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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 13, 2022 22:49 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014508 · form4.xml · nonDerivative · entry 3

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,105.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:49 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014508 · form4.xml · nonDerivative · entry 2

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:49 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014508 · form4.xml · nonDerivative · entry 1

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:02 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 521.08 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013567 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,588.861

Underlying: Common Stock · 521.08 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:02 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 521.08 $167.28 $87,166.26
Disclosure

SEC source: 0001127602-22-013567 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,986.2575

Read SEC document
May 03, 2022 Filed May 5, 2022 23:02 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 521.08 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013567 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,507.3375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:05 UTC Exercise / conversionPhantom Stock · Derivative 208.43 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013569 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,351.491

Underlying: Common Stock · 208.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:05 UTC Tax withholdingCommon Stock 208.43 $167.28 $34,866.17
Disclosure

SEC source: 0001127602-22-013569 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,556

Read SEC document
May 03, 2022 Filed May 5, 2022 23:05 UTC Exercise / conversionCommon Stock 208.43 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013569 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,764.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 01:04 UTC OtherPhantom Stock · Derivative 3,791.3 $158.26 $600,011.14
Disclosure

SEC source: 0001127602-22-009554 · form4.xml · derivative · entry 11

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545.251

Underlying: Common Stock · 3,791.3 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F6 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F6 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F6 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:59 UTC
Pietrucha Susan EChief Human Resources Officer
OtherPhantom Stock · Derivative 2,843.4 $158.26 $449,996.48
Disclosure

SEC source: 0001127602-22-009552 · form4.xml · derivative · entry 10

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,245.058

Underlying: Common Stock · 2,843.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:59 UTC
Pietrucha Susan EChief Human Resources Officer
Tax withholdingCommon Stock 1,705 $162.67 $277,352.35
Disclosure

SEC source: 0001127602-22-009552 · form4.xml · nonDerivative · entry 7

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,116.1338

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:59 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009552 · form4.xml · nonDerivative · entry 6

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,821.1338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:59 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock (restricted) 3,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009552 · form4.xml · nonDerivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:56 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
OtherPhantom Stock · Derivative 9,478.1 $158.26 $1,500,004.11
Disclosure

SEC source: 0001127602-22-009550 · form4.xml · derivative · entry 12

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,686.671

Underlying: Common Stock · 9,478.1 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F7 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F7 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F7 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:44 UTC
Hudson Scott RVice President
OtherPhantom Stock · Derivative 3,159.4 $158.26 $500,006.64
Disclosure

SEC source: 0001127602-22-009548 · form4.xml · derivative · entry 7

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,580.364

Underlying: Common Stock · 3,159.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:40 UTC
Mead Christopher EVICE PRESIDENT
OtherPhantom Stock · Derivative 2,211.6 $158.26 $350,007.82
Disclosure

SEC source: 0001127602-22-009546 · form4.xml · derivative · entry 7

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,195.615

Underlying: Common Stock · 2,211.6 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:22 UTC
CARY RICHARD CController, CAO
OtherPhantom Stock · Derivative 947.8 $158.26 $149,998.83
Disclosure

SEC source: 0001127602-22-009542 · form4.xml · derivative · entry 6

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,165.475

Underlying: Common Stock · 947.8 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:22 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009542 · form4.xml · nonDerivative · entry 3

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:22 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009542 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:35 UTC
Jain VishalVICE PRESIDENT
OtherPhantom Stock · Derivative 2,527.5 $158.26 $400,002.15
Disclosure

SEC source: 0001127602-22-009544 · form4.xml · derivative · entry 10

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,417.998

Underlying: Common Stock · 2,527.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:35 UTC
Jain VishalVICE PRESIDENT
Tax withholdingCommon Stock (restricted) 687 $162.67 $111,754.29
Disclosure

SEC source: 0001127602-22-009544 · form4.xml · nonDerivative · entry 7

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:35 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009544 · form4.xml · nonDerivative · entry 6

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:35 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 1,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009544 · form4.xml · nonDerivative · entry 5

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
OtherPhantom Stock · Derivative 2,843.4 $158.26 $449,996.48
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · derivative · entry 13

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,245.259

Underlying: Common Stock · 2,843.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 7,500 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · derivative · entry 12

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 7,500 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 2,015 $162.67 $327,780.05
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · nonDerivative · entry 9

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,215

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · nonDerivative · entry 8

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock (restricted) 4,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · nonDerivative · entry 7

