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ASSURANT, INC.

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3387
SEC CIK
0001267238
Parsed reports
443

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2019 Filed Mar 19, 2019 21:04 UTC GrantCommon Stock 494 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020301 · doc4.xml · nonDerivative · entry 2

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136

F1 · shares: These shares are represented by restricted stock units.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 21:04 UTC Tax withholdingCommon Stock 145 $98.73 $14,315.85
Disclosure

SEC source: 0001209191-19-020301 · doc4.xml · nonDerivative · entry 1

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,642

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:41 UTC Tax withholdingCommon Stock 517 $99.96 $51,679.32
Disclosure

SEC source: 0001209191-19-018822 · doc4.xml · nonDerivative · entry 4

Demmings Keith · CIK 0001762769 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,044

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · price: Includes restricted stock units.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:41 UTC GrantCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018822 · doc4.xml · nonDerivative · entry 3

Demmings Keith · CIK 0001762769 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,561

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:41 UTC Tax withholdingCommon Stock 219 $99.96 $21,891.24
Disclosure

SEC source: 0001209191-19-018822 · doc4.xml · nonDerivative · entry 2

Demmings Keith · CIK 0001762769 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,844

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:43 UTC
Lonergan RobertEVP · Chief Strategy Officer
Tax withholdingCommon Stock 239 $99.96 $23,890.44
Disclosure

SEC source: 0001209191-19-018826 · doc4.xml · nonDerivative · entry 4

Lonergan Robert · CIK 0001762771 · EVP · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576.225

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

F4 · balance_after: Includes 93.1720 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2018.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:43 UTC
Lonergan RobertEVP · Chief Strategy Officer
GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018826 · doc4.xml · nonDerivative · entry 3

Lonergan Robert · CIK 0001762771 · EVP · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,815.225

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:43 UTC
Lonergan RobertEVP · Chief Strategy Officer
Tax withholdingCommon Stock 101 $99.96 $10,095.96
Disclosure

SEC source: 0001209191-19-018826 · doc4.xml · nonDerivative · entry 2

Lonergan Robert · CIK 0001762771 · EVP · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,024.225

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:39 UTC Tax withholdingCommon Stock 539 $99.96 $53,878.44
Disclosure

SEC source: 0001209191-19-018818 · doc4.xml · nonDerivative · entry 4

Campbell Michael P. · CIK 0001763031 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720.37

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:39 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018818 · doc4.xml · nonDerivative · entry 3

Campbell Michael P. · CIK 0001763031 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,259.37

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:39 UTC Tax withholdingCommon Stock 228 $99.96 $22,790.88
Disclosure

SEC source: 0001209191-19-018818 · doc4.xml · nonDerivative · entry 2

Campbell Michael P. · CIK 0001763031 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,701.37

Read SEC document
March 10, 2019 Filed Mar 12, 2019 16:44 UTC Tax withholdingCommon Stock 5,151 $99.96 $514,893.96
Disclosure

SEC source: 0001209191-19-018830 · doc4.xml · nonDerivative · entry 4

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,851

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 16:44 UTC GrantCommon Stock 12,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018830 · doc4.xml · nonDerivative · entry 3

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,002

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 16:44 UTC Tax withholdingCommon Stock 601 $99.96 $60,075.96
Disclosure

SEC source: 0001209191-19-018830 · doc4.xml · nonDerivative · entry 2

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,655

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:47 UTC Tax withholdingCommon Stock 146 $99.96 $14,594.16
Disclosure

SEC source: 0001209191-19-018837 · doc4.xml · nonDerivative · entry 4

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,787

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:47 UTC GrantCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018837 · doc4.xml · nonDerivative · entry 3

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:47 UTC Tax withholdingCommon Stock 62 $99.96 $6,197.52
Disclosure

SEC source: 0001209191-19-018837 · doc4.xml · nonDerivative · entry 2

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:46 UTC
Stonehill Price RobynEVP, Chief HR Officer
Tax withholdingCommon Stock 1,955 $99.96 $195,421.80
Disclosure

SEC source: 0001209191-19-018835 · doc4.xml · nonDerivative · entry 4

Price Stonehill Robyn · CIK 0001613574 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,630.743

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

F4 · balance_after: Includes 93.1720 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2018.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:46 UTC
Stonehill Price RobynEVP, Chief HR Officer
GrantCommon Stock 4,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018835 · doc4.xml · nonDerivative · entry 3

Price Stonehill Robyn · CIK 0001613574 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,585.743

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:46 UTC
Stonehill Price RobynEVP, Chief HR Officer
Tax withholdingCommon Stock 247 $99.96 $24,690.12
Disclosure

SEC source: 0001209191-19-018835 · doc4.xml · nonDerivative · entry 2

Price Stonehill Robyn · CIK 0001613574 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,003.743

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:40 UTC
Colberg Alan B.Director · President and CEO
Tax withholdingCommon Stock 18,631 $99.96 $1,862,354.76
Disclosure

SEC source: 0001209191-19-018820 · doc4.xml · nonDerivative · entry 4

Colberg Alan B. · CIK 0001516501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,356.27

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.

