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DZIADZIO RICHARD S

Disclosed activity across 2 companies

Tapewire entity
86338
SEC CIK
0001234327

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSURANT, INC.AIZ · Entity 3387EVP and CFOAugust 14, 2023August 15, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSURANT, INC.

Report date August 14, 2023 · Filed August 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,476 Reported balance After 2023-08-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-08-14 · Sale · Disposed 1,417 · Balance 54,476

F1: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.050 through $143.03, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

Common StockSEC Table I · non-derivativeDirect51,893 Reported balance After 2023-08-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-08-14 · Sale · Disposed 2,583 · Balance 51,893

F1: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.12 through $143.77, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F4: Includes restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.050 through $143.03, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.12 through $143.77, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F4: Includes restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Sterling Check Corp.

Report date October 31, 2024 · Filed November 04, 2024

Section 16 reporting ended · disclosed 2024-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-10-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-10-31 · Disposition to issuer · Disposed 32,363 · Balance 0

F3: This number reflects the number of shares of Company Common Stock subject to outstanding restricted stock awards.

F1: The shares of Company common stock ("Company Common Stock") were disposed of pursuant to the Agreement and Plan of Merger, dated as of February 28, 2024 (the "Merger Agreement"), by and among Sterling Check Corp., a Delaware corporation (the "Company"), First Advantage Corporation, a Delaware corporation ("Parent"), and Starter Merger Sub, Inc., a Delaware corporation and an indirect wholly-owned subsidiary of Parent, whereby at the effective time of the merger contemplated therein (the "Effective Time"), [Footnote continued below]

F2: [Footnote continued from above] each share of Company Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, at the election of the holder of such share of Company Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in cash, without interest (the "Cash Consideration") or (ii) 0.979 shares of common stock, par value $0.001 per share, of Parent, together with cash in lieu of fractional shares, if any, at the rate per share of common stock of Parent of the last reported sale price of common stock of Parent on NASDAQ (as reported in The Wall Street Journal or, if not reported therein, in another authoritative source mutually selected by Parent and the Company) on the last complete trading day prior to the date of the Effective Time (the "Stock Consideration").

F4: Pursuant to the Merger Agreement, as of the Effective Time, each restricted share of Company Common Stock (each, a "Company Restricted Share") was converted into the right to receive, at the election of the holder of such Company Restricted Share, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in restricted cash (the "Restricted Cash Consideration") or (ii) 0.979 shares of Stock Consideration, in the form of restricted stock of Parent (the "Restricted Stock Consideration"), in either case, subject to substantially the same terms and conditions as were applicable to such Company Restricted Shares.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Company common stock ("Company Common Stock") were disposed of pursuant to the Agreement and Plan of Merger, dated as of February 28, 2024 (the "Merger Agreement"), by and among Sterling Check Corp., a Delaware corporation (the "Company"), First Advantage Corporation, a Delaware corporation ("Parent"), and Starter Merger Sub, Inc., a Delaware corporation and an indirect wholly-owned subsidiary of Parent, whereby at the effective time of the merger contemplated therein (the "Effective Time"), [Footnote continued below]

F2: [Footnote continued from above] each share of Company Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, at the election of the holder of such share of Company Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in cash, without interest (the "Cash Consideration") or (ii) 0.979 shares of common stock, par value $0.001 per share, of Parent, together with cash in lieu of fractional shares, if any, at the rate per share of common stock of Parent of the last reported sale price of common stock of Parent on NASDAQ (as reported in The Wall Street Journal or, if not reported therein, in another authoritative source mutually selected by Parent and the Company) on the last complete trading day prior to the date of the Effective Time (the "Stock Consideration").

F3: This number reflects the number of shares of Company Common Stock subject to outstanding restricted stock awards.

F4: Pursuant to the Merger Agreement, as of the Effective Time, each restricted share of Company Common Stock (each, a "Company Restricted Share") was converted into the right to receive, at the election of the holder of such Company Restricted Share, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in restricted cash (the "Restricted Cash Consideration") or (ii) 0.979 shares of Stock Consideration, in the form of restricted stock of Parent (the "Restricted Stock Consideration"), in either case, subject to substantially the same terms and conditions as were applicable to such Company Restricted Shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2024 Filed Nov 4, 2024 21:34 UTC Sterling Check Corp. STER · Entity 11356 Disposition to issuerCommon Stock 32,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-24-000529 · form4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · security: This number reflects the number of shares of Company Common Stock subject to outstanding restricted stock awards.

