Last 12 months
Inside the activity.
3 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 6, 2020 02:40 UTC |
Gillman Joan HDirector
|
GrantStock Option (Right to Buy) · Derivative | 7,788 | $0.00 Strike: $9.35 | $0.00 |
DisclosureSEC source: 0001209191-20-007080 · doc4.xml · derivative · entry 2 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,788 Underlying: Common Stock · 7,788 shares Expires 2030-02-02 F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 02:40 UTC |
Gillman Joan HDirector
|
GrantCommon Stock | 2,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007080 · doc4.xml · nonDerivative · entry 1 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,774 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units. F2 · balance_after: Includes 2,939 restricted stock units. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 02:42 UTC |
MUNRO THOMAS ADirector
|
GrantStock Option (Right to Buy) · Derivative | 7,788 | $0.00 Strike: $9.35 | $0.00 |
DisclosureSEC source: 0001209191-20-007082 · doc4.xml · derivative · entry 2 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,788 Underlying: Common Stock · 7,788 shares Expires 2030-02-02 F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 02:42 UTC |
MUNRO THOMAS ADirector
|
GrantCommon Stock | 2,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007082 · doc4.xml · nonDerivative · entry 1 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,774 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units. F2 · balance_after: Includes 2,939 restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 11:21 UTC |
Thill KevinSr. VP, Engineering
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003787 · doc4.xml · nonDerivative · entry 1 Thill Kevin · CIK 0001765303 · Sr. VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,163 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2021, March 1, 2022, March 1, 2023, and March 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such vesting date. F2 · balance_after: Includes 60,163 restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 11:19 UTC |
SUEN JACOBDirector · President and CEO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003785 · doc4.xml · nonDerivative · entry 1 SUEN JACOB · CIK 0001705078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,570 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2021, March 1, 2022, March 1, 2023, and March 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such vesting date. F2 · balance_after: Includes 85,570 restricted stock units. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 20:23 UTC |
Lyle DavidChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $10.16 | $0.00 |
DisclosureSEC source: 0001209191-20-003256 · doc4.xml · derivative · entry 2 Lyle David · CIK 0001416939 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-01-12 F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 13, 2021, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 20:23 UTC |
Lyle DavidChief Financial Officer
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003256 · doc4.xml · nonDerivative · entry 1 Lyle David · CIK 0001416939 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2021, March 1, 2022, March 1, 2023, and March 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such vesting date. F2 · balance_after: Includes 35,000 restricted stock units. Read SEC document |
| December 11, 2019 Filed Feb 14, 2020 21:13 UTC |
SIMS JAMES KDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009624 · doc5.xml · nonDerivative · entry 2 SIMS JAMES K · CIK 0001208317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,227 F1 · kind: Bona fide gift to child. F2 · balance_after: Includes 24,735 restricted stock units previously issued to the Reporting Person by the Issuer. Read SEC document |
| November 27, 2019 Filed Nov 28, 2019 00:38 UTC |
Doradla AnilChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $9.32 | $18,632.60 |
DisclosureSEC source: 0001209191-19-058384 · doc4.xml · nonDerivative · entry 1 Doradla Anil · CIK 0001731166 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,244 Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 01:31 UTC |
SIMS JAMES KDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-19-058221 · doc4.xml · derivative · entry 3 SIMS JAMES K · CIK 0001208317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 01:31 UTC |
SIMS JAMES KDirector
|
Exercise / conversionCommon Stock | 4,000 | $2.60 | $10,400.00 |
DisclosureSEC source: 0001209191-19-058221 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 02:37 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-19-057548 · doc4.xml · derivative · entry 3 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 02:37 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionCommon Stock | 2,000 | $2.60 | $5,200.00 |
DisclosureSEC source: 0001209191-19-057548 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 21:07 UTC |
Doradla AnilChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $12.07 | $0.00 |
DisclosureSEC source: 0001209191-19-045961 · doc4.xml · derivative · entry 1 Doradla Anil · CIK 0001731166 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-08-11 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on August 8, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 21:01 UTC |
SUEN JACOBPresident and CEO
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $12.07 | $0.00 |
DisclosureSEC source: 0001209191-19-045956 · doc4.xml · derivative · entry 1 SUEN JACOB · CIK 0001705078 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2029-08-11 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on August 8, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 23:21 UTC |
SIMS JAMES KDirector · CEO
|
SaleCommon Stock | 12,500 | $14.37 | $179,591.25 |
DisclosureSEC source: 0001209191-19-042524 · doc4.xml · nonDerivative · entry 3 SIMS JAMES K · CIK 0001208317 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,818 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.28 to $14.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F6 · balance_after: Includes 20,326 restricted stock units. Read SEC document |
| June 12, 2019 Filed Jul 17, 2019 23:21 UTC |
SIMS JAMES KDirector · CEO
|
SaleCommon Stock | 5,488 | $14.00 | $76,832.00 |
DisclosureSEC source: 0001209191-19-042524 · doc4.xml · nonDerivative · entry 2 SIMS JAMES K · CIK 0001208317 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,529 F2 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Represents 7,529 shares of common stock held by GEN3 Capital. Read SEC document |
| June 10, 2019 Filed Jul 17, 2019 23:21 UTC |
SIMS JAMES KDirector · CEO
|
SaleCommon Stock | 4,476 | $14.00 | $62,664.00 |
DisclosureSEC source: 0001209191-19-042524 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,017 F1 · ownership.nature: Represents 10,291 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 2,726 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). F2 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 653 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · derivative · entry 8 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,573 Underlying: Common Stock · 653 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on May 24, 2017, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,287 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · derivative · entry 7 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,102 Underlying: Common Stock · 2,287 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
SaleCommon Stock | 2,940 | $15.00 | $44,100.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · nonDerivative · entry 5 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 653 | $1.90 | $1,240.70 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · nonDerivative · entry 4 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 2,287 | $2.00 | $4,574.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · nonDerivative · entry 3 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · derivative · entry 6 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,389 Underlying: Common Stock · 60 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
