Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
GrantStock Options (Right to buy) · Derivative | 5,128 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 7 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128 Underlying: Common Stock · 5,128 shares Expires 2029-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerStock Options (Right to buy) · Derivative | 5,128 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 6 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,128 shares Expires 2029-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
GrantStock Options (Right to buy) · Derivative | 4,219 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 5 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,219 Underlying: Common Stock · 4,219 shares Expires 2029-07-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerStock Options (Right to buy) · Derivative | 4,219 | $0.00 Strike: $7.90 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 4 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,219 shares Expires 2029-07-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
GrantStock Options (Right to buy) · Derivative | 20,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-04-04 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F4 · derivative.exercise_date: 15,000 shares are currently vested; 2,500 shares vest on each of 10/4/2020 and 1/4/2021. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerStock Options (Right to buy) · Derivative | 20,000 | $0.00 Strike: $7.48 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2029-04-04 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F4 · derivative.exercise_date: 15,000 shares are currently vested; 2,500 shares vest on each of 10/4/2020 and 1/4/2021. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 19:52 UTC |
GABRIEL RICHARD LDirector
|
PurchaseCommon Stock | 4,000 | $0.90 | $3,601.60 |
DisclosureSEC source: 0001179110-20-009485 · edgar.xml · nonDerivative · entry 1 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,070 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:09 UTC |
GABRIEL RICHARD LDirector
|
PurchaseCommon Stock | 2,610 | $1.18 | $3,066.75 |
DisclosureSEC source: 0001179110-20-009218 · edgar.xml · nonDerivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,070 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:09 UTC |
GABRIEL RICHARD LDirector
|
PurchaseCommon Stock | 390 | $1.18 | $460.20 |
DisclosureSEC source: 0001179110-20-009218 · edgar.xml · nonDerivative · entry 1 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,460 Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 12:14 UTC |
CHUNG-WELCH NANCYDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008238 · edgar.xml · nonDerivative · entry 1 CHUNG-WELCH NANCY · CIK 0001817690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,698 Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:15 UTC |
Nuzum Charles Lee SrDirector
|
GrantCommon Stock | 6,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008239 · edgar.xml · nonDerivative · entry 1 Nuzum Charles Lee Sr · CIK 0001346421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,712 Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 16:53 UTC |
ST. CLAIR GREGORY SRDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008256 · edgar.xml · nonDerivative · entry 1 ST. CLAIR GREGORY SR · CIK 0001817823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,698 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:00 UTC |
Reding Andrew P.Director
|
GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007925 · edgar.xml · derivative · entry 2 Reding Andrew P. · CIK 0001478471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: Common Stock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 14:59 UTC |
ENGLE J MELVILLEDirector
|
GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007923 · edgar.xml · derivative · entry 2 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: Common Stock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:00 UTC |
GABRIEL RICHARD LDirector
|
GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007924 · edgar.xml · derivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: CommonStock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:58 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007921 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: Common Stock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:58 UTC |
HANDLEY DANIEL EDirector
|
GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007919 · edgar.xml · derivative · entry 2 HANDLEY DANIEL E · CIK 0001802449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: Common Stock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:24 UTC |
Reding Andrew P.Director
|
GrantCommon Stock, $.01 par value | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007619 · edgar.xml · nonDerivative · entry 1 Reding Andrew P. · CIK 0001478471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,076 F1 · price: Director stock grant. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 11:58 UTC |
ENGLE J MELVILLEDirector
|
GrantCommon Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007615 · edgar.xml · nonDerivative · entry 1 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 F1 · price: Director stock grant. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 15:57 UTC |
HANDLEY DANIEL EDirector
|
GrantCommon Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007613 · edgar.xml · nonDerivative · entry 1 HANDLEY DANIEL E · CIK 0001802449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 F1 · price: Director stock grant. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 15:58 UTC |
GABRIEL RICHARD LDirector
|
GrantCommon Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007614 · edgar.xml · nonDerivative · entry 1 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,070 F1 · price: Director stock grant. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 15:57 UTC |
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007612 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,981 F1 · price: Director stock grant. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 13:43 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
GrantCommon Stock | 1,533,481 | $1.43 | $2,192,877.83 |
DisclosureSEC source: 0001179110-20-005048 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607,911 F1 · kind: Shares issued pursuant to an Exchange Agreement by and between the Issuer and the Reporting Person in an exempt transaction under Rule 16b-3(d)(1), whereby the Reporting Person exchanged a promissory note for shares of the Issuer's common stock. The transaction was approved by the Audit Committee, which consists of Non-Employee Directors, and by the Board of Directors of the issuer. Read SEC document |
