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FIREFLY NEUROSCIENCE, INC.

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7759
SEC CIK
0000803578
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142

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2022 Filed May 24, 2022 16:49 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
PurchaseCommon Stock 12,000 $2.46 $29,520.00
Disclosure

SEC source: 0001437749-22-013370 · rdgdoc.xml · nonDerivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,645

F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan

Read SEC document
May 17, 2022 Filed May 17, 2022 19:55 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
PurchaseCommon Stock 12,000 $3.06 $36,720.00
Disclosure

SEC source: 0001437749-22-012805 · rdgdoc.xml · nonDerivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,645

F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan

Read SEC document
May 10, 2022 Filed May 11, 2022 14:00 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
PurchaseCommon Stock 12,000 $3.65 $43,800.00
Disclosure

SEC source: 0001437749-22-011848 · rdgdoc.xml · nonDerivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,645

F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan

Read SEC document
May 03, 2022 Filed May 4, 2022 18:02 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
PurchaseCommon Stock 12,000 $4.57 $54,840.00
Disclosure

SEC source: 0001437749-22-010834 · rdgdoc.xml · nonDerivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,645

F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan

Read SEC document
March 22, 2022 Filed Mar 23, 2022 23:46 UTC GrantOptions (Right-to-Buy) · Derivative 225,000 $4.99 Strike: $4.99 $1,122,750.00
Disclosure

SEC source: 0001437749-22-007017 · rdgdoc.xml · derivative · entry 1

HANNON TIMOTHY G · CIK 0001885180 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 225,000 shares

Expires 2032-03-22

F2 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of awarded shares vest each year over three years. 75,000 shares are exercisable on 03/22/2023, an additional 75,000 shares are exercisable on 03/22/2024, and an additional 75,000 shares are exercisable on 03/22/2025. Upon Termination "Without Cause" or "by Participant for Good Reason" within the first year as defined in the employee's Employment Agreement, such vesting date will accelerate to the termination date.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 14:22 UTC
REESE STANLEY ARTHURPresident-Tellenger Subsidiary
OtherOptions (Right-to-Buy) · Derivative 50,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001437749-22-006883 · rdgdoc.xml · derivative · entry 2

REESE STANLEY ARTHUR · CIK 0001238395 · President-Tellenger Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Common Stock · 50,000 shares

Expires 2022-03-20

F1 · price: Per Instruction 4.(c)(iii), since the transaction is the exercise of a derivative security, coulumn 8 is left blank and the exercise price is reported in column 2.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 14:22 UTC
REESE STANLEY ARTHURPresident-Tellenger Subsidiary
OtherCommon Stock 50,000 $0.15 $7,500.00
Disclosure

SEC source: 0001437749-22-006883 · rdgdoc.xml · nonDerivative · entry 1

REESE STANLEY ARTHUR · CIK 0001238395 · President-Tellenger Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Read SEC document
December 30, 2021 Filed Jan 3, 2022 20:09 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000149 · rdgdoc.xml · derivative · entry 1

WACHTEL BONNIE K · CIK 0001245354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 20:11 UTC GrantOptions (right-to-buy) · Derivative 25,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000151 · rdgdoc.xml · derivative · entry 1

HANNON TIMOTHY G · CIK 0001885180 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 12,500 Options on December 30, 2022, and 12,500 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 20:02 UTC
Krial Mark TDirector
GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000143 · rdgdoc.xml · derivative · entry 1

Krial Mark T · CIK 0001672088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 20:07 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000147 · rdgdoc.xml · derivative · entry 1

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 20:05 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000145 · rdgdoc.xml · derivative · entry 1

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 19:59 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000140 · rdgdoc.xml · derivative · entry 1

JOHNSON JACK L JR · CIK 0001854449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 19:56 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000136 · rdgdoc.xml · derivative · entry 1

DiPAULA JAMES C JR · CIK 0001897056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 19:50 UTC GrantOptions (right-to-buy) · Derivative 50,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000129 · rdgdoc.xml · derivative · entry 1

BECKER PAUL B · CIK 0001897198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 19:53 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
GrantOptions (right-to-buy) · Derivative 1,000,000 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001437749-22-000131 · rdgdoc.xml · derivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-12-30