SaleCommon Stock | 60 | $15.03 | $901.80 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · nonDerivative · entry 2 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:12 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 60 | $2.00 | $120.00 |
DisclosureSEC source: 0001209191-19-030168 · doc4.xml · nonDerivative · entry 1 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 22:42 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,449 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-19-024528 · doc4.xml · derivative · entry 5 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 Underlying: Common Stock · 2,449 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on May 24, 2017, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 22:42 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 551 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024528 · doc4.xml · derivative · entry 4 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,449 Underlying: Common Stock · 551 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 22:42 UTC |
SUEN JACOBPresident
|
SaleCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001209191-19-024528 · doc4.xml · nonDerivative · entry 3 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 22:42 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 2,449 | $1.90 | $4,653.10 |
DisclosureSEC source: 0001209191-19-024528 · doc4.xml · nonDerivative · entry 2 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 22:42 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 551 | $2.00 | $1,102.00 |
DisclosureSEC source: 0001209191-19-024528 · doc4.xml · nonDerivative · entry 1 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Feb 14, 2020 21:13 UTC |
SIMS JAMES KDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009624 · doc5.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,227 F1 · kind: Bona fide gift to child. F2 · balance_after: Includes 24,735 restricted stock units previously issued to the Reporting Person by the Issuer. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 22:23 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 2,325 | $13.00 | $30,225.00 |
DisclosureSEC source: 0001209191-19-020829 · doc4.xml · nonDerivative · entry 2 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,988 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 22:23 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 21,167 | $13.00 | $275,272.60 |
DisclosureSEC source: 0001209191-19-020829 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,313 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.01. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 19:34 UTC |
GEN3 Capital Partners, LLC10% owner
GEN3 Capital I L P10% owner
GEN 3 PARTNERS INC10% owner
|
OtherCommon Stock | 1,030,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008012 · doc4.xml · nonDerivative · entry 1 GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner GEN3 Capital I L P · CIK 0001324643 · 10% owner GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 17,493 F1 · kind: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value F2 · ownership.nature: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 23:50 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 1,508 | $13.04 | $19,657.68 |
DisclosureSEC source: 0001209191-19-019864 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,480 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes 10,566 shares acquired on March 15, 2019 in a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP for no value, which acquisition was exempt under Rule 16a-9. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 23:47 UTC |
SIMS JAMES KDirector · CEO
|
OtherCommon Stock | 1,030,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019861 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 17,493 F1 · kind: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value. F2 · ownership.nature: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:44 UTC |
SUEN JACOBPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-19-017875 · doc4.xml · derivative · entry 3 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,675 Underlying: Common Stock · 8,000 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on May 24, 2017, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:44 UTC |
SUEN JACOBPresident
|
SaleCommon Stock | 8,000 | $14.00 | $112,000.00 |
DisclosureSEC source: 0001209191-19-017875 · doc4.xml · nonDerivative · entry 2 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:44 UTC |
SUEN JACOBPresident
|
Exercise / conversionCommon Stock | 8,000 | $1.90 | $15,200.00 |
DisclosureSEC source: 0001209191-19-017875 · doc4.xml · nonDerivative · entry 1 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:27 UTC |
GEN3 Capital Partners, LLC10% owner
GEN3 Capital I L P10% owner
GEN 3 PARTNERS INC10% owner
|
SaleCommon Stock | 4,964 | $12.77 | $63,409.64 |
DisclosureSEC source: 0000899243-19-006526 · doc4.xml · nonDerivative · entry 1 GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner GEN3 Capital I L P · CIK 0001324643 · 10% owner GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,048,428 F1 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). F2 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:41 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-19-017549 · doc4.xml · derivative · entry 3 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:41 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionCommon Stock | 2,000 | $2.60 | $5,200.00 |
DisclosureSEC source: 0001209191-19-017549 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date. F2 · balance_after: Includes 2,835 restricted stock units. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:38 UTC |
SIMS JAMES KDirector · Interim CEO · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-19-017546 · doc4.xml · derivative · entry 3 SIMS JAMES K · CIK 0001208317 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:38 UTC |
SIMS JAMES KDirector · Interim CEO · 10% owner
|
Exercise / conversionCommon Stock | 4,000 | $2.60 | $10,400.00 |
DisclosureSEC source: 0001209191-19-017546 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date. F2 · balance_after: Includes 20,326 restricted stock units. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:09 UTC |
SUEN JACOBPresident
|
SaleCommon Stock | 10,000 | $12.73 | $127,302.00 |
DisclosureSEC source: 0001209191-19-015100 · doc4.xml · nonDerivative · entry 1 SUEN JACOB · CIK 0001705078 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 F1 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $12.66 to $12.77 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:10 UTC |
Gillman Joan HDirector
|
GrantStock Option (Right to Buy) · Derivative | 7,397 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001209191-19-007580 · doc4.xml · derivative · entry 2 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Underlying: Common Stock · 7,397 shares Expires 2029-01-31 F2 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:10 UTC |
Gillman Joan HDirector
|
GrantCommon Stock | 2,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007580 · doc4.xml · nonDerivative · entry 1 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:15 UTC |
CHUNG T JDirector
|
GrantStock Option (Right to Buy) · Derivative | 7,397 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001209191-19-007585 · doc4.xml · derivative · entry 2 CHUNG T J · CIK 0001217168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Underlying: Common Stock · 7,397 shares Expires 2029-01-31 F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.