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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 3, 2023 20:13 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026944 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,500

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:13 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $18.63 $490,714.20
Disclosure

SEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,175

Read SEC document
May 01, 2023 Filed May 3, 2023 20:13 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:18 UTC SaleClass A Common Stock 24,000 $30.04 $720,960.00
Disclosure

SEC source: 0001209191-23-022166 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 21, 2022.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 16:42 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 295 $26.06 $7,687.70
Disclosure

SEC source: 0001209191-23-021240 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,409

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 16:42 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 258 $25.57 $6,597.06
Disclosure

SEC source: 0001209191-23-021240 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,704

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:48 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 486 $22.01 $10,696.86
Disclosure

SEC source: 0001209191-23-020687 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,962

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:48 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 440 $21.37 $9,402.80
Disclosure

SEC source: 0001209191-23-020687 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,448

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $21.18 to $21.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 18:54 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,602 $21.56 $56,099.12
Disclosure

SEC source: 0001209191-23-019899 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,888

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · balance_after: Includes 826 shares purchased under the Issuer's Employee Stock Purchase Plan on March 15, 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 18:54 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,329 $21.26 $49,514.54
Disclosure

SEC source: 0001209191-23-019899 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,664

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:52 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019897 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:52 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019897 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:52 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 36,668 $20.85 $764,527.80
Disclosure

SEC source: 0001209191-23-019897 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,896

Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:52 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019897 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:53 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019898 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:53 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019898 · doc4.xml · derivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:53 UTC
Behzadi HoumanChief Product Officer
Tax withholdingClass A Common Stock 44,854 $20.85 $935,205.90
Disclosure

SEC source: 0001209191-23-019898 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,476

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:53 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019898 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 16:21 UTC
ABBO EDWARD YChief Technology Officer
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018450 · doc4.xml · derivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date.

F2 · derivative.expiration_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:22 UTC
Behzadi HoumanChief Product Officer
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018461 · doc4.xml · derivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date.

F2 · derivative.expiration_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date.

Read SEC document
March 03, 2023 Filed Mar 8, 2023 02:47 UTC
Sridhar KRDirector
GrantStock Option (Right to Buy) · Derivative 60,202 $0.00 Strike: $28.48 $0.00
Disclosure

SEC source: 0001209191-23-017034 · doc4.xml · derivative · entry 1

Sridhar KR · CIK 0001746277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,202

Underlying: Class A Common Stock · 60,202 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Provided the Reporting Person remains a member of the Board and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing following the Grant Date until the five-year anniversary of the Grant Date of the option, 5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") following the Grant Date; provided, however, that if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such shares being referred to collectively as the "Suspended Shares"). A number of the Suspended Shares, if any, equal to 5% of the total shares subject to the option will vest on the date of each regularly scheduled meeting of the Board following the fifth anniversary of the Grant Date, in each case subject to the Reporting Person remaining a member of the Board through, and attending in person, such meeting.

F2 · derivative.exercise_date: Notwithstanding the foregoing, if the Reporting Person fails to attend a meeting due (i) to significant medical issues related to themselves or a family member, (ii) personal or professional commitments made before the scheduling of such Board meeting and that were noted by the Reporting Person at the time of such scheduling, or (iii) other personal or professional circumstances deemed significant and unavoidable by the Chairman of the Board, the applicable Quarterly Shares will vest for such fiscal quarter and such Quarterly Shares will not become Suspended Shares.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 16:04 UTC SaleClass A Common Stock 24,000 $30.03 $720,720.00
Disclosure

SEC source: 0001209191-23-007489 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 33,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,583,894

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 33,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:21 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,131 $19.99 $42,598.69
Disclosure

SEC source: 0001209191-23-006838 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,993

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:21 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,447 $19.92 $48,744.24
Disclosure

SEC source: 0001209191-23-006838 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,124

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.91 to $20.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,625

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 19,625 $21.68 $425,470.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,890

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 17:13 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 288 $10.61 $3,055.68
Disclosure

SEC source: 0001209191-22-062848 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,571

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.61 to $10.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 17:13 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 270 $10.70 $2,889.00
Disclosure

SEC source: 0001209191-22-062848 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,859

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.39 to $10.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 16:30 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 482 $11.74 $5,658.68
Disclosure

SEC source: 0001209191-22-062339 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,129

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 16:30 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 446 $11.94 $5,325.24
Disclosure

SEC source: 0001209191-22-062339 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,611

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $11.93 to $11.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 20, 2022 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 13,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,072,820

Underlying: Class A Common Stock · 13,228 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F12 · shares: On December 22, 2022, these shares that were held by the annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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December 20, 2022 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 6,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,614 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · shares: On December 22, 2022, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F11 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.

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December 20, 2022 Filed Feb 3, 2023 22:22 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 6,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 10

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,614 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · shares: On December 22, 2022, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F10 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.

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December 15, 2022 Filed Dec 19, 2022 19:30 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062041 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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December 15, 2022 Filed Dec 19, 2022 19:30 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062041 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,441

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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December 15, 2022 Filed Dec 19, 2022 19:30 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 43,740 $12.43 $543,688.20
Disclosure

SEC source: 0001209191-22-062041 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,491

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:30 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062041 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:10 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062036 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:10 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062036 · doc4.xml · derivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,441

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:10 UTC
Behzadi HoumanChief Product Officer
Tax withholdingClass A Common Stock 44,737 $12.43 $556,080.91
Disclosure

SEC source: 0001209191-22-062036 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,257

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:10 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062036 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
December 12, 2022 Filed May 3, 2023 16:13 UTC
HOUSE PATRICIA AFormer Director
GiftClass A Common Stock 217,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026943 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,966

Read SEC document
December 12, 2022 Filed May 3, 2023 16:13 UTC
HOUSE PATRICIA AFormer Director
GiftClass A Common Stock 217,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026943 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Former Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

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December 08, 2022 Filed Dec 13, 2022 02:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GrantPerfomance Restricted Stock Units · Derivative 1,700,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060830 · doc4.xml · derivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,000

Underlying: Class A Common Stock · 1,700,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.

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November 02, 2022 Filed Nov 3, 2022 22:32 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,550,394

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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November 02, 2022 Filed Nov 3, 2022 22:32 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:31 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,346 $13.11 $30,756.06
Disclosure

SEC source: 0001209191-22-055653 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,057

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.