person · Reporting owner

DiPAULA JAMES C JR

Disclosed activity across 1 company

Tapewire entity: 108546
SEC CIK: 0001897056

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FIREFLY NEUROSCIENCE, INC.WAVD · Entity 7759	Director	November 03, 2023	November 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIREFLY NEUROSCIENCE, INC.

Report date November 03, 2023 · Filed November 07, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Options (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2028-10-25	Direct	16,856	Reported balance After 2023-11-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-11-03 · Grant · Acquired 5,000 · Balance 16,856 F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2026. F3: Includes options for 11,000 shares, and warrants for 5,856 shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

F2: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2026.

F3: Includes options for 11,000 shares, and warrants for 5,856 shares of common stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 03, 2023 Filed Nov 7, 2023 21:24 UTC	FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759	GrantOptions (Right-to-Buy) · Derivative	5,000	$0.00 Strike: $2.03	$0.00	Disclosure SEC source: 0001437749-23-030657 · rdgdoc.xml · derivative · entry 1 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,856 Underlying: Common Stock · 5,000 shares Expires 2028-10-25 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2026. F3 · balance_after: Includes options for 11,000 shares, and warrants for 5,856 shares of common stock. Read SEC document
November 21, 2022 Filed Nov 23, 2022 20:01 UTC	FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759	GrantOptions (Right-to-Buy) · Derivative	10,000	$0.00 Strike: $0.86	$0.00	Disclosure SEC source: 0001437749-22-028003 · rdgdoc.xml · derivative · entry 1 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,553 Underlying: Common Stock · 10,000 shares Expires 2027-10-24 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 5,000 Options on October 24, 2023, and 5,000 Options on October 24, 2024. F3 · balance_after: Includes Options for 60,000 shares and Warrants for 58,553 shares of coomon stock. Read SEC document
August 11, 2022 Filed Aug 15, 2022 21:36 UTC	FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759	GrantCommon Stock	208,334	$1.20	$250,000.80	Disclosure SEC source: 0001437749-22-020583 · rdgdoc.xml · nonDerivative · entry 1 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,098 F1 · price: Mr. DiPaula purchased 208,334 shares of common stock in a private placement transaction at a price of $1.20 per share. Read SEC document
December 30, 2021 Filed Jan 3, 2022 19:56 UTC	FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759	GrantOptions (right-to-buy) · Derivative	50,000	$0.00 Strike: $4.89	$0.00	Disclosure SEC source: 0001437749-22-000136 · rdgdoc.xml · derivative · entry 1 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-12-30 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · derivative.exercise_date: The options become exercisable as to 25,000 Options on December 30, 2022, and 25,000 Options on December 30, 2023. Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:25 UTC	FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759	GrantWarrants (right-to-buy) · Derivative	58,553	$3.72 Strike: $4.50	$217,817.16	Disclosure SEC source: 0001437749-21-028579 · rdgdoc.xml · derivative · entry 2 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,553 Underlying: Common Stock · 58,553 shares Expires 2026-12-31 F2 · balance_after: Warrants to acquire 58,553 shares of common stock reported herein are not exercisable until January 1, 2023. Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:25 UTC	FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759	GrantCommon Stock	292,764	$3.04	$890,002.56	Disclosure SEC source: 0001437749-21-028579 · rdgdoc.xml · nonDerivative · entry 1 DiPAULA JAMES C JR · CIK 0001897056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,764 F1 · price: Mr. DiPaula purchased $890,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 292,764 shares of common stock and Warrants to purchase additional 58,553 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.