Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2019 Filed Oct 10, 2019 20:38 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 11,600 | $44.80 | $519,680.00 |
DisclosureSEC source: 0001209191-19-052930 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,800 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $44.33 and $44.99 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 20:38 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 11,600 | $44.09 | $511,444.00 |
DisclosureSEC source: 0001209191-19-052930 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,200 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.64 and $44.32 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 20:32 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 11,600 | $44.17 | $512,372.00 |
DisclosureSEC source: 0001209191-19-052762 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,600 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $44.01 and $44.45 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 20:32 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $43.61 | $523,320.00 |
DisclosureSEC source: 0001209191-19-052762 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.46 and $43.80 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 20:15 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $43.45 | $521,400.00 |
DisclosureSEC source: 0001209191-19-052551 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.08 and $43.68 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:15 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $43.29 | $519,480.00 |
DisclosureSEC source: 0001209191-19-052551 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $42.98 and $43.78 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 2,500 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · derivative · entry 6 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,898 Underlying: Common Shares · 2,500 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 9,296 performance share units of various tranches. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 6,200 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · derivative · entry 5 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Underlying: Common Shares · 6,200 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on February 7, 2014, 1/3 on February 7, 2015 and 1/3 on February 7, 2016. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 9,296 performance share units of various tranches. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,842 | $45.31 | $83,461.02 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · nonDerivative · entry 4 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,177 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 2,500 | $19.79 | $49,475.00 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · nonDerivative · entry 3 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 4,532 | $45.31 | $205,344.92 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,519 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:07 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 6,200 | $19.24 | $119,288.00 |
DisclosureSEC source: 0001209191-19-049524 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 5,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · derivative · entry 6 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 16,138 performance share units of various tranches. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 3,844 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · derivative · entry 5 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares · 3,844 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 16,138 performance share units of various tranches. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
SaleCommon Shares | 3,760 | $45.14 | $169,726.40 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · nonDerivative · entry 4 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,445.0408 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.12 and $45.166 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 5,000 | $19.79 | $98,950.00 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · nonDerivative · entry 3 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,205.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
SaleCommon Shares | 2,868 | $45.17 | $129,547.56 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,205.0408 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.1506 and $45.17 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:04 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 3,844 | $19.24 | $73,958.56 |
DisclosureSEC source: 0001209191-19-049520 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,073.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · derivative · entry 6 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 17,168 performance share units of various tranches. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 4,058 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · derivative · entry 5 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 4,058 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 17,168 performance share units of various tranches. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
SaleCommon Shares | 10,000 | $44.26 | $442,600.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.16 and $44.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 10,000 | $19.79 | $197,900.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,085.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
SaleCommon Shares | 4,058 | $44.29 | $179,728.82 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.24 and $44.39 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 4,058 | $19.24 | $78,075.92 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,143.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 22:16 UTC |
Bieling LauraChief Accounting Officer*
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 4,000 | $0.00 Strike: $16.31 | $0.00 |
DisclosureSEC source: 0001209191-19-048812 · doc4.xml · derivative · entry 3 Bieling Laura · CIK 0001770196 · Chief Accounting Officer* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749 Underlying: Common Shares · 4,000 shares Expires 2019-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on November 4, 2010, 1/3 on November 4, 2011 and 1/3 on November 4, 2012. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 22:16 UTC |
Bieling LauraChief Accounting Officer*
|
Tax withholdingCommon Shares | 2,725 | $43.51 | $118,564.75 |
