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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2024 Filed May 6, 2024 22:50 UTC
Hudson Scott RVice President
Tax withholdingCommon Stock 1,639.653 $238.54 $391,122.83
Disclosure

SEC source: 0001127602-24-014347 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,730

Read SEC document
May 02, 2024 Filed May 6, 2024 22:50 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 3,906.653 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014347 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,369.653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 6, 2024 22:44 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionPhantom Stock · Derivative 4,687.984 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014342 · form4.xml · derivative · entry 5

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,467.86

Underlying: Common Stock · 4,687.984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
May 02, 2024 Filed May 6, 2024 22:44 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Tax withholdingCommon Stock 1,966.984 $238.54 $469,204.36
Disclosure

SEC source: 0001127602-24-014342 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,951.5662

Read SEC document
May 02, 2024 Filed May 6, 2024 22:44 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,687.984 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014342 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,918.5502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 6, 2024 22:40 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 11,719.966 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014338 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,457.196

Underlying: Common Stock · 11,719.966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
May 02, 2024 Filed May 6, 2024 22:40 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 4,916.966 $238.54 $1,172,893.07
Disclosure

SEC source: 0001127602-24-014338 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,799.1857

Read SEC document
May 02, 2024 Filed May 6, 2024 22:40 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 11,719.966 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014338 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,716.1517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:40 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionPhantom Stock · Derivative 132.845 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013808 · form4.xml · derivative · entry 4

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,652.725

Underlying: Common Stock · 132.845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:40 UTC
Jain VishalVICE PRESIDENT
Tax withholdingCommon Stock 132.845 $232.91 $30,940.93
Disclosure

SEC source: 0001127602-24-013808 · form4.xml · nonDerivative · entry 2

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500.155

Read SEC document
April 29, 2024 Filed May 1, 2024 23:40 UTC
Jain VishalVICE PRESIDENT
Exercise / conversionCommon Stock 132.845 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013808 · form4.xml · nonDerivative · entry 1

Jain Vishal · CIK 0001812516 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:32 UTC
Cavaness Joel DVice President
Exercise / conversionPhantom Stock · Derivative 132.845 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013803 · form4.xml · derivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,616.591

Underlying: Common Stock · 132.845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:32 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 132.845 $232.91 $30,940.93
Disclosure

SEC source: 0001127602-24-013803 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,581.154

Read SEC document
April 29, 2024 Filed May 1, 2024 23:32 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 132.845 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013803 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,713.999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:35 UTC
Hudson Scott RVice President
Exercise / conversionPhantom Stock · Derivative 166.057 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013805 · form4.xml · derivative · entry 4

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,953.23

Underlying: Common Stock · 166.057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:35 UTC
Hudson Scott RVice President
Tax withholdingCommon Stock 166.057 $232.91 $38,676.34
Disclosure

SEC source: 0001127602-24-013805 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,296.943

Read SEC document
April 29, 2024 Filed May 1, 2024 23:35 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 166.057 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013805 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:29 UTC Exercise / conversionPhantom Stock · Derivative 199.268 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013801 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,541.801

Underlying: Common Stock · 199.268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:29 UTC Tax withholdingCommon Stock 199.268 $232.91 $46,411.51
Disclosure

SEC source: 0001127602-24-013801 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,899.777

Read SEC document
April 29, 2024 Filed May 1, 2024 23:29 UTC Exercise / conversionCommon Stock 199.268 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013801 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,099.045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:25 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionPhantom Stock · Derivative 199.268 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013799 · form4.xml · derivative · entry 5

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,155.844

Underlying: Common Stock · 199.268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:25 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Tax withholdingCommon Stock 199.268 $232.91 $46,411.51
Disclosure

SEC source: 0001127602-24-013799 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,031.2982

Read SEC document
April 29, 2024 Filed May 1, 2024 23:25 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 199.268 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013799 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,230.5662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 498.17 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013797 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,177.162

Underlying: Common Stock · 498.17 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 498.17 $232.91 $116,028.77
Disclosure

SEC source: 0001127602-24-013797 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,498.0157

Read SEC document
April 29, 2024 Filed May 1, 2024 23:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 498.17 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013797 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,996.1857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 404 $0.00 Strike: $127.90 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · derivative · entry 13

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,541

Underlying: Common Stock · 404 shares

Expires 2028-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 437 $0.00 Strike: $86.17 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · derivative · entry 12

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,596

Underlying: Common Stock · 437 shares

Expires 2027-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 366 $0.00 Strike: $79.59 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · derivative · entry 11

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,250

Underlying: Common Stock · 366 shares

Expires 2026-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
SaleCommon Stock 1,207 $255.20 $308,026.40
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 8

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,022.63

F2 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $255.14 to $255.24. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 404 $127.90 $51,671.60
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 7

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,229.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 437 $86.17 $37,656.29
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 6

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,825.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 366 $79.59 $29,129.94
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,388.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 01:02 UTC
Mead Christopher EVICE PRESIDENT
Tax withholdingCommon Stock 2,053 $253.17 $519,758.01
Disclosure

SEC source: 0001127602-24-010723 · form4.xml · nonDerivative · entry 4

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,570.7456

Read SEC document
March 16, 2024 Filed Mar 20, 2024 01:02 UTC
Mead Christopher EVICE PRESIDENT
Exercise / conversionCommon Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010723 · form4.xml · nonDerivative · entry 3

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,623.7456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 01:02 UTC
Mead Christopher EVICE PRESIDENT
Exercise / conversionCommon Stock (restricted) 4,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010723 · form4.xml · nonDerivative · entry 2

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 01:02 UTC
Mead Christopher EVICE PRESIDENT
GrantCommon Stock (restricted) 4,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010723 · form4.xml · nonDerivative · entry 1

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,340

F1 · shares: Performance share units (awarded on March 16, 2021) earned and vested as of March 16, 2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:58 UTC
Pietrucha Susan EChief Human Resources Officer
Tax withholdingCommon Stock 3,272 $253.17 $828,372.24
Disclosure

SEC source: 0001127602-24-010721 · form4.xml · nonDerivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,710.8305

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:58 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 7,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010721 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,982.8305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:58 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock (restricted) 7,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010721 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:58 UTC
Pietrucha Susan EChief Human Resources Officer
GrantCommon Stock (restricted) 7,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010721 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,672

F1 · shares: Performance share units (awarded on March 16, 2021) earned and vested as of March 16, 2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Tax withholdingCommon Stock 2,572 $253.17 $651,153.24
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 4

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,713.999

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 7,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,285.999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock (restricted) 7,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:54 UTC
Cavaness Joel DVice President
GrantCommon Stock (restricted) 7,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,178

F1 · shares: Performance share units (awarded on March 16, 2021) earned and vested as of March 16, 2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:40 UTC Tax withholdingCommon Stock 5,180 $253.17 $1,311,420.60
Disclosure

SEC source: 0001127602-24-010717 · form4.xml · nonDerivative · entry 4

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,099.045

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:40 UTC Exercise / conversionCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010717 · form4.xml · nonDerivative · entry 3

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,279.045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:40 UTC Exercise / conversionCommon Stock (restricted) 11,970 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010717 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:40 UTC GrantCommon Stock (restricted) 11,970 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010717 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,970

F1 · shares: Performance share units (awarded on March 16, 2021) earned and vested as of March 16, 2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 00:37 UTC
Bay Walter D.General Counsel
Tax withholdingCommon Stock 3,858 $253.17 $976,729.86
Disclosure

SEC source: 0001127602-24-010715 · form4.xml · nonDerivative · entry 4

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,267

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.