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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 4,480 $91.57 $410,233.60
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 12

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,767

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $92.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 4,700 $90.56 $425,632.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 11

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,247

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 12,567 $89.29 $1,122,107.43
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 10

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,947

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 6,200 $88.42 $548,204.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 9

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,514

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 5,600 $87.53 $490,168.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 8

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,714

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 7,600 $86.57 $657,932.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 7

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,314

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 12,700 $85.53 $1,086,231.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 6

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,914

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 8,702 $84.48 $735,144.96
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 5

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,614

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionClass A Common Stock 6,867 $4.68 $32,137.56
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 4

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,161 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · derivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,221

Underlying: Class A Common Stock · 75,161 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC OtherClass A Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 4

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117

F3 · kind: Pro rata distribution from Sutter Hill Ventures, a California Limited Partners, of which the Reporting Person is a non-managing member.

F4 · ownership.nature: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC SaleClass A Common Stock 60,804 $87.25 $5,305,149.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,387

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.89 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC SaleClass A Common Stock 14,357 $86.04 $1,235,276.28
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,191

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.83 to $86.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC Exercise / conversionClass A Common Stock 75,161 $0.60 $45,096.60
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · derivative · entry 28

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,979

Underlying: Class A Common Stock · 50,000 shares

Expires 2024-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: Fully vested.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 2,612 $92.36 $241,244.32
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 11

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,108

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 3,500 $91.47 $320,145.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 10

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,720

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 3,800 $90.46 $343,748.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 9

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,220

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 5,331 $89.29 $476,004.99
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 8

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,020

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.98 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 5,566 $88.35 $491,756.10
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 7

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,351

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.96 to $88.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 5,500 $87.38 $480,590.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 6

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,917

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.92 to $87.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 6,101 $86.42 $527,248.42
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 5

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,417

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.92 to $86.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 11,287 $85.46 $964,587.02
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,518

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.92 to $85.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 3,700 $84.65 $313,205.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,805

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.92 to $84.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 2,603 $83.47 $217,272.41
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,505

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.92 to $83.902. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:12 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 50,000 $1.56 $78,000.00
Disclosure

SEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:15 UTC
Mickelsen BradySenior VP and General Counsel
SaleClass A Common Stock 100 $89.12 $8,912.00
Disclosure

SEC source: 0001209191-21-019679 · doc4.xml · nonDerivative · entry 4

Mickelsen Brady · CIK 0001645258 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,444

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:15 UTC
Mickelsen BradySenior VP and General Counsel
SaleClass A Common Stock 6,732 $88.59 $596,387.88
Disclosure

SEC source: 0001209191-21-019679 · doc4.xml · nonDerivative · entry 3

Mickelsen Brady · CIK 0001645258 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,544

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.01 to $89.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:15 UTC
Mickelsen BradySenior VP and General Counsel
SaleClass A Common Stock 12,968 $87.28 $1,131,847.04
Disclosure

SEC source: 0001209191-21-019679 · doc4.xml · nonDerivative · entry 2

Mickelsen Brady · CIK 0001645258 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,276

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.01 to $88.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:15 UTC
Mickelsen BradySenior VP and General Counsel
SaleClass A Common Stock 200 $84.75 $16,950.00
Disclosure

SEC source: 0001209191-21-019679 · doc4.xml · nonDerivative · entry 1

Mickelsen Brady · CIK 0001645258 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,244

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.49 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Dec 28, 2021 18:01 UTC
ABBO EDWARD YChief Technology Officer
GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,415

Read SEC document
March 05, 2021 Filed Mar 10, 2021 21:13 UTC GiftClass A Common Stock 79,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 476,631

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 21:13 UTC GiftClass A Common Stock 79,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,942

Read SEC document
March 04, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
GiftClass A Common Stock 27,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 3

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,449

Read SEC document
March 04, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
GiftClass A Common Stock 27,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 2

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.

Read SEC document
February 25, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionOption (Right to Buy) · Derivative 21,367 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · derivative · entry 15

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,634

Underlying: Class A Common Stock · 21,367 shares

Expires 2029-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
February 25, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionClass A Common Stock 21,367 $4.68 $99,997.56
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 1

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 34

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,032,748

Underlying: Class A Common Stock · 2,460 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F34 · shares: On January 25, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 33

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 328,353

Underlying: Class A Common Stock · 270 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F33 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 32

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,353

Underlying: Class A Common Stock · 270 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F32 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 31

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,758

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F31 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 30

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,758

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F30 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 29

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,109

Underlying: Class A Common Stock · 473 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F29 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 28

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,109

Underlying: Class A Common Stock · 473 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F28 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 27

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,047

Underlying: Class A Common Stock · 331 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F27 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 26

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,047

Underlying: Class A Common Stock · 331 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F26 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 31

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,250

Underlying: Class A Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 30

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 29

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,250

Underlying: Class A Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
ConversionSeries A* Convertible Preferred · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 28

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.