Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNT, Inc.EXPI · Entity 5272 | Chief Accounting Officer | March 16, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNT, Inc.
Report date March 16, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 500,000 |
Reported balance
After 2020-03-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-16 · Exercise / conversion · Acquired 31,250 · Balance 500,000 F1: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2026-03-16 | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-16 · Exercise / conversion · Disposed 31,250 · Balance 0 F2: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on March 16, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.
F2: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on March 16, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 17, 2020 16:07 UTC | AGNT, Inc. EXPI · Entity 5272 | Exercise / conversionStock Option (Right to Buy) · Derivative | 31,250 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001562180-20-002576 · primarydocument.xml · derivative · entry 2 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on March 16, 2020. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:07 UTC | AGNT, Inc. EXPI · Entity 5272 | Exercise / conversionCommon Stock | 31,250 | $0.80 | $25,000.00 |
DisclosureSEC source: 0001562180-20-002576 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 16:10 UTC | AGNT, Inc. EXPI · Entity 5272 | Exercise / conversionStock Option (Right to Buy) · Derivative | 468,750 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001562180-20-000270 · primarydocument.xml · derivative · entry 2 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 468,750 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reporting person received a grant of 100,000 shares of restricted common stock, which vests as to 25,000 shares upon the completion of each three-month period after the grant date. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 16:10 UTC | AGNT, Inc. EXPI · Entity 5272 | Exercise / conversionCommon Stock | 468,750 | $0.80 | $375,000.00 |
DisclosureSEC source: 0001562180-20-000270 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 468,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:26 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,334 | $11.02 | $91,840.68 |
DisclosureSEC source: 0001562180-19-005922 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.94 to $11.17, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:58 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 25,002 | $10.00 | $250,020.00 |
DisclosureSEC source: 0001562180-19-005503 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,334 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 19:06 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.12 | $84,329.96 |
DisclosureSEC source: 0001562180-19-004195 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,336 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.30, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 17:28 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.35 | $86,246.55 |
DisclosureSEC source: 0001562180-19-003905 · primarydocument.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,669 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.66, inclusive.The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| June 04, 2019 Filed Jun 10, 2019 21:16 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.05 | $83,746.65 |
DisclosureSEC source: 0001683168-19-001844 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,002 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| May 06, 2019 Filed May 8, 2019 17:18 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.04 | $83,663.32 |
DisclosureSEC source: 0001683168-19-001420 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,335 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 17:09 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.36 | $86,329.88 |
DisclosureSEC source: 0001683168-19-000968 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,668 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.55, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 16:15 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $11.03 | $91,912.99 |
DisclosureSEC source: 0001683168-19-000553 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 75,001 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.78 to $11.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 16:15 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.83 | $90,246.39 |
DisclosureSEC source: 0001683168-19-000270 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,334 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $11.19, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 16:05 UTC | AGNT, Inc. EXPI · Entity 5272 | SaleCommon Stock | 8,333 | $10.12 | $84,329.96 |
DisclosureSEC source: 0001683168-19-000215 · ownership.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,667 F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.28, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| March 16, 2016 Filed Sep 15, 2016 21:13 UTC | AGNT, Inc. EXPI · Entity 5272 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001683168-16-000138 · goldman_frm4.xml · derivative · entry 2 Goldman Alan M. · CIK 0001684717 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-03-16 F2 · derivative.exercise_date: The stock option shares vest as to 31,250 shares upon the completion of each three-month period, becoming fully vested after four years of continuous employment. Read SEC document |
| March 16, 2016 Filed Sep 15, 2016 21:13 UTC | AGNT, Inc. EXPI · Entity 5272 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000138 · goldman_frm4.xml · nonDerivative · entry 1 Goldman Alan M. · CIK 0001684717 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · balance_after: Reporting person received a grant of 100,000 shares of restricted common stock, which vests as to 25,000 shares upon the completion of each three-month period after the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.