F3 · balance_after: Includes restricted stock units.

F4 · balance_after: Includes 93.1720 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2018.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:40 UTC
Colberg Alan B.Director · President and CEO
GrantCommon Stock 35,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018820 · doc4.xml · nonDerivative · entry 3

Colberg Alan B. · CIK 0001516501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,987.27

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:40 UTC
Colberg Alan B.Director · President and CEO
Tax withholdingCommon Stock 2,621 $99.96 $261,995.16
Disclosure

SEC source: 0001209191-19-018820 · doc4.xml · nonDerivative · entry 2

Colberg Alan B. · CIK 0001516501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,981.27

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:41 UTC Tax withholdingCommon Stock 153 $99.96 $15,293.88
Disclosure

SEC source: 0001209191-19-018822 · doc4.xml · nonDerivative · entry 1

Demmings Keith · CIK 0001762769 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:43 UTC
Lonergan RobertEVP · Chief Strategy Officer
Tax withholdingCommon Stock 66 $99.96 $6,597.36
Disclosure

SEC source: 0001209191-19-018826 · doc4.xml · nonDerivative · entry 1

Lonergan Robert · CIK 0001762771 · EVP · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125.225

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:39 UTC Tax withholdingCommon Stock 175 $99.96 $17,493.00
Disclosure

SEC source: 0001209191-19-018818 · doc4.xml · nonDerivative · entry 1

Campbell Michael P. · CIK 0001763031 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929.37

Read SEC document
March 09, 2019 Filed Mar 12, 2019 16:44 UTC Tax withholdingCommon Stock 613 $99.96 $61,275.48
Disclosure

SEC source: 0001209191-19-018830 · doc4.xml · nonDerivative · entry 1

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,256

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:47 UTC Tax withholdingCommon Stock 64 $99.96 $6,397.44
Disclosure

SEC source: 0001209191-19-018837 · doc4.xml · nonDerivative · entry 1

Schultz Tammy L. · CIK 0001762808 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,397

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:46 UTC
Stonehill Price RobynEVP, Chief HR Officer
Tax withholdingCommon Stock 279 $99.96 $27,888.84
Disclosure

SEC source: 0001209191-19-018835 · doc4.xml · nonDerivative · entry 1

Price Stonehill Robyn · CIK 0001613574 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,250.743

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:42 UTC
DZIADZIO RICHARD SEVP, CFO, and Treasurer
Tax withholdingCommon Stock 524 $99.96 $52,379.04
Disclosure

SEC source: 0001209191-19-018824 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,873

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:40 UTC
Colberg Alan B.Director · President and CEO
Tax withholdingCommon Stock 2,225 $99.96 $222,411.00
Disclosure

SEC source: 0001209191-19-018820 · doc4.xml · nonDerivative · entry 1

Colberg Alan B. · CIK 0001516501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,602.27

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:24 UTC Tax withholdingCommon Stock 610 $90.10 $54,961.00
Disclosure

SEC source: 0001209191-19-001178 · doc4.xml · nonDerivative · entry 1

Campbell Michael P. · CIK 0001763031 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,104.37

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:28 UTC SaleCommon Stock 530 $90.69 $48,066.28
Disclosure

SEC source: 0001209191-18-062267 · doc4.xml · nonDerivative · entry 2

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,893.1

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

F3 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.54 through $90.89, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

F4 · balance_after: Includes restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:28 UTC SaleCommon Stock 720 $89.79 $64,647.00
Disclosure

SEC source: 0001209191-18-062267 · doc4.xml · nonDerivative · entry 1

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,423.1

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

F2 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.39 through $90.35, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 17:13 UTC
PACICCO DANIEL A.SVP,CAO, Controller
Tax withholdingCommon Stock 158 $99.90 $15,784.20
Disclosure

SEC source: 0001209191-18-059464 · doc4.xml · nonDerivative · entry 1

PACICCO DANIEL A. · CIK 0001707434 · SVP,CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:16 UTC
Roberts Carey S.EVP, Chief Legal Officer · Secretary
Tax withholdingCommon Stock 225 $99.90 $22,477.50
Disclosure

SEC source: 0001209191-18-059469 · doc4.xml · nonDerivative · entry 2

Roberts Carey S. · CIK 0001720831 · EVP, Chief Legal Officer · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,573

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:16 UTC
Roberts Carey S.EVP, Chief Legal Officer · Secretary
Tax withholdingCommon Stock 287 $99.90 $28,671.30
Disclosure

