Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC |
O Kane Michael TDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 16,653.7496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · derivative · entry 3 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,653.7496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F3 · derivative.exercise_date: Each RSU is vested. The RSUs settled January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs settled January 6, 2017. F4 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC |
O Kane Michael TDirector
|
Disposition to issuerCommon Shares | 8,330.7498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,812 F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC |
O Kane Michael TDirector
|
Exercise / conversionCommon Shares | 16,653.7496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,142.9872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:44 UTC |
MICHENER JAMES MGeneral Counsel and Secretary
|
Disposition to issuerCommon Shares | 23,062 | $38.73 | $893,191.26 |
DisclosureSEC source: 0001209191-17-002955 · doc4.xml · nonDerivative · entry 1 MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,650.0005 F1 · shares: The Board of Directors authorized the Company to repurchase up to 23,062 Common Shares from the reporting person, which amount is equal to the 23,062 Common Shares which the person received on January 6, 2017 in settlement of the 23,062 restricted shares units ("RSUs") held for him in the employer stock fund of the Assured Guaranty Ltd. Supplemental Employee Retirement Plan (the "AGL SERP"). Because the RSUs could only be settled in Common Shares, they were previously reported on Table I Form 4 filings made by the reporting person at the time of grant and included as part of the total Common Shares held by him. F2 · price: The purchase price per share is equal to the closing price of a Common Share on the New York Stock Exchange on January 6, 2017, which is the date that the reporting person received the distribution of Common Shares from the Company pursuant to the AGL SERP. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:41 UTC |
BORGES FRANCISCO LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,984.6702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002949 · doc4.xml · derivative · entry 3 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,984.6702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F3 · derivative.exercise_date: Each RSU is vested. The RSUs settled January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs settled January 6, 2017. F4 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:41 UTC |
BORGES FRANCISCO LDirector
|
Disposition to issuerCommon Shares | 3,493.6699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002949 · doc4.xml · nonDerivative · entry 2 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,153 F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:41 UTC |
BORGES FRANCISCO LDirector
|
Exercise / conversionCommon Shares | 6,984.6702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002949 · doc4.xml · nonDerivative · entry 1 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,646.6702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| December 21, 2016 Filed Jan 9, 2017 16:42 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002952 · doc4.xml · nonDerivative · entry 3 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,994 F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:14 UTC |
KENNY PATRICK WDirector
|
GrantRestricted Stock Units · Derivative | 98.0886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153006 · doc4.xml · derivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,079.9872 Underlying: Common Shares · 98.0886 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right equivalent to one common share of the Company, 50% of which is payable in common shares and 50% of which is payable in a cash amount equal to the fair market value of one common share of the Company on the settlement date. F2 · shares: Represents accrual of dividend equivalents on RSUs granted pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan which meets the requirements of Rule 16b-3. F3 · derivative.exercise_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F4 · balance_after: The total includes RSUs that were granted prior to January 1, 2009 plus dividend accruals on such RSUs. Because these RSUs originally could be settled solely for common shares, they were previously reported on Table I. On November 2, 2016, the terms of these RSUs were amended to allow settlement in a combination of cash and common shares. Accordingly, these RSUs are now included in total RSUs in Table II and the common shares underlying such RSUs no longer will be included in the total amount of common shares reported in Table I until such time as the RSUs are settled. F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:11 UTC |
BUHL G LAWRENCEDirector
|
GrantRestricted Stock Units · Derivative | 57.3051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152999 · doc4.xml · derivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,820.6197 Underlying: Common Shares · 57.3051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right equivalent to one common share of the Company, 50% of which is payable in common shares and 50% of which is payable in a cash amount equal to the fair market value of one common share of the Company on the settlement date. F2 · shares: Represents accrual of dividend equivalents on RSUs granted pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan which meets the requirements of Rule 16b-3. F3 · derivative.exercise_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F4 · balance_after: The total includes RSUs that were granted prior to January 1, 2009 plus dividend accruals on such RSUs. Because these RSUs originally could be settled solely for common shares, they were previously reported on Table I. On November 2, 2016, the terms of these RSUs were amended to allow settlement in a combination of cash and common shares. Accordingly, these RSUs are now included in total RSUs in Table II and the common shares underlying such RSUs no longer will be included in the total amount of common shares reported in Table I until such time as the RSUs are settled. F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:08 UTC |
BORGES FRANCISCO LDirector
|
