Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 12, 2018 00:08 UTC |
Stern Bruce E.Executive Officer
|
Exercise / conversionCommon Shares | 6,723 | $17.44 | $117,249.12 |
DisclosureSEC source: 0001209191-18-062081 · doc4.xml · nonDerivative · entry 1 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,684.3073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 2,241 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · derivative · entry 6 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,844 Underlying: Common Shares · 2,241 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 26,435 performance share units of various tranches. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 5,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · derivative · entry 5 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,085 Underlying: Common Shares · 5,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested as follows: 1/3 on February 5, 2010, 1/3 on February 5, 2011 and 1/3 on February 5, 2012. F2 · balance_after: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 26,435 performance share units of various tranches. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
SaleCommon Shares | 1,635 | $41.50 | $67,852.50 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · nonDerivative · entry 4 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,850.0408 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 2,241 | $17.44 | $39,083.04 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · nonDerivative · entry 3 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,485.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
SaleCommon Shares | 3,078 | $42.00 | $129,276.00 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,244.0408 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:31 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 5,000 | $7.44 | $37,200.00 |
DisclosureSEC source: 0001209191-18-061354 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,322.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 2,241 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · derivative · entry 6 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,241 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 12,598 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 9,296. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 4,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · derivative · entry 5 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 12,598 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 9,296. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,626 | $42.28 | $68,747.28 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · nonDerivative · entry 4 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,893 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 2,241 | $17.44 | $39,083.04 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · nonDerivative · entry 3 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 2,459 | $42.28 | $103,966.52 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,278 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:38 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 4,000 | $7.44 | $29,760.00 |
DisclosureSEC source: 0001209191-18-052082 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,398 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 7 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,398 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 8,964 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 6 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,964 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 5 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/24/2011, 1/3 on 02/24/2012 and 1/3 on 02/24/2013. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
SaleCommon Shares | 29,362 | $42.36 | $1,243,774.32 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,952.4578 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $42.32 and $42.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 10,398 | $19.24 | $200,057.52 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,314.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 8,964 | $17.44 | $156,332.16 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,916.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 10,000 | $19.79 | $197,900.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,952.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:29 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 6,723 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-051124 · doc4.xml · derivative · entry 5 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,723 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 28,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 60,478. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:29 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-051124 · doc4.xml · derivative · entry 4 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 28,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 60,478. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:29 UTC |
Bailenson RobertChief Financial Officer
|
SaleCommon Shares | 16,723 | $40.42 | $675,943.66 |
DisclosureSEC source: 0001209191-18-051124 · doc4.xml · nonDerivative · entry 3 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,786.0819 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.38 and $40.461 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:29 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 6,723 | $17.44 | $117,249.12 |
DisclosureSEC source: 0001209191-18-051124 · doc4.xml · nonDerivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,509.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:29 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 10,000 | $7.44 | $74,400.00 |
DisclosureSEC source: 0001209191-18-051124 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,786.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 16:49 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 4,300 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-18-050092 · doc4.xml · derivative · entry 4 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,306 Underlying: Common Shares · 4,300 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 16:49 UTC |
KENNY PATRICK WDirector
|
SaleCommon Shares | 4,300 | $41.21 | $177,203.00 |
DisclosureSEC source: 0001209191-18-050092 · doc4.xml · nonDerivative · entry 3 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,468 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $41.20 and $41.25 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 16:49 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionCommon Shares | 4,300 | $11.13 | $47,859.00 |
DisclosureSEC source: 0001209191-18-050092 · doc4.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 35,932 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 20 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 35,932 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
SaleCommon Shares | 35,932 | $40.70 | $1,462,432.40 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 13 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F5 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 35,932 | $17.44 | $626,654.08 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 12 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208,060.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 76,123 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 19 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,932 Underlying: Common Shares · 76,123 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 42,171 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 18 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 42,171 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
SaleCommon Shares | 118,294 | $40.73 | $4,818,114.62 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 11 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 76,123 | $17.44 | $1,327,585.12 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 10 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290,422.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 42,171 | $7.44 | $313,752.24 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 9 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,299.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 57,829 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 17 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,171 Underlying: Common Shares · 57,829 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
SaleCommon Shares | 57,829 | $41.08 | $2,375,615.32 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 8 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 57,829 | $7.44 | $430,247.76 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,957.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| June 27, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,480.0034 Read SEC document |
| June 27, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 5 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,580.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 4 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,860.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,420.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 5,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,120.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 5,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,680.0034 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 3,361 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · derivative · entry 6 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,361 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 14,750 (after taking into account 13,361 options exercised on 06/13/2018). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 30,554. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · derivative · entry 5 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 14,750 (after taking into account 13,361 options exercised on 06/13/2018). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 30,554. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
SaleCommon Shares | 3,361 | $37.77 | $126,944.97 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.768 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 3,361 | $17.44 | $58,615.84 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,692.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
SaleCommon Shares | 10,000 | $37.67 | $376,700.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.59 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.