107-25-000005 · wk-form4_1736972223.xml · derivative · entry 3

LONG CIARAN JOSEPH · CIK 0001879556 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $0.001 par value per share · 20,000 shares

Expires 2035-01-13

F1 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F1 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F3 · derivative.exercise_date: The per share stock price goal for this tranche is $138.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:17 UTC
LONG CIARAN JOSEPHChief Executive Officer
GrantStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $60.00 $0.00
Disclosure

SEC source: 0001865107-25-000005 · wk-form4_1736972223.xml · derivative · entry 2

LONG CIARAN JOSEPH · CIK 0001879556 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $0.001 par value per share · 20,000 shares

Expires 2035-01-13

F1 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F1 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F2 · derivative.exercise_date: The per share stock price goal for this tranche is $120.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:17 UTC
LONG CIARAN JOSEPHChief Executive Officer
GrantStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001865107-25-000005 · wk-form4_1736972223.xml · derivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $0.001 par value per share · 20,000 shares

Expires 2035-01-13

F1 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F1 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the the Company's common stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F2 · derivative.exercise_date: The per share stock price goal for this tranche is $120.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:02 UTC
LONG CIARAN JOSEPHInterim CEO and CFO
GrantCommon Stock, $0.001 par value per share 18,750 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000078 · wk-form4_1723669327.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,517

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 include 833 shares acquired on May 31, 2024 by exercising purchase rights granted through an employee stock purchase plan.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:02 UTC GrantCommon Stock, $0.001 par value per share 18,750 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000077 · wk-form4_1723669233.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,116

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:00 UTC
WHITE KENNETH C.See Remarks
GrantCommon Stock, $0.001 par value per share 15,625 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000076 · wk-form4_1723669198.xml · nonDerivative · entry 1

WHITE KENNETH C. · CIK 0001933656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,687

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 20:04 UTC GrantCommon Stock, $0.001 par value per share 5,426 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000061 · wk-form4_1719000245.xml · nonDerivative · entry 1

Eskenazi Ilene · CIK 0001834416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,048

F1 · shares: The reporting person received 5,426 Restricted Stock Units ("RSUs"), which vest on June 17, 2025. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 20:03 UTC
GHOSH SOURAVDirector
GrantCommon Stock, $0.001 par value per share 5,426 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000060 · wk-form4_1719000209.xml · nonDerivative · entry 1

GHOSH SOURAV · CIK 0001780487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,112

F1 · shares: The reporting person received 5,426 Restricted Stock Units ("RSUs"), which vest on June 17, 2025. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 20:03 UTC GrantCommon Stock, $0.001 par value per share 5,426 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000059 · wk-form4_1719000178.xml · nonDerivative · entry 1

MCCORMICK MYLES B · CIK 0001200506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,362

F1 · shares: The reporting person received 5,426 Restricted Stock Units ("RSUs"), which vest on June 17, 2025. Each RSU represents the right to receive one share of common stock.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 20:02 UTC GrantCommon Stock, $0.001 par value per share 5,426 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000058 · wk-form4_1719000147.xml · nonDerivative · entry 1

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,112

F1 · shares: The reporting person received 5,426 Restricted Stock Units ("RSUs"), which vest on June 17, 2025. Each RSU represents the right to receive one share of common stock.

Read SEC document
May 15, 2024 Filed May 23, 2024 14:36 UTC
LONG CIARAN JOSEPHInterim CEO and CFO
GrantPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000052 · wk-form4_1716474965.xml · derivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-15

