Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axe Compute Inc.POAI · Entity 6706 | Director | March 31, 2020 | April 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axe Compute Inc.
Report date March 31, 2020 · Filed April 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 154,415 |
Reported balance
After 2019-04-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-04 · Conversion · Acquired 62,843 · Balance 154,415 F3: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. F2: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F1: The reporting person acquired 71,821 shares (on a post split basis) of issuer common stock in exchange for an 18% interest in Helomics Holding Corporation ("Helomics") pursuant to Helomics merger into the issuer. Of the 71,821 shares issued to the reporting person in the merger, 17,542 are currently being held in escrow and are subject to forfeiture during the escrow period (until 9/30/2020), to satisfy any claims arising as a result of any breach by Helomics of any of its representations and warranties or covenants in the merger agreement. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.58 · Expires 2030-03-31 | Direct | 3,174 |
Reported balance
After 2020-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-31 · Grant · Acquired 3,174 · Balance 3,174 |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Expires 2020-04-04 | Direct | 0 |
Reported balance
After 2020-04-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-04 · Conversion · Disposed 62,843 · Balance 0 F2: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F3: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired 71,821 shares (on a post split basis) of issuer common stock in exchange for an 18% interest in Helomics Holding Corporation ("Helomics") pursuant to Helomics merger into the issuer. Of the 71,821 shares issued to the reporting person in the merger, 17,542 are currently being held in escrow and are subject to forfeiture during the escrow period (until 9/30/2020), to satisfy any claims arising as a result of any breach by Helomics of any of its representations and warranties or covenants in the merger agreement.
F2: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019.
F3: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2020 Filed Apr 6, 2020 20:36 UTC | Axe Compute Inc. POAI · Entity 6706 | ConversionSeries D Convertible Preferred Stock · Derivative | 62,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004703 · edgar.xml · derivative · entry 3 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,843 shares Expires 2020-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F2 · kind: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F2 · shares: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F3 · price: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 20:36 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004703 · edgar.xml · derivative · entry 2 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Commmon Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 20:38 UTC | Axe Compute Inc. AIPT · Entity 6706 | GrantStock Options (right to buy) · Derivative | 151,260 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001179110-19-004822 · edgar.xml · derivative · entry 3 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,260 Underlying: Common Stock · 151,260 shares Expires 2029-04-04 F3 · derivative.exercise_date: 37,815 shares vest immediately and 37,815 vest on 10/4/2019; the remainder vests quarterly for 18 months. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 20:38 UTC | Axe Compute Inc. AIPT · Entity 6706 | OtherCommon Stock, $.01 par value | 197,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004822 · edgar.xml · nonDerivative · entry 2 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,506 F2 · kind: Shares released from escrow. F2 · price: Shares released from escrow. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 20:38 UTC | Axe Compute Inc. AIPT · Entity 6706 | GrantCommon Stock, $.01 par value | 718,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004822 · edgar.xml · nonDerivative · entry 1 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,205 F1 · price: The reporting person acquired 718,205 shares of issuer common stock in exchange for an 18% interest in Helomics Holding Corporation ("Helomics") pursuant to Helomics merger into the issuer. The shares are valued at $0.7480 per share, the closing price on the date of the closing, 4/4/2019. Of the 718,205 shares issued to the reporting person in the merger, 175,411 are currently being held in escrow and are subject to forfeiture during the escrow period (until 9/30/2020), to satisfy any claims arising as a result of any breach by Helomics of any of its representations and warranties or covenants in the merger agreement. Read SEC document |
| April 04, 2019 Filed Apr 6, 2020 20:36 UTC | Axe Compute Inc. POAI · Entity 6706 | ConversionCommon Stock, $.01 par value | 62,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004703 · edgar.xml · nonDerivative · entry 1 Vardzel Gerald J Jr · CIK 0001751315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. F2 · shares: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F3 · price: Series D Convertible Preferred Stock converted automatically to Common Stock on April 4, 2020 for no additional consideration. F2 · balance_after: Share ownership numbers have been adjusted to take into account the 1-for-10 reverse stock split which occurred on October 25, 2019. F1 · balance_after: The reporting person acquired 71,821 shares (on a post split basis) of issuer common stock in exchange for an 18% interest in Helomics Holding Corporation ("Helomics") pursuant to Helomics merger into the issuer. Of the 71,821 shares issued to the reporting person in the merger, 17,542 are currently being held in escrow and are subject to forfeiture during the escrow period (until 9/30/2020), to satisfy any claims arising as a result of any breach by Helomics of any of its representations and warranties or covenants in the merger agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.