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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 9,546 $79.85 $762,248.10
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · nonDerivative · entry 5

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Tax withholdingCommon Stock 4,038 $79.85 $322,434.30
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · nonDerivative · entry 4

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,876.4313

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 9,546 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · nonDerivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,914.4313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 9,546 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantCommon Stock (restricted) 19,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,067

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:30 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNotional Stock Units · Derivative 7,826 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011034 · form4.xml · derivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,934

Underlying: Common Stock · 7,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F5 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:30 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock (restricted) 7,826 $79.85 $624,906.10
Disclosure

SEC source: 0001127602-20-011034 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:30 UTC
Pietrucha Susan EChief Human Resources Officer
GrantCommon Stock (restricted) 7,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011034 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,261

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:08 UTC Tax withholdingCommon Stock 7,604 $79.85 $607,179.40
Disclosure

SEC source: 0001127602-20-011057 · form4.xml · nonDerivative · entry 4

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,445

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionCommon Stock 17,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011057 · form4.xml · nonDerivative · entry 3

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionCommon Stock (restricted) 17,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011057 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:08 UTC GrantCommon Stock (restricted) 17,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011057 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,974

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:00 UTC
Hudson Scott RVice President
Tax withholdingCommon Stock 6,185 $79.85 $493,872.25
Disclosure

SEC source: 0001127602-20-011041 · form4.xml · nonDerivative · entry 4

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,187

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:00 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 14,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011041 · form4.xml · nonDerivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:00 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock (restricted) 14,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011041 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:00 UTC
Hudson Scott RVice President
GrantCommon Stock (restricted) 14,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011041 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:26 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 3,966 $79.85 $316,685.10
Disclosure

SEC source: 0001127602-20-011032 · form4.xml · nonDerivative · entry 4

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,422

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:26 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 9,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011032 · form4.xml · nonDerivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:26 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock (restricted) 9,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011032 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:26 UTC
Bay Walter D.General Counsel
GrantCommon Stock (restricted) 9,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011032 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,574

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:21 UTC
Ziebell William FVICE PRESIDENT
Tax withholdingCommon Stock 3,566 $79.85 $284,745.10
Disclosure

SEC source: 0001127602-20-011029 · form4.xml · nonDerivative · entry 4

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336.6259

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:21 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 8,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011029 · form4.xml · nonDerivative · entry 3

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902.6259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:21 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 8,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011029 · form4.xml · nonDerivative · entry 2

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:21 UTC
Ziebell William FVICE PRESIDENT
GrantCommon Stock (restricted) 8,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011029 · form4.xml · nonDerivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:10 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 4,766 $79.85 $380,565.10
Disclosure

SEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 4

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,306

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:10 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 11,266 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:10 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock (restricted) 11,266 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:10 UTC
Cavaness Joel DVice President
GrantCommon Stock (restricted) 11,266 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,266

F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:21 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
OtherPhantom Stock · Derivative 17,385.4 $86.28 $1,500,012.31
Disclosure

SEC source: 0001127602-20-011068 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,196.5

Underlying: Common Stock · 17,385.4 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:15 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherPhantom Stock · Derivative 6,374.6 $86.28 $550,000.49
Disclosure

SEC source: 0001127602-20-011064 · form4.xml · derivative · entry 7

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,309.3

Underlying: Common Stock · 6,374.6 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:30 UTC
Pietrucha Susan EChief Human Resources Officer
OtherPhantom Stock · Derivative 4,636.1 $86.28 $400,002.71
Disclosure

SEC source: 0001127602-20-011034 · form4.xml · derivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,269.6

Underlying: Common Stock · 4,636.1 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:08 UTC OtherPhantom Stock · Derivative 5,795.1 $86.28 $500,001.23
Disclosure

SEC source: 0001127602-20-011057 · form4.xml · derivative · entry 9

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,872

Underlying: Common Stock · 5,795.1 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Hudson Scott RVice President
OtherPhantom Stock · Derivative 5,215.6 $86.28 $450,001.97
Disclosure

