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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 30,365 $91.36 $2,774,146.40
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,062,404

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.00 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 31,287 $90.64 $2,835,853.68
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,092,769

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 20,220 $89.48 $1,809,285.60
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,124,056

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 43,037 $88.31 $3,800,597.47
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,144,276

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 89,554 $87.49 $7,835,079.46
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,187,313

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 88,246 $86.55 $7,637,691.30
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,276,867

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 268,880 $85.40 $22,962,352.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,365,113

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 423,534 $82.80 $35,068,615.20
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,633,993

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:19 UTC SaleClass A Common Stock 700 $92.31 $64,617.00
Disclosure

SEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 3

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,018

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.13 to $92.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:19 UTC SaleClass A Common Stock 1,400 $91.49 $128,086.00
Disclosure

SEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,718

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:19 UTC SaleClass A Common Stock 2,900 $90.31 $261,899.00
Disclosure

SEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,118

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 56,974 $87.26 $4,971,551.24
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 9

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 397,193

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.47 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 19,895 $85.78 $1,706,593.10
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 8

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 454,167

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.295 to $86.245. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 2,569 $84.51 $217,106.19
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 7

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 474,062

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.08 to $84.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 80,233 $87.28 $7,002,736.24
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 6

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 14,918 $86.37 $1,288,467.66
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 5

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,673

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.05 to $87.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 17,263 $85.69 $1,479,266.47
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 4

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,591

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.05 to $86.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC SaleClass A Common Stock 46,088 $84.65 $3,901,349.20
Disclosure

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 3

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,854

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.0101 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 4,050 $92.34 $373,977.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 10

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,335

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 6,300 $91.50 $576,450.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 9

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,385

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 6,738 $90.47 $609,586.86
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 8

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,685

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 9,830 $89.41 $878,900.30
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,423

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.99 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 8,625 $88.37 $762,191.25
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,253

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.99 to $88.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 9,103 $87.49 $796,421.47
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 5

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,878

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.99 to $87.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 12,308 $86.45 $1,064,026.60
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,981

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.95 to $86.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 18,999 $85.43 $1,623,084.57
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,289

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.95 to $85.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 5,788 $84.63 $489,838.44
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,288

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.95 to $84.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 4,498 $83.48 $375,493.04
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,076

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.935 to $83.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 2,500 $92.44 $231,100.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 8

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,917

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.20 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 5,500 $91.65 $504,075.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 7

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,417

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.20 to $92.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 5,700 $90.66 $516,762.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 6

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,917

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.19 to $91.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 7,900 $89.53 $707,287.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 5

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,617

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.12 to $90.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 8,200 $88.56 $726,192.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 4

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,517

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.12 to $89.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 9,061 $87.55 $793,290.55
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 3

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,717

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $88.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 11,000 $86.50 $951,500.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 2

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,778

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.006 to $87.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:14 UTC SaleClass A Common Stock 19,400 $85.47 $1,658,118.00
Disclosure

SEC source: 0001209191-21-019678 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,778

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 34,986 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · derivative · entry 11

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,348

Underlying: Class A Common Stock · 34,986 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on May 10, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 800 $92.43 $73,944.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 10

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.20 to $92.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 2,800 $91.71 $256,788.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 9

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.20 to $92.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 3,000 $90.59 $271,770.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 8

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.19 to $91.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 3,200 $89.52 $286,464.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 7

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.13 to $90.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 4,100 $88.62 $363,342.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 6

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.12 to $89.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 4,300 $87.56 $376,508.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 5

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.10 to $88.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 3,800 $86.58 $329,004.00
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 4

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.10 to $87.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 7,684 $85.54 $657,289.36
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 3

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.04 to $86.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC SaleClass A Common Stock 5,302 $84.52 $448,125.04
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 2

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,684

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.01 to $85.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 08, 2021 Filed Mar 10, 2021 21:17 UTC Exercise / conversionClass A Common Stock 34,986 $1.86 $65,073.96
Disclosure

SEC source: 0001209191-21-019681 · doc4.xml · nonDerivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionOption (Right to Buy) · Derivative 6,867 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · derivative · entry 16

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,767

Underlying: Class A Common Stock · 6,867 shares

Expires 2029-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

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March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
OtherClass A Common Stock 241 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 14

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 241

F11 · kind: Pro rata distribution from Interwest Partners X, LP, of which the Reporting Person is a non-managing member.

F1 · ownership.nature: The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.

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March 08, 2021 Filed Mar 10, 2021 21:12 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 2,400 $92.39 $221,736.00
Disclosure

SEC source: 0001209191-21-019676 · doc4.xml · nonDerivative · entry 13

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,367

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.04 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.