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C3.ai, Inc.

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Tapewire entity
2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2025 Filed Feb 4, 2025 23:42 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003017 · form4-02042025_110202.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 17:39 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 485 $31.14 $15,102.90
Disclosure

SEC source: 0001415889-25-002200 · form4-01282025_100142.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460

Read SEC document
January 27, 2025 Filed Jan 28, 2025 17:39 UTC
Witteveen MerelSenior VP, Operations
GrantClass A Common Stock 803 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002200 · form4-01282025_100142.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,945

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 255,601 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Class A Common Stock · 255,601 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 33,389 $32.66 $1,090,484.74
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,756,390

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.535 to $33.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 222,212 $31.96 $7,101,895.52
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,789,779

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.535 to $32.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 255,601 $1.86 $475,417.86
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,011,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

Read SEC document
January 14, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 409,831 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 388,601

Underlying: Class A Common Stock · 409,831 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
January 14, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 90,202 $31.48 $2,839,558.96
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,756,390

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.24 to $32.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 319,629 $30.82 $9,850,965.78
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,846,592

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.24 to $31.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2025 Filed Jan 17, 2025 00:23 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 409,831 $1.86 $762,285.66
Disclosure

SEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,166,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:48 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 601 $35.00 $21,035.00
Disclosure

SEC source: 0001415889-25-000666 · form4-01042025_120122.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 19:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-25-000664 · form4-01042025_120115.xml · derivative · entry 4

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,955

Underlying: Class A Common Stock · 12,000 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 19:45 UTC SaleClass A Common Stock 1,911 $35.20 $67,267.20
Disclosure

SEC source: 0001415889-25-000664 · form4-01042025_120115.xml · nonDerivative · entry 3

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $35.14 to $35.38 security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 19:45 UTC SaleClass A Common Stock 10,089 $34.72 $350,290.08
Disclosure

SEC source: 0001415889-25-000664 · form4-01042025_120115.xml · nonDerivative · entry 2

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,575

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $34.14 to $35.13 security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 19:45 UTC Exercise / conversionClass A Common Stock 12,000 $4.68 $56,160.00
Disclosure

SEC source: 0001415889-25-000664 · form4-01042025_120115.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 19:34 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 5,553 $35.35 $196,298.55
Disclosure

SEC source: 0001415889-25-000217 · form4-01032025_120128.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,142

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $35.05 to $35.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 19:34 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 5,579 $34.56 $192,810.24
Disclosure

SEC source: 0001415889-25-000217 · form4-01032025_120128.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,695

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $34.05 to $35.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 01:59 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 3,949 $42.36 $167,279.64
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 851

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionStock Option (Right to Buy) · Derivative 4,558 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · derivative · entry 10

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,237

Underlying: Class A Common Stock · 4,558 shares

Expires 2033-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

F7 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionStock Option (Right to Buy) · Derivative 20,140 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · derivative · entry 9

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,209

Underlying: Class A Common Stock · 20,140 shares

Expires 2032-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

F6 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionStock Option (Right to Buy) · Derivative 433,335 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · derivative · entry 8

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,332

Underlying: Class A Common Stock · 433,335 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

F5 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 1, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionStock Option (Right to Buy) · Derivative 41,667 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · derivative · entry 7

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,667 shares

Expires 2028-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
SaleClass A Common Stock 499,700 $43.05 $21,512,085.00
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · nonDerivative · entry 5

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.76 to $43.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionClass A Common Stock 4,558 $24.11 $109,893.38
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · nonDerivative · entry 4

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionClass A Common Stock 20,140 $13.49 $271,688.60
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · nonDerivative · entry 3

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionClass A Common Stock 433,335 $11.16 $4,836,018.60
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · nonDerivative · entry 2

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:33 UTC
Snabe Jim H.Director
Exercise / conversionClass A Common Stock 41,667 $3.90 $162,501.30
Disclosure

SEC source: 0001415889-24-029883 · form4-12192024_101255.xml · nonDerivative · entry 1

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of previously-reported stock options and sale of shares issued upon such exercise to satisfy "exit tax" obligations with respect to vested but unexercised stock options held by Mr. Snabe, which are being imposed in connection with to Mr. Snabe's emigration from Denmark.