F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2 · shares: Issued in accordance with the executive employment agreement dated August 26, 2021, and filed as Exhibit 10.1 of the Registrant's Current Report on Form 8-K on August 30, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:27 UTC
Krial Mark TDirector
GrantWarrants (right-to-buy) · Derivative 3,290 $3.72 Strike: $4.50 $12,238.80
Disclosure

SEC source: 0001437749-21-028581 · rdgdoc.xml · derivative · entry 2

Krial Mark T · CIK 0001672088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,290

Underlying: Common Stock · 3,290 shares

Expires 2026-12-31

F2 · balance_after: Warrants to acquire 3,290 shares of common stock reported herein are not exercisable until January 1, 2023.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:27 UTC
Krial Mark TDirector
GrantCommon Stock 16,448 $3.04 $50,001.92
Disclosure

SEC source: 0001437749-21-028581 · rdgdoc.xml · nonDerivative · entry 1

Krial Mark T · CIK 0001672088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,448

F1 · price: Mr. Krial purchased $50,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 16,448 shares of common stock and Warrants to purchase additional 3,290 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:25 UTC GrantWarrants (right-to-buy) · Derivative 58,553 $3.72 Strike: $4.50 $217,817.16
Disclosure

SEC source: 0001437749-21-028579 · rdgdoc.xml · derivative · entry 2

DiPAULA JAMES C JR · CIK 0001897056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,553

Underlying: Common Stock · 58,553 shares

Expires 2026-12-31

F2 · balance_after: Warrants to acquire 58,553 shares of common stock reported herein are not exercisable until January 1, 2023.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:25 UTC GrantCommon Stock 292,764 $3.04 $890,002.56
Disclosure

SEC source: 0001437749-21-028579 · rdgdoc.xml · nonDerivative · entry 1

DiPAULA JAMES C JR · CIK 0001897056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,764

F1 · price: Mr. DiPaula purchased $890,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 292,764 shares of common stock and Warrants to purchase additional 58,553 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:20 UTC GrantWarrants (right-to-buy) · Derivative 3,290 $3.72 Strike: $4.50 $12,238.80
Disclosure

SEC source: 0001437749-21-028573 · rdgdoc.xml · derivative · entry 2

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Warrants for a total of 68,290 shares are owned by William and Jean Pickle Trust under shared voting

Disclosed balance after: 108,290

Underlying: Common Stock · 3,290 shares

Expires 2026-12-31

F2 · balance_after: Warrants to acquire 3,290 shares of common stock reported herein are not exercisable until January 1, 2023.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:20 UTC GrantCommon Stock 16,448 $3.04 $50,001.92
Disclosure

SEC source: 0001437749-21-028573 · rdgdoc.xml · nonDerivative · entry 1

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting and dispositive power.

Disclosed balance after: 131,448

F1 · price: Mr. Pickle purchased $50,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 16,448 shares of common stock and Warrants to purchase additional 3,290 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:23 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
GrantWarrants (right-to-buy) · Derivative 6,579 $3.04 Strike: $4.50 $20,000.16
Disclosure

SEC source: 0001437749-21-028577 · rdgdoc.xml · derivative · entry 4

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,908

Underlying: Common Stock · 6,579 shares

Expires 2026-12-31

F4 · balance_after: Warrants to acquire 29,908 shares of common stock reported herein are not exercisable until January 1, 2023.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:23 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
GrantWarrants (right-to-buy) · Derivative 23,329 $3.04 Strike: $4.50 $70,920.16
Disclosure

SEC source: 0001437749-21-028577 · rdgdoc.xml · derivative · entry 3

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,329

Underlying: Common Stock · 23,329 shares

Expires 2026-12-31

F3 · balance_after: Warrants to acquire 23,329 shares of common stock reported herein are not exercisable until January 1, 2023.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:23 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
GrantCommon Stock 32,895 $3.04 $100,000.80
Disclosure

SEC source: 0001437749-21-028577 · rdgdoc.xml · nonDerivative · entry 2

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,540

F2 · price: Benoit Family Trust purchased $100,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 32,895 shares of common stock and Warrants to purchase additional 6,579 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:23 UTC
BENOIT GERALD JAMES JRDirector · CEO · 10% owner
GrantCommon Stock 116,645 $3.04 $354,600.80
Disclosure