SEC source: 0001127602-20-011041 · form4.xml · derivative · entry 5

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,067

Underlying: Common Stock · 5,215.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:26 UTC
Bay Walter D.General Counsel
OtherPhantom Stock · Derivative 4,636.1 $86.28 $400,002.71
Disclosure

SEC source: 0001127602-20-011032 · form4.xml · derivative · entry 5

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,269.8

Underlying: Common Stock · 4,636.1 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:21 UTC
Ziebell William FVICE PRESIDENT
OtherPhantom Stock · Derivative 4,056.6 $86.28 $350,003.45
Disclosure

SEC source: 0001127602-20-011029 · form4.xml · derivative · entry 5

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,833.7

Underlying: Common Stock · 4,056.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:10 UTC
Cavaness Joel DVice President
OtherPhantom Stock · Derivative 4,056.6 $86.28 $350,003.45
Disclosure

SEC source: 0001127602-20-011026 · form4.xml · derivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,993.9

Underlying: Common Stock · 4,056.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:02 UTC
Mead Christopher EVICE PRESIDENT
OtherPhantom Stock · Derivative 3,477.1 $86.28 $300,004.19
Disclosure

SEC source: 0001127602-20-011024 · form4.xml · derivative · entry 1

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,941

Underlying: Common Stock · 3,477.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 18:54 UTC
CARY RICHARD CController, CAO
OtherPhantom Stock · Derivative 1,159 $86.28 $99,998.52
Disclosure

SEC source: 0001127602-20-011021 · form4.xml · derivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,846.6

Underlying: Common Stock · 1,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:08 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GrantNon-qualified Stock Option · Derivative 68,550 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010832 · form4.xml · derivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,550

Underlying: Common Stock · 68,550 shares

Expires 2027-03-12

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 21:02 UTC
CARY RICHARD CController, CAO
GrantNon-qualified Stock Option · Derivative 3,660 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010828 · form4.xml · derivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

Underlying: Common Stock · 3,660 shares

Expires 2027-03-12

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 21:02 UTC
CARY RICHARD CController, CAO
GrantCommon Stock (restricted) 910 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010828 · form4.xml · nonDerivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

F1 · security: Restricted stock unit award vesting five years after the date of grant.

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March 12, 2020 Filed Mar 16, 2020 20:53 UTC
Bay Walter D.General Counsel
GrantNon-qualified Stock Option · Derivative 17,630 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010818 · form4.xml · derivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

Underlying: Common Stock · 17,630 shares

Expires 2027-03-12

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 20:53 UTC
Bay Walter D.General Counsel
GrantCommon Stock (restricted) 2,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010818 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · security: Restricted stock unit award vesting five years after the date of grant.

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March 12, 2020 Filed Mar 16, 2020 20:46 UTC
Mead Christopher EVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 11,090 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010813 · form4.xml · derivative · entry 2

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,090

Underlying: Common Stock · 11,090 shares

Expires 2027-03-12

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 20:46 UTC
Mead Christopher EVICE PRESIDENT
GrantCommon Stock (restricted) 1,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010813 · form4.xml · nonDerivative · entry 1

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,580

F1 · security: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:41 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantNon-qualified Stock Option · Derivative 17,130 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010808 · form4.xml · derivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

Underlying: Common Stock · 17,130 shares

Expires 2027-03-12

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 20:41 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantCommon Stock (restricted) 2,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010808 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

F1 · security: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:23 UTC
Cavaness Joel DVice President
GrantNon-qualified Stock Option · Derivative 19,160 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010791 · form4.xml · derivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,160

Underlying: Common Stock · 19,160 shares

Expires 2027-03-12

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 20:34 UTC
Pietrucha Susan EChief Human Resources Officer
GrantNon-qualified Stock Option · Derivative 15,020 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-20-010802 · form4.xml · derivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,020

Underlying: Common Stock · 15,020 shares

Expires 2027-03-12

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 12, 2020 Filed Mar 16, 2020 20:34 UTC
Pietrucha Susan EChief Human Resources Officer
GrantCommon Stock (restricted) 1,960 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010802 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,435

F1 · security: Restricted stock unit award vesting five years after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.