F1 · derivative.exercise_price: Represents performance stock units, each of which represents a contingent right to receive one share of common stock, $0.001 par value per share ("Common Stock"), of a.k.a. Brands Holding Corp. (the "Company"). The performance stock units vest in ten separate tranches based on the achievement of predetermined price per share goals for each tranche. The performance stock units vest on the later of (i) April 1, 2025 and (ii) the date on which the price per share goal of the applicable tranche is met, as set forth in the performance stock unit award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms set forth in the performance stock unit award agreement. The achievement of the price per share goal will be determined based on the trailing 30-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F1 · derivative.exercise_date: Represents performance stock units, each of which represents a contingent right to receive one share of common stock, $0.001 par value per share ("Common Stock"), of a.k.a. Brands Holding Corp. (the "Company"). The performance stock units vest in ten separate tranches based on the achievement of predetermined price per share goals for each tranche. The performance stock units vest on the later of (i) April 1, 2025 and (ii) the date on which the price per share goal of the applicable tranche is met, as set forth in the performance stock unit award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms set forth in the performance stock unit award agreement. The achievement of the price per share goal will be determined based on the trailing 30-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F2 · derivative.underlying_shares: Represents the number of shares of Common Stock that would be earned if the price per share goals are achieved for all ten award tranches.

Read SEC document
November 07, 2023 Filed Apr 18, 2024 19:10 UTC GrantCommon Stock, $0.001 par value per share 18,333 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000019 · wk-form4_1713467402.xml · nonDerivative · entry 1

TREMBLEY MICHAEL FRANK · CIK 0001879644 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,366

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 have been adjusted to reflect the 1-for-12 reverse stock split effected by the Issuer on September 29, 2023.

Read SEC document
November 07, 2023 Filed Apr 18, 2024 19:09 UTC
LONG CIARAN JOSEPHInterim CEO and CFO
GrantCommon Stock, $0.001 par value per share 18,333 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000018 · wk-form4_1713467359.xml · nonDerivative · entry 1

LONG CIARAN JOSEPH · CIK 0001879556 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,934

F1 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 include 833 shares acquired on May 31, 2023 and 833 shares acquired on November 30, 2023 by exercising purchase rights granted through an employee stock purchase plan.

F3 · balance_after: The shares reported in column 5 have been adjusted to reflect the 1-for-12 reverse stock split effected by the Issuer on September 29, 2023.

Read SEC document
November 07, 2023 Filed Apr 18, 2024 15:13 UTC GrantCommon Stock, $0.001 par value per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001865107-24-000020 · wk-form4_1713467616.xml · nonDerivative · entry 2

GONNEVILLE JOHN ROBERT · CIK 0001879557 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,439

F4 · shares: The reporting person received Restricted Stock Units ("RSUs"), which vest over three years. Each RSU represents the right to receive one share of common stock.

F2 · balance_after: The shares reported in column 5 include 143 shares (as adjusted for the Reverse Stock Split) acquired on November 30, 2022, 322 shares (as adjusted for the Reverse Stock Split) acquired on May 31, 2023 and 323 shares acquired on November 30, 2023, in each case by exercising purchase rights granted through an employee stock purchase plan.

F3 · balance_after: The shares reported in column 5 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:09 UTC
BRYETT WESLEY ALEXANDERDirector · 10% owner
GrantStock Options (right to buy) · Derivative 2,000,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001865107-23-000060 · wk-form4_1694203781.xml · derivative · entry 5

BRYETT WESLEY ALEXANDER · CIK 0001879552 · Director · 10% owner

BRYETT ENTERPRISES PTY LTD. · CIK 0001882036 · 10% owner

BRYETT ENTERPRISES TRUST · CIK 0001881899 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock, par value $0.001 per share · 2,000,000 shares

Expires 2033-09-06

F2 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F2 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:09 UTC
BRYETT WESLEY ALEXANDERDirector · 10% owner
GrantStock Options (right to buy) · Derivative 1,000,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001865107-23-000060 · wk-form4_1694203781.xml · derivative · entry 4

BRYETT WESLEY ALEXANDER · CIK 0001879552 · Director · 10% owner

BRYETT ENTERPRISES PTY LTD. · CIK 0001882036 · 10% owner

BRYETT ENTERPRISES TRUST · CIK 0001881899 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock, par value $0.001 per share · 1,000,000 shares

Expires 2033-09-06

F2 · security: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

F2 · derivative.exercise_date: Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.