Read SEC document
December 15, 2024 Filed Dec 18, 2024 01:59 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,007 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · derivative · entry 4

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,124

Underlying: Class A Common Stock · 8,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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December 15, 2024 Filed Dec 18, 2024 01:59 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 4,058 $39.46 $160,128.68
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,800

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December 15, 2024 Filed Dec 18, 2024 01:59 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 8,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

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December 12, 2024 Filed Dec 17, 2024 01:45 UTC GiftClass A Common Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029525 · form4-12172024_011238.xml · nonDerivative · entry 2

Hyten John E. · CIK 0002040511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,043

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December 12, 2024 Filed Dec 17, 2024 01:45 UTC SaleClass A Common Stock 5,000 $38.37 $191,874.50
Disclosure

SEC source: 0001415889-24-029525 · form4-12172024_011238.xml · nonDerivative · entry 1

Hyten John E. · CIK 0002040511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,843

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $38.36 to $38.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 10, 2024 Filed Dec 12, 2024 19:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 33,334 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · derivative · entry 6

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,334 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F4 · derivative.exercise_date: Fully vested.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

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December 10, 2024 Filed Dec 12, 2024 19:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 41,355 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · derivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312

Underlying: Class A Common Stock · 41,355 shares

Expires 2026-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F4 · derivative.exercise_date: Fully vested.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

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December 10, 2024 Filed Dec 12, 2024 19:06 UTC SaleClass A Common Stock 74,689 $45.01 $3,361,751.89
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,387

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC Exercise / conversionClass A Common Stock 33,334 $1.68 $56,001.12
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC Exercise / conversionClass A Common Stock 41,355 $1.86 $76,920.30
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 22,205 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001415889-24-029031 · form4-12122024_011219.xml · derivative · entry 5

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,205 shares

Expires 2028-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 102,795 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-24-029031 · form4-12122024_011219.xml · derivative · entry 4

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,578

Underlying: Class A Common Stock · 102,795 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024.

F3 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:16 UTC SaleClass A Common Stock 125,000 $42.00 $5,250,000.00
Disclosure

SEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 3

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 546,495

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:16 UTC Exercise / conversionClass A Common Stock 22,205 $3.90 $86,599.50
Disclosure

SEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 671,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:16 UTC Exercise / conversionClass A Common Stock 102,795 $4.68 $481,080.60
Disclosure

SEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 649,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:14 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 11,339 $42.00 $476,238.00
Disclosure

SEC source: 0001415889-24-029029 · form4-12122024_011207.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 851

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 20:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 72,000 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-24-029030 · form4-12122024_011224.xml · derivative · entry 3

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,955

Underlying: Class A Common Stock · 72,000 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2023.

F3 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 20:15 UTC SaleClass A Common Stock 72,000 $42.00 $3,024,000.00
Disclosure

SEC source: 0001415889-24-029030 · form4-12122024_011224.xml · nonDerivative · entry 2

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 20:15 UTC Exercise / conversionClass A Common Stock 72,000 $4.68 $336,960.00
Disclosure

SEC source: 0001415889-24-029030 · form4-12122024_011224.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2023.

Read SEC document
December 07, 2024 Filed Dec 10, 2024 19:16 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028894 · form4-12112024_121204.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 07, 2024 Filed Dec 10, 2024 19:16 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 1,718 $40.52 $69,613.36
Disclosure

SEC source: 0001415889-24-028894 · form4-12112024_121204.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,274

Read SEC document
December 07, 2024 Filed Dec 10, 2024 19:16 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028894 · form4-12112024_121204.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.