GrantRestricted Stock Units · Derivative | 25.2997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152992 · doc4.xml · derivative · entry 1 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984.6702 Underlying: Common Shares · 25.2997 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right equivalent to one common share of the Company, 50% of which is payable in common shares and 50% of which is payable in a cash amount equal to the fair market value of one common share of the Company on the settlement date. F2 · shares: Represents accrual of dividend equivalents on RSUs granted pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan which meets the requirements of Rule 16b-3. F3 · derivative.exercise_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F4 · balance_after: The total includes RSUs that were granted prior to January 1, 2009 plus dividend accruals on such RSUs. Because these RSUs originally could be settled solely for common shares, they were previously reported on Table I. On November 2, 2016, the terms of these RSUs were amended to allow settlement in a combination of cash and common shares. Accordingly, these RSUs are now included in total RSUs in Table II and the common shares underlying such RSUs no longer will be included in the total amount of common shares reported in Table I until such time as the RSUs are settled. F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:16 UTC |
O Kane Michael TDirector
|
GrantRestricted Stock Units · Derivative | 60.3229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153009 · doc4.xml · derivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,653.7496 Underlying: Common Shares · 60.3229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right equivalent to one common share of the Company, 50% of which is payable in common shares and 50% of which is payable in a cash amount equal to the fair market value of one common share of the Company on the settlement date. F2 · shares: Represents accrual of dividend equivalents on RSUs granted pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan which meets the requirements of Rule 16b-3. F3 · derivative.exercise_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F4 · balance_after: The total includes RSUs that were granted prior to January 1, 2009 plus dividend accruals on such RSUs. Because these RSUs originally could be settled solely for common shares, they were previously reported on Table I. On November 2, 2016, the terms of these RSUs were amended to allow settlement in a combination of cash and common shares. Accordingly, these RSUs are now included in total RSUs in Table II and the common shares underlying such RSUs no longer will be included in the total amount of common shares reported in Table I until such time as the RSUs are settled. F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 166,667 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 166,667 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 584,910 (after taking into account 166,667 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 262,465. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 151,192 | $32.10 | $4,853,263.20 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,303.5808 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. F3 · balance_after: Total includes 799 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 166,667 | $26.70 | $4,450,008.90 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,696.5808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionOptions to acquire Common Shares · Derivative | 16,000 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · derivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,000 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F4 · derivative.underlying_shares: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 . F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 . Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC |
Albert HowardChief Risk Officer
|
SaleComnmon Shares | 16,000 | $32.00 | $512,000.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,231.4953 F1 · price: The sale price reported above has been rounded to the nearest cent. F2 · balance_after: Total includes 492 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 16,000 | $26.70 | $427,200.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,739.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:10 UTC |
MICHENER JAMES MGeneral Counsel and Secretary
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 50,000 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148946 · doc4.xml · derivative · entry 4 MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 96,962 (after taking into account 50,000 options exercised on 11/4/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,206. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:10 UTC |
MICHENER JAMES MGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 45,585 | $31.80 | $1,449,603.00 |
DisclosureSEC source: 0001209191-16-148946 · doc4.xml · nonDerivative · entry 3 MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,712.0005 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:10 UTC |
MICHENER JAMES MGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 50,000 | $26.70 | $1,335,000.00 |
DisclosureSEC source: 0001209191-16-148946 · doc4.xml · nonDerivative · entry 2 MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,297.0005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:09 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 16,000 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148944 · doc4.xml · derivative · entry 3 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,000 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F4 · derivative.underlying_shares: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 59,094 (after taking into account 16,000 options exercised on 11/4/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 55,553. F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 59,094 (after taking into account 16,000 options exercised on 11/4/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 55,553. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:09 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 14,758 | $31.80 | $469,304.40 |
DisclosureSEC source: 0001209191-16-148944 · doc4.xml · nonDerivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,646.0819 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:09 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 16,000 | $26.70 | $427,200.00 |
DisclosureSEC source: 0001209191-16-148944 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,404.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2016 Filed Nov 9, 2016 00:10 UTC |
MICHENER JAMES MGeneral Counsel and Secretary
|
GiftCommon Shares | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148946 · doc4.xml · nonDerivative · entry 1 MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,297.0005 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.