F1 · kind: The shares of Company common stock ("Company Common Stock") were disposed of pursuant to the Agreement and Plan of Merger, dated as of February 28, 2024 (the "Merger Agreement"), by and among Sterling Check Corp., a Delaware corporation (the "Company"), First Advantage Corporation, a Delaware corporation ("Parent"), and Starter Merger Sub, Inc., a Delaware corporation and an indirect wholly-owned subsidiary of Parent, whereby at the effective time of the merger contemplated therein (the "Effective Time"), [Footnote continued below]

F2 · kind: [Footnote continued from above] each share of Company Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, at the election of the holder of such share of Company Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in cash, without interest (the "Cash Consideration") or (ii) 0.979 shares of common stock, par value $0.001 per share, of Parent, together with cash in lieu of fractional shares, if any, at the rate per share of common stock of Parent of the last reported sale price of common stock of Parent on NASDAQ (as reported in The Wall Street Journal or, if not reported therein, in another authoritative source mutually selected by Parent and the Company) on the last complete trading day prior to the date of the Effective Time (the "Stock Consideration").

F4 · kind: Pursuant to the Merger Agreement, as of the Effective Time, each restricted share of Company Common Stock (each, a "Company Restricted Share") was converted into the right to receive, at the election of the holder of such Company Restricted Share, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in restricted cash (the "Restricted Cash Consideration") or (ii) 0.979 shares of Stock Consideration, in the form of restricted stock of Parent (the "Restricted Stock Consideration"), in either case, subject to substantially the same terms and conditions as were applicable to such Company Restricted Shares.

F3 · shares: This number reflects the number of shares of Company Common Stock subject to outstanding restricted stock awards.

F1 · price: The shares of Company common stock ("Company Common Stock") were disposed of pursuant to the Agreement and Plan of Merger, dated as of February 28, 2024 (the "Merger Agreement"), by and among Sterling Check Corp., a Delaware corporation (the "Company"), First Advantage Corporation, a Delaware corporation ("Parent"), and Starter Merger Sub, Inc., a Delaware corporation and an indirect wholly-owned subsidiary of Parent, whereby at the effective time of the merger contemplated therein (the "Effective Time"), [Footnote continued below]

F2 · price: [Footnote continued from above] each share of Company Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, at the election of the holder of such share of Company Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in cash, without interest (the "Cash Consideration") or (ii) 0.979 shares of common stock, par value $0.001 per share, of Parent, together with cash in lieu of fractional shares, if any, at the rate per share of common stock of Parent of the last reported sale price of common stock of Parent on NASDAQ (as reported in The Wall Street Journal or, if not reported therein, in another authoritative source mutually selected by Parent and the Company) on the last complete trading day prior to the date of the Effective Time (the "Stock Consideration").

F4 · price: Pursuant to the Merger Agreement, as of the Effective Time, each restricted share of Company Common Stock (each, a "Company Restricted Share") was converted into the right to receive, at the election of the holder of such Company Restricted Share, and subject to proration in accordance with the Merger Agreement: (i) $16.73 per share in restricted cash (the "Restricted Cash Consideration") or (ii) 0.979 shares of Stock Consideration, in the form of restricted stock of Parent (the "Restricted Stock Consideration"), in either case, subject to substantially the same terms and conditions as were applicable to such Company Restricted Shares.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 16:13 UTC Sterling Check Corp. STER · Entity 11356 GrantCommon Stock 32,363 $0.00 $0.00
Disclosure

SEC source: 0001645070-24-000102 · wk-form4_1717704826.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,363

F1 · shares: Grant of restricted stock.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 SaleCommon Stock 2,583 $143.44 $370,512.49
Disclosure

SEC source: 0001209191-23-045881 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,893

F1 · shares: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.12 through $143.77, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F4 · balance_after: Includes restricted stock units.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 SaleCommon Stock 1,417 $142.74 $202,265.13
Disclosure

SEC source: 0001209191-23-045881 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,476

F1 · shares: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.050 through $143.03, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:15 UTC ASSURANT, INC. AIZ · Entity 3387 SaleCommon Stock 4,000 $131.07 $524,286.00
Disclosure

SEC source: 0001209191-23-039450 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,893

F1 · shares: All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2023.

F2 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.60 through $131.50, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote to Form 4.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 5,596 $110.97 $620,988.12
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 6

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,185

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 16, 2023 PSU vesting.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 13,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 5

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,781

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2020-2022 performance cycle.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 470 $110.97 $52,155.90
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 4

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,906

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 563 $110.97 $62,476.11
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 3

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,376

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 931 $110.97 $103,313.07
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,939

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 4,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020058 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,870

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 8,342 $174.36 $1,454,511.12
Disclosure

SEC source: 0001209191-22-020056 · doc4.xml · nonDerivative · entry 4

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,982

F3 · shares: Represents shares withheld to satisfy withholding obligations upon the March 16, 2022 PSU vesting.

