Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIREFLY NEUROSCIENCE, INC.WAVD · Entity 7759 | Director | November 03, 2023 | November 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIREFLY NEUROSCIENCE, INC.
Report date November 03, 2023 · Filed November 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2028-10-25 | Direct | 15,000 |
Reported balance
After 2023-11-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-11-03 · Grant · Acquired 5,000 · Balance 15,000 F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. |
| Warrants (right-to-buy)SEC Table II · derivative / convertible security | IndirectWarrants owned by William and Jean Pickle trust under shared voting and dispositive powers | 6,829 |
Reported balance
Holding disclosure · report date 2023-11-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 6,829 F3: Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share. F4: Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023. F5: Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025.
F3: Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share.
F4: Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023.
F5: Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2023 Filed Nov 7, 2023 20:42 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | GrantOptions (Right-to-Buy) · Derivative | 5,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001437749-23-030632 · rdgdoc.xml · derivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2028-10-25 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:58 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | GrantOptions (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001437749-22-027999 · rdgdoc.xml · derivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 10,000 shares Expires 2027-10-24 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 5,000 Options on October 24, 2023, and 5,000 Options on October 24, 2024. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 21:46 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | GrantCommon Stock | 41,667 | $1.20 | $50,000.40 |
DisclosureSEC source: 0001437749-22-020590 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting power and shared dispositive power Disclosed balance after: 173,115 F1 · price: Mr. Pickle purchased 41,667 shares of common stock in a private placement transaction at a price of $1.20 per share. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:05 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | GrantOptions (right-to-buy) · Derivative | 50,000 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001437749-22-000145 · rdgdoc.xml · derivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 50,000 shares Expires 2026-12-30 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:20 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantWarrants (right-to-buy) · Derivative | 3,290 | $3.72 Strike: $4.50 | $12,238.80 |
DisclosureSEC source: 0001437749-21-028573 · rdgdoc.xml · derivative · entry 2 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Warrants for a total of 68,290 shares are owned by William and Jean Pickle Trust under shared voting Disclosed balance after: 108,290 Underlying: Common Stock · 3,290 shares Expires 2026-12-31 F2 · balance_after: Warrants to acquire 3,290 shares of common stock reported herein are not exercisable until January 1, 2023. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:20 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 16,448 | $3.04 | $50,001.92 |
DisclosureSEC source: 0001437749-21-028573 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting and dispositive power. Disclosed balance after: 131,448 F1 · price: Mr. Pickle purchased $50,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 16,448 shares of common stock and Warrants to purchase additional 3,290 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 19:24 UTC Amendment | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantWarrants (right-to-buy) · Derivative | 65,000 | $2.70 Strike: $3.00 | $175,500.00 |
DisclosureSEC source: 0001437749-21-021173 · rdgdoc.xml · derivative · entry 2 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 65,000 Warrants owned by William and Jean Pickle Trust under shared voting and dispositive powers Disclosed balance after: 105,000 Underlying: Common Stock · 65,000 shares Expires 2026-08-31 Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 19:24 UTC Amendment | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 65,000 | $2.00 | $130,000.00 |
DisclosureSEC source: 0001437749-21-021173 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting power and shared dispositive power Disclosed balance after: 115,000 F1 · price: Mr. Pickle purchased 65,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 19:02 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantWarrants (right-to-buy) · Derivative | 65,000 | $2.70 Strike: $3.00 | $175,500.00 |
DisclosureSEC source: 0001437749-21-021159 · rdgdoc.xml · derivative · entry 2 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 65,000 shares Expires 2026-08-31 Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 19:02 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 65,000 | $2.00 | $130,000.00 |
DisclosureSEC source: 0001437749-21-021159 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · price: Mr. Pickle purchased 65,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:52 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantOptions (Right-to-buy) · Derivative | 15,000 | $2.90 Strike: $2.90 | $43,500.00 |
DisclosureSEC source: 0001437749-21-008046 · rdgdoc.xml · derivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 15,000 shares Expires 2026-03-31 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 22:10 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 50,000 | $1.50 | $75,000.00 |
DisclosureSEC source: 0001437749-21-007701 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:31 UTC Amendment | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 50,000 | $1.50 | $75,000.00 |
DisclosureSEC source: 0001437749-21-007856 · rdgdoc.xml · nonDerivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned by William and Jean Pickle Trust under shared voting power and shared dispositive power Disclosed balance after: 50,000 Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 16:09 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantOptions (Right-to-buy) · Derivative | 5,000 | $1.74 Strike: $1.74 | $8,700.00 |
DisclosureSEC source: 0001437749-21-002068 · rdgdoc.xml · derivative · entry 1 Pickle William Henry · CIK 0001630303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2026-02-04 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.