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
SaleCommon Stock 7,500 $162.00 $1,215,000.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · nonDerivative · entry 6

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,680

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 7,500 $43.71 $327,825.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · nonDerivative · entry 5

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:09 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherPhantom Stock · Derivative 3,791.3 $158.26 $600,011.14
Disclosure

SEC source: 0001127602-22-009538 · form4.xml · derivative · entry 12

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,458.141

Underlying: Common Stock · 3,791.3 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F8 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F8 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F8 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 00:09 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNotional Stock Units · Derivative 3,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009538 · form4.xml · derivative · entry 11

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,811.56

Underlying: Common Stock · 3,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Restricted stock units deferred into the Supplemental Plan upon vesting.

F5 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

F5 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

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March 16, 2022 Filed Mar 17, 2022 00:09 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 3,700 $162.67 $601,879.00
Disclosure

SEC source: 0001127602-22-009538 · form4.xml · nonDerivative · entry 6

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units deferred into the Supplemental Plan upon vesting.

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March 16, 2022 Filed Mar 16, 2022 23:58 UTC
Cavaness Joel DVice President
GrantPhantom Stock · Derivative 315.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-009534 · form4.xml · derivative · entry 11

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,279.138

Underlying: Common Stock · 315.938 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F6 · shares: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant.

F5 · price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F6 · derivative.exercise_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant.

F6 · derivative.expiration_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant.

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March 16, 2022 Filed Mar 16, 2022 23:58 UTC
Cavaness Joel DVice President
GrantCommon Stock (restricted) 65 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 8

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,650

F2 · shares: Restricted stock unit award vesting five years after the date of grant.

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March 16, 2022 Filed Mar 16, 2022 23:58 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 203 $162.67 $33,022.01
Disclosure

SEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 7

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,014.63

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March 16, 2022 Filed Mar 16, 2022 23:58 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 6

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,217.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 23:58 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock (restricted) 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 23:50 UTC
Ziebell William FVICE PRESIDENT
OtherPhantom Stock · Derivative 2,527.5 $158.26 $400,002.15
Disclosure

SEC source: 0001127602-22-009532 · form4.xml · derivative · entry 7

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,300.274

Underlying: Common Stock · 2,527.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

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March 15, 2022 Filed Mar 17, 2022 01:04 UTC GrantNon-qualified Stock Option · Derivative 15,310 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009554 · form4.xml · derivative · entry 10

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,310

Underlying: Common Stock · 15,310 shares

Expires 2029-03-15

F4 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:59 UTC
Pietrucha Susan EChief Human Resources Officer
GrantNon-qualified Stock Option · Derivative 9,875 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009552 · form4.xml · derivative · entry 9

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Underlying: Common Stock · 9,875 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:56 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GrantNon-qualified Stock Option · Derivative 35,825 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009550 · form4.xml · derivative · entry 11

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,825

Underlying: Common Stock · 35,825 shares

Expires 2029-03-15

F5 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:44 UTC
Hudson Scott RVice President
GrantNon-qualified Stock Option · Derivative 11,480 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009548 · form4.xml · derivative · entry 6

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,480

Underlying: Common Stock · 11,480 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:40 UTC
Mead Christopher EVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 8,420 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009546 · form4.xml · derivative · entry 6

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420

Underlying: Common Stock · 8,420 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:22 UTC
CARY RICHARD CController, CAO
GrantNon-qualified Stock Option · Derivative 2,265 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009542 · form4.xml · derivative · entry 5

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265

Underlying: Common Stock · 2,265 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:22 UTC
CARY RICHARD CController, CAO
GrantCommon Stock (restricted) 475 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009542 · form4.xml · nonDerivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

F1 · shares: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:35 UTC
Jain VishalVICE PRESIDENT
GrantNon-qualified Stock Option · Derivative 9,950 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009544 · form4.xml · derivative · entry 9

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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March 15, 2022 Filed Mar 17, 2022 00:19 UTC
Bay Walter D.General Counsel
GrantNon-qualified Stock Option · Derivative 11,405 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009540 · form4.xml · derivative · entry 11

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,405

Underlying: Common Stock · 11,405 shares

Expires 2029-03-15

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:09 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantNon-qualified Stock Option · Derivative 14,545 $0.00 Strike: $158.56 $0.00
Disclosure

SEC source: 0001127602-22-009538 · form4.xml · derivative · entry 10

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,545

Underlying: Common Stock · 14,545 shares

Expires 2029-03-15

F6 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.