| April 04, 2020 Filed Apr 6, 2020 20:36 UTC |
Vardzel Gerald J JrDirector
|
ConversionSeries D Convertible Preferred Stock · Derivative | 62,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004703 · edgar.xml · derivative · entry 3 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,843 shares Expires 2020-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F2 · kind: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F2 · shares: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F3 · price: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. Read SEC document |
| April 03, 2020 Filed May 4, 2020 18:20 UTC |
ENGLE J MELVILLEDirector
|
GrantStock Options (right to buy) · Derivative | 15,267 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001179110-20-005432 · edgar.xml · derivative · entry 2 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,267 Underlying: Common Stock · 15,267 shares Expires 2030-04-03 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:31 UTC |
HANDLEY DANIEL EDirector
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004495 · edgar.xml · derivative · entry 2 HANDLEY DANIEL E · CIK 0001802449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:32 UTC |
Reding Andrew P.Director
|
GrantStock Option (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004497 · edgar.xml · derivative · entry 2 Reding Andrew P. · CIK 0001478471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 14:36 UTC |
ENGLE J MELVILLEDirector
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004472 · edgar.xml · derivative · entry 2 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:31 UTC |
GABRIEL RICHARD LDirector
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004496 · edgar.xml · derivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 18:37 UTC |
PRIOR PAMELA SDirector
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004476 · edgar.xml · derivative · entry 2 PRIOR PAMELA S · CIK 0001798875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:36 UTC |
Vardzel Gerald J JrDirector
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004703 · edgar.xml · derivative · entry 2 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Commmon Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 14:34 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004692 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:58 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
OtherThird Amended and Restated Common Stock Purchase Warrant · Derivative | 119,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001044 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 119,442 shares Expires 2024-02-06 F3 · derivative.exercise_price: The Warrant covered 119,442 shares at exercise prices ranging from $7.04 to $11.88 per share. F1 · kind: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F1 · price: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F4 · derivative.exercise_date: Currently exercisable. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:58 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
OtherCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001044 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,430 F1 · kind: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F1 · price: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F2 · balance_after: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 15:07 UTC |
McGoldrick Thomas J.Director
|
GrantStock Option (right to buy) · Derivative | 13,410 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001179110-20-000142 · edgar.xml · derivative · entry 3 McGoldrick Thomas J. · CIK 0001478406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,410 Underlying: Common Stock · 13,410 shares Expires 2029-12-31 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 20:08 UTC |
Reding Andrew P.Director
|
GrantStock Option (right to buy) · Derivative | 5,747 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001179110-20-000145 · edgar.xml · derivative · entry 2 Reding Andrew P. · CIK 0001478471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747 Underlying: Common Stock · 5,747 shares Expires 2029-12-31 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 15:07 UTC |
ENGLE J MELVILLEDirector
|
GrantStock Options (right to buy) · Derivative | 13,410 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001179110-20-000144 · edgar.xml · derivative · entry 2 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,410 Underlying: Common Stock · 13,410 shares Expires 2029-12-31 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 20:07 UTC |
GABRIEL RICHARD LDirector
|
GrantStock Options (right to buy) · Derivative | 5,747 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001179110-20-000143 · edgar.xml · derivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747 Underlying: Common Stock · 5,747 shares Expires 2029-12-31 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:49 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
OtherThird Amended and Restated Common Stock Purchase Warrant · Derivative | 11,506 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001179110-19-010788 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,923 Underlying: Common Stock · 11,506 shares Expires 2024-02-06 F1 · security: On May 21, 2019 the Issuer and the Reporting Person executed the Third Amended and Restated Common Stock Purchase Warrant (the "Warrant") which amends and restates that certain warrant issued on November 30, 2018 (the "Original Warrant"). It included a second investment of an additional $950,000, and a third investment of an additional $300,000 resulting in a total investment of $1,620,000. (See Form 4 filed on December 10, 2018 for details of the Original Warrant.) In addition to the shares reported, the Warrant provides for additional shares to be added to the Warrant beginning on February 1, 2019 and the first day of each calendar month thereafter, equal to one-half percent (1/2%) of the outstanding principal balance of the Note on such date, divided by $0.704. F3 · kind: Represents additional shares added to the Warrant as of 10/1/2019 as a result of the formula in the Warrant. F3 · price: Represents additional shares added to the Warrant as of 10/1/2019 as a result of the formula in the Warrant. Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 16:50 UTC |
KROCHUK TIMOTHY ADirector
|
GrantStock Options (right to buy) · Derivative | 9,900 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001179110-19-010791 · edgar.xml · derivative · entry 2 KROCHUK TIMOTHY A · CIK 0001689217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2029-09-30 Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 20:50 UTC |
Reding Andrew P.Director
|