F4 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 15,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020056 · doc4.xml · nonDerivative · entry 3

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,324

F2 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2019-2021 performance cycle.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 2,503 $174.36 $436,423.08
Disclosure

SEC source: 0001209191-22-020056 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,881

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020056 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,384

F1 · shares: These shares are represented by restricted stock units.

Read SEC document
July 18, 2021 Filed Jul 19, 2021 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 3,443 $155.76 $536,281.68
Disclosure

SEC source: 0001209191-21-047192 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,459

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 15,585 $137.39 $2,141,223.15
Disclosure

SEC source: 0001209191-21-021793 · doc4.xml · nonDerivative · entry 4

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,902

F3 · shares: Represents shares withheld to satisfy withholding obligations upon the March 16, 2021 PSU vesting.

F4 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 29,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021793 · doc4.xml · nonDerivative · entry 3

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,487

F2 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2018-2020 performance cycle.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 3,543 $137.39 $486,772.77
Disclosure

SEC source: 0001209191-21-021793 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,695

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:00 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 3,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021793 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,238

F1 · shares: These shares are represented by restricted stock units.

Read SEC document
July 18, 2020 Filed Jul 21, 2020 20:35 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 533 $104.17 $55,522.61
Disclosure

SEC source: 0001209191-20-043193 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,835

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:41 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 5,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020019 · doc4.xml · nonDerivative · entry 3

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,394

F1 · shares: These shares are represented by restricted stock units.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:41 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 816 $83.90 $68,462.40
Disclosure

SEC source: 0001209191-20-020019 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,822

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:41 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 1,738 $83.90 $145,818.20
Disclosure

SEC source: 0001209191-20-020019 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,638

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:05 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 6,558 $96.61 $633,568.38
Disclosure

SEC source: 0001209191-20-019313 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,376

F2 · shares: Represents shares withheld to satisfy withholding obligations upon the March 12, 2020 PSU vesting.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:05 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 14,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019313 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2017-2019 performance cycle.

Read SEC document
March 12, 2020 Filed May 21, 2020 20:34 UTC Amendment ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 7,584 $96.61 $732,690.24
Disclosure

SEC source: 0001209191-20-031292 · doc4a.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,350

F1 · shares: The reporting person is amending this line of the Form 4 originally filed on March 16, 2020 to reflect the correct number of shares withheld to cover taxes.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:08 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 524 $109.05 $57,142.20
Disclosure

SEC source: 0001209191-20-018153 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,135

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:54 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 533 $111.98 $59,685.34
Disclosure

SEC source: 0001209191-19-042886 · doc4.xml · nonDerivative · entry 3

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,659

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:54 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 5,063 $111.98 $566,954.74
Disclosure

SEC source: 0001209191-19-042886 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,192

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:54 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 713 $111.98 $79,841.74
Disclosure

SEC source: 0001209191-19-042886 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,255

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March 16, 2019 Filed Mar 19, 2019 21:04 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 1,481 $98.73 $146,219.13
Disclosure

SEC source: 0001209191-19-020309 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,988

F2 · balance_after: Includes restricted stock units.

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March 16, 2019 Filed Mar 19, 2019 21:04 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 4,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020309 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,469

F1 · shares: These shares are represented by restricted stock units.

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March 09, 2019 Filed Mar 12, 2019 20:42 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 524 $99.96 $52,379.04
Disclosure

SEC source: 0001209191-19-018824 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,873

F1 · balance_after: Includes restricted stock units.

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July 18, 2018 Filed Jul 19, 2018 20:30 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 520 $108.85 $56,602.00
Disclosure

SEC source: 0001209191-18-043340 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,397

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 20:30 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 512 $108.85 $55,731.20
Disclosure

SEC source: 0001209191-18-043340 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:43 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 9,793 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020897 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,429

F1 · shares: These shares are represented by restricted stock units.

F2 · balance_after: Includes restricted stock units.

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March 09, 2018 Filed Mar 13, 2018 21:47 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 524 $90.81 $47,584.44
Disclosure

SEC source: 0001209191-18-019340 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,636

F1 · balance_after: Includes restricted stock units.

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July 18, 2017 Filed Jul 20, 2017 20:45 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 413 $104.54 $43,175.02
Disclosure

SEC source: 0001209191-17-045835 · doc4.xml · nonDerivative · entry 2

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

F1 · balance_after: Includes restricted stock units.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 20:45 UTC ASSURANT, INC. AIZ · Entity 3387 Tax withholdingCommon Stock 552 $104.54 $57,706.08
Disclosure

SEC source: 0001209191-17-045835 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,573

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:54 UTC ASSURANT, INC. AIZ · Entity 3387 GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020270 · doc4.xml · nonDerivative · entry 1

DZIADZIO RICHARD S · CIK 0001234327 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

F1 · shares: These shares are represented by restricted stock units.

F2 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.