DisclosureSEC source: 0001209191-19-048812 · doc4.xml · nonDerivative · entry 2 Bieling Laura · CIK 0001770196 · Chief Accounting Officer* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 22:16 UTC |
Bieling LauraChief Accounting Officer*
|
Exercise / conversionCommon Shares | 4,000 | $16.31 | $65,240.00 |
DisclosureSEC source: 0001209191-19-048812 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:50 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
SaleCommon Shares | 30,300 | $43.70 | $1,324,110.00 |
DisclosureSEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,305.0034 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.47 and $44.05 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: Total includes 574 shares purchased on 06/30/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| May 23, 2019 Filed Jan 29, 2020 16:29 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005366 · doc5.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,994 Read SEC document |
| May 23, 2019 Filed Jan 29, 2020 16:29 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005366 · doc5.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,194 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:01 UTC |
Omura YukikoDirector
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028588 · doc4.xml · nonDerivative · entry 2 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,164 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:45 UTC |
Kreczko Alan JDirector
|
GrantCommon Shares | 7,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028574 · doc4.xml · nonDerivative · entry 2 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,449 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 17:43 UTC |
KENNY PATRICK WDirector
|
GrantCommon Shares | 3,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028572 · doc4.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,844 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 17:32 UTC |
BUHL G LAWRENCEDirector
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028558 · doc4.xml · nonDerivative · entry 2 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,750 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:56 UTC |
O Kane Michael TDirector
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028582 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,887 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:48 UTC |
Leathes Simon WDirector
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028577 · doc4.xml · nonDerivative · entry 2 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,588 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:40 UTC |
JONES THOMAS WDirector
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028568 · doc4.xml · nonDerivative · entry 2 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,877 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:38 UTC |
Howard Bonnie L.Director
|
GrantCommon Shares | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028566 · doc4.xml · nonDerivative · entry 2 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,230 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:29 UTC |
BORGES FRANCISCO LDirector
|
GrantCommon Shares | 10,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028551 · doc4.xml · nonDerivative · entry 2 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,408 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2020 annual shareholders meeting. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:01 UTC |
Omura YukikoDirector
|
Tax withholdingCommon Shares | 1,800 | $46.21 | $83,178.00 |
DisclosureSEC source: 0001209191-19-028588 · doc4.xml · nonDerivative · entry 1 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,010 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:45 UTC |
Kreczko Alan JDirector
|
Tax withholdingCommon Shares | 1,832 | $46.21 | $84,656.72 |
DisclosureSEC source: 0001209191-19-028574 · doc4.xml · nonDerivative · entry 1 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,381 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:43 UTC |
KENNY PATRICK WDirector
|
Tax withholdingCommon Shares | 1,136 | $46.21 | $52,494.56 |
DisclosureSEC source: 0001209191-19-028572 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,038 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:32 UTC |
BUHL G LAWRENCEDirector
|
Tax withholdingCommon Shares | 883 | $46.21 | $40,803.43 |
DisclosureSEC source: 0001209191-19-028558 · doc4.xml · nonDerivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,596 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:56 UTC |
O Kane Michael TDirector
|
Tax withholdingCommon Shares | 883 | $46.21 | $40,803.43 |
DisclosureSEC source: 0001209191-19-028582 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,733 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:48 UTC |
Leathes Simon WDirector
|
Tax withholdingCommon Shares | 1,800 | $46.21 | $83,178.00 |
DisclosureSEC source: 0001209191-19-028577 · doc4.xml · nonDerivative · entry 1 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,434 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:40 UTC |
JONES THOMAS WDirector
|
Tax withholdingCommon Shares | 883 | $46.21 | $40,803.43 |
DisclosureSEC source: 0001209191-19-028568 · doc4.xml · nonDerivative · entry 1 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,723 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
Howard Bonnie L.Director
|
Tax withholdingCommon Shares | 883 | $46.21 | $40,803.43 |
DisclosureSEC source: 0001209191-19-028566 · doc4.xml · nonDerivative · entry 1 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,076 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:29 UTC |
BORGES FRANCISCO LDirector
|
Tax withholdingCommon Shares | 3,066 | $46.21 | $141,679.86 |
DisclosureSEC source: 0001209191-19-028551 · doc4.xml · nonDerivative · entry 1 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,751 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:25 UTC |
Bieling LauraChief Accounting Officer*
|
GrantCommon Shares | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028542 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,224 F1 · price: Restricted stock units ("RSUs") awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). These RSUs vest as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one (1) common share will be delivered for each vested RSU. Read SEC document |
| April 10, 2019 Filed Aug 23, 2019 20:50 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GiftCommon Shares | 10,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,031.0034 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.