GrantStock Option (right to buy) · Derivative | 9,900 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001179110-19-010792 · edgar.xml · derivative · entry 2 Reding Andrew P. · CIK 0001478471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2029-09-30 Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 16:50 UTC |
ENGLE J MELVILLEDirector
|
GrantStock Options (right to buy) · Derivative | 9,900 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001179110-19-010790 · edgar.xml · derivative · entry 2 ENGLE J MELVILLE · CIK 0001461906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2029-09-30 Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 20:49 UTC |
GABRIEL RICHARD LDirector
|
GrantStock Options (right to buy) · Derivative | 9,900 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001179110-19-010789 · edgar.xml · derivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2029-09-30 Read SEC document |
| September 30, 2019 Filed Jan 3, 2020 15:07 UTC |
McGoldrick Thomas J.Director
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GrantStock Option (right to buy) · Derivative | 990 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001179110-20-000142 · edgar.xml · derivative · entry 2 McGoldrick Thomas J. · CIK 0001478406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common Stock · 990 shares Expires 2029-09-30 F1 · derivative.exercise_price: Share ownership totals (and exercise price in the case of stock options) have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. F1 · shares: Share ownership totals (and exercise price in the case of stock options) have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. F1 · derivative.underlying_shares: Share ownership totals (and exercise price in the case of stock options) have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. F1 · balance_after: Share ownership totals (and exercise price in the case of stock options) have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 18:09 UTC |
GABRIEL RICHARD LDirector
|
PurchaseCommon Stock | 2,000 | $0.46 | $920.20 |
DisclosureSEC source: 0001179110-19-010147 · edgar.xml · nonDerivative · entry 1 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 01, 2019 Filed Sep 18, 2019 19:46 UTC |
Schwartz Carl I.Director · Chief Executive Officer
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GrantStock Option · Derivative | 60,496 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001179110-19-010447 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,496 Underlying: Common Stock · 60,496 shares Expires 2029-08-31 F3 · kind: Pursuant to the Stock Option Agreement dated September 1, 2019, between the Issuer and the Reporting Person. Read SEC document |
| September 01, 2019 Filed Sep 18, 2019 19:46 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
OtherThird Amended and Restated Common Stock Purchase Warrant · Derivative | 11,506 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001179110-19-010447 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,417 Underlying: Common Stock · 11,506 shares Expires 2024-02-06 F1 · security: On May 21, 2019 the Issuer and the Reporting Person executed the Third Amended and Restated Common Stock Purchase Warrant (the "Warrant") which amends and restates that certain warrant issued on November 30, 2018 (the "Original Warrant"). It included a second investment of an additional $950,000, and a third investment of an additional $300,000 resulting in a total investment of $1,620,000. (See Form 4 filed on December 10, 2018 for details of the Original Warrant.) In addition to the shares reported, the Warrant provides for additional shares to be added to the Warrant beginning on February 1, 2019 and the first day of each calendar month thereafter, equal to one-half percent (1/2%) of the outstanding principal balance of the Note on such date, divided by $0.704. F2 · kind: Represents additional shares added to the Warrant as of 9/1/2019 as a result of the formula in the Third Amended and Restated Warrant. F1 · price: On May 21, 2019 the Issuer and the Reporting Person executed the Third Amended and Restated Common Stock Purchase Warrant (the "Warrant") which amends and restates that certain warrant issued on November 30, 2018 (the "Original Warrant"). It included a second investment of an additional $950,000, and a third investment of an additional $300,000 resulting in a total investment of $1,620,000. (See Form 4 filed on December 10, 2018 for details of the Original Warrant.) In addition to the shares reported, the Warrant provides for additional shares to be added to the Warrant beginning on February 1, 2019 and the first day of each calendar month thereafter, equal to one-half percent (1/2%) of the outstanding principal balance of the Note on such date, divided by $0.704. Read SEC document |
| September 01, 2019 Filed Oct 3, 2019 20:49 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
GrantStock Option · Derivative | 60,496 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001179110-19-010788 · edgar.xml · derivative · entry 4 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,496 Underlying: Common Stock · 60,496 shares Expires 2029-08-30 Read SEC document |
| September 01, 2019 Filed Oct 3, 2019 20:49 UTC |
Schwartz Carl I.Director · Chief Executive Officer
|
OtherThird Amended and Restated Common Stock Purchase Warrant · Derivative | 11,506 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001179110-19-010788 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,417 Underlying: Common Stock · 11,506 shares Expires 2024-02-06 F1 · security: On May 21, 2019 the Issuer and the Reporting Person executed the Third Amended and Restated Common Stock Purchase Warrant (the "Warrant") which amends and restates that certain warrant issued on November 30, 2018 (the "Original Warrant"). It included a second investment of an additional $950,000, and a third investment of an additional $300,000 resulting in a total investment of $1,620,000. (See Form 4 filed on December 10, 2018 for details of the Original Warrant.) In addition to the shares reported, the Warrant provides for additional shares to be added to the Warrant beginning on February 1, 2019 and the first day of each calendar month thereafter, equal to one-half percent (1/2%) of the outstanding principal balance of the Note on such date, divided by $0.704. F2 · kind: Represents additional shares added to the Warrant as of 9/1/2019 as a result of the formula in the Warrant. F2 · price: Represents additional shares added to the Warrant as of 9/1/2019 as a result of the formula in the Warrant. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 19:58 UTC |
GABRIEL RICHARD LDirector
|
PurchaseCommon Stock | 800 | $0.62 | $495.68 |
DisclosureSEC source: 0001179110-19-009834 · edgar.xml · nonDerivative · entry 2 GABRIEL RICHARD L · CIK 0001285097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.