SEC source: 0001437749-21-028577 · rdgdoc.xml · nonDerivative · entry 1

BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,645

F1 · price: Mr. Benoit purchased $354,600 of Units in a private placement transaction at $3.04/ Unit, which consisted of 116,645 shares of common stock and Warrants to purchase additional 23,329 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:56 UTC
SANDS MATTHEW TFormer Officer
GrantOptions (Right-to-Buy) · Derivative 20,000 $3.15 Strike: $3.15 $63,000.00
Disclosure

SEC source: 0001806533-21-000007 · primary_doc.xml · derivative · entry 1

SANDS MATTHEW T · CIK 0001806533 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Common Stock · 20,000 shares

Expires 2026-11-15

Read SEC document
November 15, 2021 Filed Nov 29, 2021 19:30 UTC GrantOptions (right-to-buy) · Derivative 20,000 $3.15 Strike: $3.15 $63,000.00
Disclosure

SEC source: 0001437749-21-027464 · rdgdoc.xml · derivative · entry 1

MAY CHARLES A JR · CIK 0001238394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 20,000 shares

Expires 2026-11-15

Read SEC document
November 15, 2021 Filed Dec 2, 2021 18:54 UTC Amendment GrantOptions (right-to-buy) · Derivative 5,000 $3.15 Strike: $3.15 $15,750.00
Disclosure

SEC source: 0001437749-21-027671 · rdgdoc.xml · derivative · entry 1

MAY CHARLES A JR · CIK 0001238394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 5,000 shares

Expires 2026-11-15

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:24 UTC Amendment GrantWarrants (right-to-buy) · Derivative 65,000 $2.70 Strike: $3.00 $175,500.00
Disclosure

SEC source: 0001437749-21-021173 · rdgdoc.xml · derivative · entry 2

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 65,000 Warrants owned by William and Jean Pickle Trust under shared voting and dispositive powers

Disclosed balance after: 105,000

Underlying: Common Stock · 65,000 shares

Expires 2026-08-31

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:24 UTC Amendment GrantCommon Stock 65,000 $2.00 $130,000.00
Disclosure

SEC source: 0001437749-21-021173 · rdgdoc.xml · nonDerivative · entry 1

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting power and shared dispositive power

Disclosed balance after: 115,000

F1 · price: Mr. Pickle purchased 65,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:14 UTC
Krial Mark TDirector
GrantWarrant (right-to-buy) · Derivative 50,000 $2.70 Strike: $3.00 $135,000.00
Disclosure

SEC source: 0001437749-21-021167 · rdgdoc.xml · derivative · entry 2

Krial Mark T · CIK 0001672088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 50,000 shares

Expires 2026-08-26

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:14 UTC
Krial Mark TDirector
GrantCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001437749-21-021167 · rdgdoc.xml · nonDerivative · entry 1

Krial Mark T · CIK 0001672088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · price: Mr. Krial purchased 50,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:10 UTC GrantWarrants (right-to-buy) · Derivative 35,000 $2.70 Strike: $3.00 $94,500.00
Disclosure

SEC source: 0001437749-21-021165 · rdgdoc.xml · derivative · entry 2

JOHNSON JACK L JR · CIK 0001854449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 35,000 shares

Expires 2026-08-26

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:10 UTC GrantCommon Stock 35,000 $2.00 $70,000.00
Disclosure

SEC source: 0001437749-21-021165 · rdgdoc.xml · nonDerivative · entry 1

JOHNSON JACK L JR · CIK 0001854449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · price: Mr. Johnson purchased 35,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:05 UTC GrantWarrants (right-to-buy) · Derivative 40,000 $2.70 Strike: $3.00 $108,000.00
Disclosure

SEC source: 0001437749-21-021161 · rdgdoc.xml · derivative · entry 2

MAY CHARLES A JR · CIK 0001238394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 40,000 shares

Expires 2026-08-26

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:05 UTC GrantCommon Stock 40,000 $2.00 $80,000.00
Disclosure

SEC source: 0001437749-21-021161 · rdgdoc.xml · nonDerivative · entry 1

MAY CHARLES A JR · CIK 0001238394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · price: General May purchased 40,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:02 UTC GrantWarrants (right-to-buy) · Derivative 65,000 $2.70 Strike: $3.00 $175,500.00
Disclosure

