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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 27

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,009

Underlying: Class A Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 26

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 25

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,009

Underlying: Class A Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 24

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 23

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,623

Underlying: Class A Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 22

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 21

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,623

Underlying: Class A Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 20

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 19

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,914

Underlying: Class A Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 18

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 17

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,914

Underlying: Class A Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 16

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,582

Underlying: Class A Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,582

Underlying: Class A Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 43,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,378

Underlying: Class A Common Stock · 43,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 43,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 10

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 43,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 43,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,378

Underlying: Class A Common Stock · 43,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 43,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 43,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 2,030,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,030,288

Underlying: Class A Common Stock · 2,030,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 2,030,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,030,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A-1 Common Stock · Derivative 5,988,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,988,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F4 · derivative.expiration_date: Fully vested.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,988,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,722,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries F Convertible Preferred · Derivative 1,251,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,251,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries C Convertible Preferred · Derivative 146,198 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 146,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B-1B* Convertible Preferred Stock · Derivative 45,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B-1B* Convertible Preferred Stock · Derivative 9,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B-1A* Convertible Preferred Stock · Derivative 38,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B-1A* Convertible Preferred Stock · Derivative 12,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 10

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B-1A* Convertible Preferred Stock · Derivative 30,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B* Convertible Preferred Stock · Derivative 59,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries B* Convertible Preferred Stock · Derivative 140,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 140,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 146,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,237,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 1,335,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,057,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 72,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 72,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 170,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 170,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionSeries D Convertible Preferred Stock · Derivative 61,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 15

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 61,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionSeries B-1A* Convertible Preferred Stock · Derivative 60,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 14

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionSeries B* Convertible Preferred Stock · Derivative 102,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 13

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionClass A Common Stock 61,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 7

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionClass A Common Stock 60,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 6

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:17 UTC ConversionClass A Common Stock 102,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 5

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:13 UTC ConversionSeries G Convertible Preferred Stock · Derivative 50,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 29

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:13 UTC ConversionSeries F Convertible Preferred Stock · Derivative 51,002 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 28

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 51,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:13 UTC ConversionSeries E Convertible Preferred Stock · Derivative 13,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 27

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:13 UTC ConversionSeries D Convertible Preferred Stock · Derivative 106,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 26

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.