Tapewire

NYSE · USD

AJG

Arthur J. Gallagher & Co.

Export transactions ↓
Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 16, 2020 20:10 UTC
Hudson Scott RVice President
GrantNon-qualified Stock Option · Derivative 24,370 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010774 · form4.xml · derivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,370

Underlying: Common Stock · 24,370 shares

Expires 2027-03-12

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC GrantNon-qualified Stock Option · Derivative 31,340 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010781 · form4.xml · derivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,340

Underlying: Common Stock · 31,340 shares

Expires 2027-03-12

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:06 UTC
Ziebell William FVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 23,510 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010770 · form4.xml · derivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,510

Underlying: Common Stock · 23,510 shares

Expires 2027-03-12

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:39 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNotional Stock Units · Derivative 3,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010602 · form4.xml · derivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,262

Underlying: Common Stock · 3,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:39 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 3,950 $97.56 $385,362.00
Disclosure

SEC source: 0001127602-20-010602 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:35 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 1,280 $94.98 $121,574.40
Disclosure

SEC source: 0001127602-20-010600 · form4.xml · nonDerivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,014

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:35 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 3,050 $94.98 $289,689.00
Disclosure

SEC source: 0001127602-20-010600 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:35 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock (restricted) 3,050 $94.98 $289,689.00
Disclosure

SEC source: 0001127602-20-010600 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:25 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 754 $94.98 $71,614.92
Disclosure

SEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,806

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:25 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 1,700 $94.98 $161,466.00
Disclosure

SEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:25 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock (restricted) 1,700 $94.98 $161,466.00
Disclosure

SEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:29 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 950 $94.98 $90,231.00
Disclosure

SEC source: 0001127602-20-010597 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:29 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock (restricted) 950 $94.98 $90,231.00
Disclosure

SEC source: 0001127602-20-010597 · form4.xml · nonDerivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:20 UTC
Hudson Scott RVice President
Tax withholdingCommon Stock 1,280 $94.98 $121,574.40
Disclosure

SEC source: 0001127602-20-010591 · form4.xml · nonDerivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:20 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 3,050 $94.98 $289,689.00
Disclosure

SEC source: 0001127602-20-010591 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:20 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock (restricted) 3,050 $94.98 $289,689.00
Disclosure

SEC source: 0001127602-20-010591 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:01 UTC
Ziebell William FVICE PRESIDENT
Tax withholdingCommon Stock 665 $94.98 $63,161.70
Disclosure

SEC source: 0001127602-20-010584 · form4.xml · nonDerivative · entry 3

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,474.6259

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:01 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 1,500 $94.98 $142,470.00
Disclosure

SEC source: 0001127602-20-010584 · form4.xml · nonDerivative · entry 2

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139.6259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:01 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 1,500 $94.98 $142,470.00
Disclosure

SEC source: 0001127602-20-010584 · form4.xml · nonDerivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Consists of four tranches of restricted stock units: 1,950, 1,450, 1,500 and 1,900 granted on 3/13/2013, 3/12/2014, 3/11/2015 and 3/17/2016, respectively. The 2013 and 2014 grants cliff vest on the fourth anniversary of the grant date and the 2015 and 2016 grants cliff vest on the fifth anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:16 UTC
Pietrucha Susan EChief Human Resources Officer
Tax withholdingCommon Stock 1,108 $94.98 $105,237.84
Disclosure

SEC source: 0001127602-20-010588 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:16 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 2,500 $94.98 $237,450.00
Disclosure

SEC source: 0001127602-20-010588 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 19:16 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock (restricted) 2,500 $94.98 $237,450.00
Disclosure

SEC source: 0001127602-20-010588 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:06 UTC
Hudson Scott RVice President
Exercise / conversionNon-qualified Stock Option · Derivative 15,100 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-20-009858 · form4.xml · derivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,100 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:06 UTC
Hudson Scott RVice President
SaleCommon Stock 15,100 $103.11 $1,556,961.00
Disclosure

SEC source: 0001127602-20-009858 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,982

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $102.33 to $104.16. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:06 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 15,100 $39.17 $591,467.00
Disclosure

SEC source: 0001127602-20-009858 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option · Derivative 20,000 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-20-009573 · form4.xml · derivative · entry 4

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
SaleCommon Stock 20,000 $104.44 $2,088,800.00
Disclosure

SEC source: 0001127602-20-009573 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,368.4313

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $104.08 to $105.00. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 20,000 $39.17 $783,400.00
Disclosure

SEC source: 0001127602-20-009573 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,368.4313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 20:14 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 722 $99.08 Strike: $0.00 $71,535.76
Disclosure

SEC source: 0001127602-20-008320 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,312

Underlying: Common Stock · 722 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:34 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 689 $103.87 Strike: $0.00 $71,566.43
Disclosure

SEC source: 0001127602-20-008147 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,590

Underlying: Common Stock · 689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:01 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 664 $106.21 Strike: $0.00 $70,523.44
Disclosure

SEC source: 0001127602-20-008017 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,901

Underlying: Common Stock · 664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, 2025 and following the reporting person's separation from service.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:54 UTC Exercise / conversionNon-qualified Stock Option · Derivative 21,300 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-20-006825 · form4.xml · derivative · entry 7

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,300 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:54 UTC Tax withholdingCommon Stock 12,465 $109.00 $1,358,685.00
Disclosure

SEC source: 0001127602-20-006825 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,075

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:54 UTC Exercise / conversionCommon Stock 21,300 $39.17 $834,321.00
Disclosure

SEC source: 0001127602-20-006825 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:24 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionNon-qualified Stock Option · Derivative 35,700 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-20-005106 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,700 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:24 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
SaleCommon Stock 21,905 $105.65 $2,314,263.25
Disclosure

SEC source: 0001127602-20-005106 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,053.2368

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $105.57 to $105.88. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:24 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 35,700 $39.17 $1,398,369.00
Disclosure

SEC source: 0001127602-20-005106 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,958.2368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:37 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 3,433 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-004388 · form4.xml · derivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Underlying: Common Stock · 3,433 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:37 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 3,433 $105.28 $361,426.24
Disclosure

SEC source: 0001127602-20-004388 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $105.27 to $105.31. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:37 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 3,433 $46.17 $158,501.61
Disclosure

SEC source: 0001127602-20-004388 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Feb 13, 2020 22:29 UTC GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005338 · form5.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,240

Read SEC document
December 17, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
SaleCommon Stock 13,150 $95.30 $1,253,195.00
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · nonDerivative · entry 4

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 13,300 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · derivative · entry 6

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,300 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 40,000 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · derivative · entry 5

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
SaleCommon Stock 1,944 $95.32 $185,302.08
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · nonDerivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,494

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $93.30 to $95.33. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 38,206 $95.35 $3,642,942.10
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,438

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:59 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 53,300 $46.87 $2,498,171.00
Disclosure

SEC source: 0001127602-19-035425 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 22:25 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 14,500 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-19-034384 · form4.xml · derivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 22:25 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 15,000 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-19-034384 · form4.xml · derivative · entry 4

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 22:25 UTC
Cavaness Joel DVice President
SaleCommon Stock 29,500 $92.46 $2,727,570.00
Disclosure

SEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,860

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $92.30 to $92.66. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.