SEC source: 0001437749-21-021159 · rdgdoc.xml · derivative · entry 2

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 65,000 shares

Expires 2026-08-31

Read SEC document
August 26, 2021 Filed Aug 30, 2021 19:02 UTC GrantCommon Stock 65,000 $2.00 $130,000.00
Disclosure

SEC source: 0001437749-21-021159 · rdgdoc.xml · nonDerivative · entry 1

Pickle William Henry · CIK 0001630303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

F1 · price: Mr. Pickle purchased 65,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 18:54 UTC
REESE STANLEY ARTHURDirector · President
GrantWarrants (right-to-buy) · Derivative 10,000 $2.70 Strike: $3.00 $27,000.00
Disclosure

SEC source: 0001437749-21-021153 · rdgdoc.xml · derivative · entry 2

REESE STANLEY ARTHUR · CIK 0001238395 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 10,000 shares

Expires 2026-08-31

Read SEC document
August 26, 2021 Filed Aug 30, 2021 18:54 UTC
REESE STANLEY ARTHURDirector · President
GrantCommon Stock 10,000 $2.00 $20,000.00
Disclosure

SEC source: 0001437749-21-021153 · rdgdoc.xml · nonDerivative · entry 1

REESE STANLEY ARTHUR · CIK 0001238395 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: Mr. Reese purchased 10,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

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August 26, 2021 Filed Aug 30, 2021 18:52 UTC GrantWarrants (right-to-buy) · Derivative 25,000 $2.70 Strike: $3.00 $67,500.00
Disclosure

SEC source: 0001437749-21-021150 · rdgdoc.xml · derivative · entry 2

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 25,000 shares

Expires 2026-08-31

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August 26, 2021 Filed Aug 30, 2021 18:52 UTC GrantCommon Stock 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001437749-21-021150 · rdgdoc.xml · nonDerivative · entry 1

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Mr. Tringali purchased 25,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

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August 26, 2021 Filed Aug 30, 2021 18:48 UTC OtherOptions (right-to-buy) · Derivative 5,000 $2.70 Strike: $0.35 $13,500.00
Disclosure

SEC source: 0001437749-21-021148 · rdgdoc.xml · derivative · entry 4

WACHTEL BONNIE K · CIK 0001245354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 5,000 shares

Expires 2022-07-17

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August 26, 2021 Filed Aug 30, 2021 18:48 UTC GrantWarrants (right-to-buy) · Derivative 25,000 $2.70 Strike: $3.00 $67,500.00
Disclosure

SEC source: 0001437749-21-021148 · rdgdoc.xml · derivative · entry 3

WACHTEL BONNIE K · CIK 0001245354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 25,000 shares

Expires 2026-08-31

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August 26, 2021 Filed Aug 30, 2021 18:48 UTC OtherCommon Stock 5,000 $0.35 $1,750.00
Disclosure

SEC source: 0001437749-21-021148 · rdgdoc.xml · nonDerivative · entry 2

WACHTEL BONNIE K · CIK 0001245354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,800

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August 26, 2021 Filed Aug 30, 2021 18:48 UTC GrantCommon Stock 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001437749-21-021148 · rdgdoc.xml · nonDerivative · entry 1

WACHTEL BONNIE K · CIK 0001245354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,800

F1 · price: Ms. Wachtel purchased 35,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026.

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May 05, 2021 Filed May 5, 2021 13:05 UTC OtherOptions (Right-to-Buy) · Derivative 10,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001806533-21-000003 · primary_doc.xml · derivative · entry 6

SANDS MATTHEW T · CIK 0001806533 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 10,000 shares

Expires 2022-06-12

F1 · price: 1. Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

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May 05, 2021 Filed May 5, 2021 13:05 UTC OtherOptions (Right-to-Buy) · Derivative 10,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001806533-21-000003 · primary_doc.xml · derivative · entry 5

SANDS MATTHEW T · CIK 0001806533 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 10,000 shares

Expires 2022-06-12

F1 · price: 1. Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

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May 05, 2021 Filed May 5, 2021 13:05 UTC OtherOptions (Right-to-Buy) · Derivative 4,000 Not disclosed Strike: $0.16 Not disclosed
Disclosure

SEC source: 0001806533-21-000003 · primary_doc.xml · derivative · entry 4

SANDS MATTHEW T · CIK 0001806533 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 4,000 shares

Expires 2021-05-26

F1 · price: 1. Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.