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AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2021 Filed Mar 18, 2021 23:04 UTC
Cavaness Joel DVice President
OtherPhantom Stock · Derivative 3,139.2 $127.42 $399,996.86
Disclosure

SEC source: 0001127602-21-011479 · form4.xml · derivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,325.5

Underlying: Common Stock · 3,139.2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:01 UTC
Ziebell William FVICE PRESIDENT
OtherPhantom Stock · Derivative 3,139.2 $127.42 $399,996.86
Disclosure

SEC source: 0001127602-21-011477 · form4.xml · derivative · entry 6

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,791.4

Underlying: Common Stock · 3,139.2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:01 UTC
Ziebell William FVICE PRESIDENT
Tax withholdingCommon Stock 842 $128.43 $108,138.06
Disclosure

SEC source: 0001127602-21-011477 · form4.xml · nonDerivative · entry 3

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,299.3786

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:01 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011477 · form4.xml · nonDerivative · entry 2

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,141.3786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:01 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 1,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011477 · form4.xml · nonDerivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:57 UTC
CARY RICHARD CController, CAO
OtherPhantom Stock · Derivative 1,177.2 $127.42 $149,998.82
Disclosure

SEC source: 0001127602-21-011475 · form4.xml · derivative · entry 6

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,046.3

Underlying: Common Stock · 1,177.2 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:57 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011475 · form4.xml · nonDerivative · entry 3

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:57 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011475 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
OtherPhantom Stock · Derivative 3,139.2 $127.42 $399,996.86
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · derivative · entry 7

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,411.2

Underlying: Common Stock · 3,139.2 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
Tax withholdingCommon Stock 809 $128.43 $103,899.87
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · nonDerivative · entry 4

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,355

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · nonDerivative · entry 3

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · nonDerivative · entry 2

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:44 UTC
Mead Christopher EVICE PRESIDENT
OtherPhantom Stock · Derivative 2,746.8 $127.42 $349,997.26
Disclosure

SEC source: 0001127602-21-011471 · form4.xml · derivative · entry 3

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,802.9

Underlying: Common Stock · 2,746.8 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:29 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
OtherPhantom Stock · Derivative 11,771.9 $127.42 $1,499,975.50
Disclosure

SEC source: 0001127602-21-011466 · form4.xml · derivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,528.9

Underlying: Common Stock · 11,771.9 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:40 UTC
Bay Walter D.General Counsel
OtherPhantom Stock · Derivative 3,531.6 $127.42 $449,996.47
Disclosure

SEC source: 0001127602-21-011469 · form4.xml · derivative · entry 6

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,992.7

Underlying: Common Stock · 3,531.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:40 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 2,245 $128.43 $288,325.35
Disclosure

SEC source: 0001127602-21-011469 · form4.xml · nonDerivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:40 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 5,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011469 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:40 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock (restricted) 5,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011469 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:24 UTC OtherPhantom Stock · Derivative 4,708.8 $127.42 $599,995.30
Disclosure

SEC source: 0001127602-21-011463 · form4.xml · derivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555.5

Underlying: Common Stock · 4,708.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherPhantom Stock · Derivative 4,708.8 $127.42 $599,995.30
Disclosure

SEC source: 0001127602-21-011461 · form4.xml · derivative · entry 4

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,631.8

Underlying: Common Stock · 4,708.8 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNotional Stock Units · Derivative 5,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011461 · form4.xml · derivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,401.1

Underlying: Common Stock · 5,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

F3 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 5,350 $128.43 $687,100.50
Disclosure

SEC source: 0001127602-21-011461 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:16 UTC
Hudson Scott RVice President
OtherPhantom Stock · Derivative 3,924 $127.42 $499,996.08
Disclosure

SEC source: 0001127602-21-011459 · form4.xml · derivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,098.4

Underlying: Common Stock · 3,924 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:09 UTC
Pietrucha Susan EChief Human Resources Officer
OtherPhantom Stock · Derivative 3,531.6 $127.42 $449,996.47
Disclosure

SEC source: 0001127602-21-011457 · form4.xml · derivative · entry 6

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,992.5

Underlying: Common Stock · 3,531.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:09 UTC
Pietrucha Susan EChief Human Resources Officer
Tax withholdingCommon Stock 2,038 $128.43 $261,740.34
Disclosure

