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AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
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808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 11, 2019 17:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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February 08, 2019 Filed Feb 11, 2019 17:52 UTC Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 16:15 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.83 $90,246.39
Disclosure

SEC source: 0001683168-19-000270 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,334

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $11.19, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
February 01, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantStock Option (Right to Buy) · Derivative 2,540 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · derivative · entry 14

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Underlying: Common Stock · 2,540 shares

Expires 2029-02-01

F4 · derivative.exercise_date: 5/12ths of these Stock Options were exercisable immediately and the remaining 7/12ths became exercisable in seven equal monthly installments beginning on the date one month after the grant date.

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January 31, 2019 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 11

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,351

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2019 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 10

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,168

F3 · shares: These shares were issued to the reporting person as part of EXP World Holdings, Inc.'s Real Estate Agent Growth Incentive Program.

Read SEC document
January 31, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 9

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,585

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 14

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,063

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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January 31, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 7

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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January 31, 2019 Filed Sep 2, 2021 23:32 UTC
Onnen StaceyPresident, U.S. Brokerage Ops
GrantRestricted Stock Units · Derivative 74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005780 · primarydocument.xml · derivative · entry 7

Onnen Stacey · CIK 0001776376 · President, U.S. Brokerage Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 74 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F6 · kind: The RSU grant reported in this Form 4 as awarded to the Reporting Person was not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table II disclosed on the Form 3 previously filed on behalf of the Reporting Person.

F10 · derivative.exercise_date: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on January 31, 2022, as long as the reporting person continues to provide service to eXp through the respective vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 16:05 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.12 $84,329.96
Disclosure

SEC source: 0001683168-19-000215 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,667

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.28, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
January 17, 2019 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 8

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · kind: This amendment is being filed to correct errors in a Form 4 of the reporting person filed on February 14, 2019 (the "Prior Form 4") as described in this and other footnotes to this Form 4. This amendment amends and restates the Prior Form 4 in its entirety. This line item reflects shares granted under an employment agreement by and between the reporting person and a subsidiary of EXP World Holdings, Inc. (the "Issuer") pursuant to which the Issuer shall issue 50,000 shares of common stock to the reporting person in 16 equal quarterly installments beginning July 17, 2017.

Read SEC document
December 31, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 9

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,168

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
December 31, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 8

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,885

F3 · shares: These shares were issued to the reporting person as part of EXP World Holdings, Inc.'s Real Estate Agent Growth Incentive Program.

Read SEC document
December 31, 2018 Filed Aug 29, 2019 18:02 UTC
Truax SusanDirector
GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 5

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
December 31, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 8

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,402

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
December 31, 2018 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 11

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,840

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

Read SEC document
December 28, 2018 Filed Mar 15, 2019 20:08 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 7

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,885

Read SEC document
December 20, 2018 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · derivative · entry 12

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This line item reflects a February 12, 2019 exercise of Stock Options by the reporting person that was incorrectly reported in the Prior Form 4.

F7 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
December 20, 2018 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
SaleCommon Stock 15,625 $7.74 $120,937.50
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 7

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F2 · kind: This line item reflects a December 20, 2018 sale by the reporting person of 15,625 shares of Common Stock that was inadvertently omitted from the Prior Form 4.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.89, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
December 17, 2018 Filed Aug 29, 2019 22:09 UTC SaleCommon Stock 29,876 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 7

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,119

Read SEC document
November 30, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 6

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,885

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 30, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 5

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,700

F2 · shares: Represents a portion of an award of 1,000,000 shares of restricted stock granted on February 25, 2015 (the "Award Date") that vested in four equal installments on the dates indicated above upon the satisfaction of certain performance-based conditions.

Read SEC document
November 30, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 6

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,995

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 29, 2018 Filed Dec 11, 2018 21:52 UTC
Cahir DanielDirector
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001683168-18-003664 · ownership.xml · derivative · entry 1

Cahir Daniel · CIK 0001761036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-11-29

F1 · derivative.exercise_date: This Stock Option vests in 36 equal monthly installments beginning on November 29, 2018.

Read SEC document
November 23, 2018 Filed Aug 1, 2019 20:55 UTC
Gesing JasonDirector · Exec VP, Business Development
GrantCommon Stock 7,934 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004125 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,880

F1 · shares: Represents an award of restricted stock granted on November 23, 2016 that vested upon the satisfaction of certain performance-based conditions.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,077 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,800

Underlying: Common Stock · 3,077 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC SaleCommon Stock 3,077 $12.53 $38,554.81
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.60, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:26 UTC Exercise / conversionCommon Stock 3,077 $1.76 $5,415.52
Disclosure

SEC source: 0001683168-18-003465 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,077

Underlying: Common Stock · 800 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC SaleCommon Stock 800 $12.50 $10,000.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 19:11 UTC Exercise / conversionCommon Stock 800 $1.76 $1,408.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · derivative · entry 9

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,701

Underlying: Common Stock · 5,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 00:25 UTC SaleCommon Stock 5,000 $12.61 $63,050.00
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionCommon Stock 5,000 $1.76 $8,800.00
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,123 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,877

Underlying: Common Stock · 6,123 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC SaleCommon Stock 6,123 $12.58 $77,027.34
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.80, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:11 UTC Exercise / conversionCommon Stock 6,123 $1.76 $10,776.48
Disclosure

SEC source: 0001683168-18-003313 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,399 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · derivative · entry 8

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,701

Underlying: Common Stock · 3,399 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 00:25 UTC SaleCommon Stock 3,399 $12.07 $41,025.93
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form.

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November 05, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionCommon Stock 3,399 $1.76 $5,982.24
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,601 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · derivative · entry 7

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,100

Underlying: Common Stock · 1,601 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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November 02, 2018 Filed Nov 7, 2018 00:25 UTC SaleCommon Stock 1,601 $12.02 $19,244.02
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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November 02, 2018 Filed Nov 7, 2018 00:25 UTC Exercise / conversionCommon Stock 1,601 $1.76 $2,817.76
Disclosure

SEC source: 0001683168-18-003256 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2018 Filed Nov 19, 2018 21:35 UTC
Whiteside JeffCFO and CCO
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $11.65 $0.00
Disclosure

SEC source: 0001683168-18-003502 · ownership.xml · derivative · entry 1

Whiteside Jeff · CIK 0001758722 · CFO and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-11-01

F1 · derivative.exercise_date: This Stock Option vests in 16 equal quarterly installments beginning on February 1, 2019.

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October 31, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 193 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 4

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,700

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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October 31, 2018 Filed Aug 29, 2019 18:02 UTC
Truax SusanDirector
GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 4

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

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October 31, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 193 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 5

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,810

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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October 31, 2018 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 13

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,375

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

F4 · balance_after: Share total reflects the foreiture of 75 Restricted Stock Units issued on October 31, 2018 prior to their vesting.

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October 31, 2018 Filed Aug 24, 2021 21:51 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
GrantRestricted Stock Units · Derivative 150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005553 · primarydocument.xml · derivative · entry 8

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 150 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F8 · derivative.exercise_date: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on October 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.