SEC source: 0001209191-18-059469 · doc4.xml · nonDerivative · entry 1

Roberts Carey S. · CIK 0001720831 · EVP, Chief Legal Officer · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,798

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:14 UTC SaleCommon Stock 1,107 $99.95 $110,644.21
Disclosure

SEC source: 0001209191-18-059467 · doc4.xml · nonDerivative · entry 1

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,143.1

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 17:03 UTC Tax withholdingCommon Stock 2,975 $99.93 $297,291.75
Disclosure

SEC source: 0001209191-18-058771 · doc4.xml · nonDerivative · entry 1

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,869

F1 · balance_after: Includes restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 22:01 UTC
Colberg Alan B.Director · President and CEO
Tax withholdingCommon Stock 1,118 $99.93 $111,721.74
Disclosure

SEC source: 0001209191-18-058769 · doc4.xml · nonDerivative · entry 1

Colberg Alan B. · CIK 0001516501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,734.098

F1 · balance_after: Includes 83.98 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 29, 2018.

F2 · balance_after: Includes restricted stock units.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 22:05 UTC Tax withholdingCommon Stock 993 $99.93 $99,230.49
Disclosure

SEC source: 0001209191-18-058774 · doc4.xml · nonDerivative · entry 1

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,250.1

F1 · balance_after: Includes restricted stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:11 UTC SaleCommon Stock 1,000,000 $105.14 $105,140,000.00
Disclosure

SEC source: 0000903423-18-000514 · tpg-assurant4.xml · nonDerivative · entry 1

TPG Advisors VI-AIV, Inc. · CIK 0001634024 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 7,869,230

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Advisors VI-AIV, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG VI Wolverine, LP ("TPG VI Wolverine"), which directly holds 3,671,314 shares of Common Stock ("Common Stock") of Assurant, Inc., and (ii) TPG VI Wolverine Co-Invest, LP ("TPG VI Wolverine Co-Invest" and, together with TPG VI Wolverine, the "TPG Funds"), which directly holds 4,197,916 shares of Common Stock.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 17:03 UTC SaleCommon Stock 1,200,000 $101.10 $121,320,000.00
Disclosure

SEC source: 0000903423-18-000510 · tpg-assurant4.xml · nonDerivative · entry 1

TPG Advisors VI-AIV, Inc. · CIK 0001634024 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 8,869,230

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Advisors VI-AIV, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG VI Wolverine, LP ("TPG VI Wolverine"), which directly holds 4,137,854 shares of Common Stock ("Common Stock") of Assurant, Inc., and (ii) TPG VI Wolverine Co-Invest, LP ("TPG VI Wolverine Co-Invest" and, together with TPG VI Wolverine, the "TPG Funds"), which directly holds 4,731,376 shares of Common Stock.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:57 UTC SaleCommon Stock 100 $104.04 $10,404.00
Disclosure

SEC source: 0001209191-18-050652 · doc4.xml · nonDerivative · entry 3

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,243.1

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

F4 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 through $105.0399, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

F5 · balance_after: Includes restricted stock units.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:57 UTC SaleCommon Stock 500 $103.12 $51,560.00
Disclosure

SEC source: 0001209191-18-050652 · doc4.xml · nonDerivative · entry 2

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,343.1

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

F3 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.95 through $103.9499, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:57 UTC SaleCommon Stock 650 $101.76 $66,143.03
Disclosure

SEC source: 0001209191-18-050652 · doc4.xml · nonDerivative · entry 1

Pagano Christopher J · CIK 0001312916 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,843.1

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.

F2 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.52 through $102.5199, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

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September 08, 2018 Filed Sep 11, 2018 17:14 UTC Tax withholdingCommon Stock 496 $103.96 $51,564.16
Disclosure

SEC source: 0001209191-18-050522 · doc4.xml · nonDerivative · entry 1

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,844

F1 · balance_after: Includes restricted stock units.

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August 14, 2018 Filed Aug 15, 2018 16:31 UTC SaleCommon Stock 14,144 $109.41 $1,547,523.33
Disclosure

SEC source: 0001209191-18-046809 · doc4.xml · nonDerivative · entry 1

Mergelmeyer Gene · CIK 0001407462 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,340

F1 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.00 through $109.92, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.

F2 · balance_after: Includes restricted stock units.

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July 18, 2018 Filed Jul 19, 2018 20:30 UTC
DZIADZIO RICHARD SEVP, CFO, and Treasurer
Tax withholdingCommon Stock 520 $108.85 $56,602.00
Disclosure

SEC source: 0001209191-18-043340 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,397

F1 · balance_after: Includes restricted stock units.

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July 18, 2018 Filed Jul 19, 2018 20:30 UTC
DZIADZIO RICHARD SEVP, CFO, and Treasurer
Tax withholdingCommon Stock 512 $108.85 $55,731.20
Disclosure

SEC source: 0001209191-18-043340 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.