SEC source: 0001127602-21-011457 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,893.7527

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:09 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011457 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,931.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:09 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock (restricted) 4,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011457 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:04 UTC
Cavaness Joel DVice President
GrantNon-qualified Stock Option · Derivative 19,735 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011479 · form4.xml · derivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,735

Underlying: Common Stock · 19,735 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:01 UTC
Ziebell William FVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 22,210 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011477 · form4.xml · derivative · entry 5

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,210

Underlying: Common Stock · 22,210 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:57 UTC
CARY RICHARD CController, CAO
GrantNon-qualified Stock Option · Derivative 3,525 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011475 · form4.xml · derivative · entry 5

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 3,525 shares

Expires 2028-03-16

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:57 UTC
CARY RICHARD CController, CAO
GrantCommon Stock (restricted) 575 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011475 · form4.xml · nonDerivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,660

F1 · shares: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 13,580 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · derivative · entry 6

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,580

Underlying: Common Stock · 13,580 shares

Expires 2028-03-16

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:52 UTC
Jain VishalVICE PRESIDENT
GrantCommon Stock (restricted) 1,130 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011473 · form4.xml · nonDerivative · entry 1

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990

F1 · shares: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:44 UTC
Mead Christopher EVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 11,725 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011471 · form4.xml · derivative · entry 2

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

Underlying: Common Stock · 11,725 shares

Expires 2028-03-16

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:44 UTC
Mead Christopher EVICE PRESIDENT
GrantCommon Stock (restricted) 975 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011471 · form4.xml · nonDerivative · entry 1

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,555

F1 · shares: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:29 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GrantNon-qualified Stock Option · Derivative 76,975 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011466 · form4.xml · derivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,975

Underlying: Common Stock · 76,975 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 16, 2021 Filed Mar 18, 2021 22:40 UTC
Bay Walter D.General Counsel
GrantNon-qualified Stock Option · Derivative 24,500 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011469 · form4.xml · derivative · entry 5

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 16, 2021 Filed Mar 18, 2021 22:24 UTC GrantNon-qualified Stock Option · Derivative 32,895 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011463 · form4.xml · derivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,895

Underlying: Common Stock · 32,895 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 16, 2021 Filed Mar 18, 2021 22:20 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantNon-qualified Stock Option · Derivative 31,265 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011461 · form4.xml · derivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,265

Underlying: Common Stock · 31,265 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 16, 2021 Filed Mar 18, 2021 22:16 UTC
Hudson Scott RVice President
GrantNon-qualified Stock Option · Derivative 23,025 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011459 · form4.xml · derivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,025

Underlying: Common Stock · 23,025 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 16, 2021 Filed Mar 18, 2021 22:09 UTC
Pietrucha Susan EChief Human Resources Officer
GrantNon-qualified Stock Option · Derivative 21,210 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-21-011457 · form4.xml · derivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,210

Underlying: Common Stock · 21,210 shares

Expires 2028-03-16

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2021 Filed Mar 18, 2021 00:22 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 3,178 $127.21 $404,273.38
Disclosure

SEC source: 0001127602-21-011252 · form4.xml · nonDerivative · entry 4

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,944

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:22 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 9,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011252 · form4.xml · nonDerivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2021 Filed Mar 18, 2021 00:22 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock (restricted) 9,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011252 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:22 UTC
Bay Walter D.General Counsel
GrantCommon Stock (restricted) 9,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011252 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,900

F1 · shares: Performance share units (awarded on March 15, 2018) earned and vested as of March 15, 2021.

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March 15, 2021 Filed Mar 18, 2021 00:18 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 4,078 $127.21 $518,762.38
Disclosure

SEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 4

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,128

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March 15, 2021 Filed Mar 18, 2021 00:18 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 11,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:18 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock (restricted) 11,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:18 UTC
Cavaness Joel DVice President
GrantCommon Stock (restricted) 11,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

F1 · shares: Performance share units (awarded on March 15, 2018) earned and vested as of March 15, 2021.

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March 15, 2021 Filed Mar 18, 2021 00:11 UTC Tax withholdingCommon Stock 8,367 $127.21 $1,064,366.07
Disclosure

SEC source: 0001127602-21-011243 · form4.xml · nonDerivative · entry 4

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,185

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.