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Truax Susan

Disclosed activity across 1 company

Tapewire entity
147763
SEC CIK
0001751440

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AGNT, Inc.

Report date June 30, 2017 · Filed July 17, 2020

Section 16 reporting ended · disclosed 2020-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect595 Reported balance After 2017-06-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-06-30 · Grant · Acquired 250 · Balance 595

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect770 Reported balance After 2017-08-31 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-08-31 · Grant · Acquired 175 · Balance 770

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect1,270 Reported balance After 2018-02-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2018-02-28 · Grant · Acquired 250 · Balance 1,270

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect1,498 Reported balance After 2018-04-30 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2018-04-30 · Grant · Acquired 50 · Balance 1,498

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect1,684 Reported balance After 2018-06-30 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2018-06-30 · Grant · Acquired 100 · Balance 1,684

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect1,927 Reported balance After 2018-07-31 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2018-07-31 · Grant · Acquired 150 · Balance 1,927

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,559 Reported balance After 2019-01-31 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2019-01-31 · Grant · Acquired 19 · Balance 2,559

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,633 Reported balance After 2019-03-31 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2019-03-31 · Grant · Acquired 74 · Balance 2,633

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,673 Reported balance After 2019-05-31 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2019-05-31 · Grant · Acquired 40 · Balance 2,673

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,711 Reported balance After 2019-07-31 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2019-07-31 · Grant · Acquired 38 · Balance 2,711

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,759 Reported balance After 2019-09-30 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2019-09-30 · Grant · Acquired 48 · Balance 2,759

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,795 Reported balance After 2019-12-31 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2019-12-31 · Grant · Acquired 36 · Balance 2,795

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect2,817 Reported balance After 2020-04-30 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2020-04-30 · Grant · Acquired 22 · Balance 2,817

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.95 · Expires 2029-02-01Direct2,540 Reported balance After 2019-02-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-02-01 · Grant · Acquired 2,540 · Balance 2,540

F4: 5/12ths of these Stock Options were exercisable immediately and the remaining 7/12ths became exercisable in seven equal monthly installments beginning on the date one month after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3: Includes unvested Restricted Stock Units.

F4: 5/12ths of these Stock Options were exercisable immediately and the remaining 7/12ths became exercisable in seven equal monthly installments beginning on the date one month after the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 13

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
December 31, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 12

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
September 30, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 11

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
July 31, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 10

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
May 31, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 9

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
March 31, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 8

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
February 01, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantStock Option (Right to Buy) · Derivative 2,540 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · derivative · entry 14

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Underlying: Common Stock · 2,540 shares

Expires 2029-02-01

F4 · derivative.exercise_date: 5/12ths of these Stock Options were exercisable immediately and the remaining 7/12ths became exercisable in seven equal monthly installments beginning on the date one month after the grant date.

Read SEC document
January 31, 2019 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 7

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
December 31, 2018 Filed Aug 29, 2019 18:02 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 5

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
October 31, 2018 Filed Aug 29, 2019 18:02 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 4

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
September 30, 2018 Filed Aug 29, 2019 18:02 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 3

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
August 31, 2018 Filed Aug 29, 2019 18:02 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 2

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
July 31, 2018 Filed Aug 29, 2019 18:02 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 1

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
July 31, 2018 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 6

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
June 30, 2018 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 5

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
May 31, 2018 Filed Aug 30, 2018 17:14 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 86 $11.99 $1,031.14
Disclosure

SEC source: 0001683168-18-002570 · ownership.xml · nonDerivative · entry 4

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

F1 · shares: These shares were acquired under the Issuer's 2015 Agent Equity Program.

Read SEC document
April 30, 2018 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 4

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
March 31, 2018 Filed Aug 30, 2018 17:14 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 178 $9.67 $1,721.26
Disclosure

SEC source: 0001683168-18-002570 · ownership.xml · nonDerivative · entry 3

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395

F1 · shares: These shares were acquired under the Issuer's 2015 Agent Equity Program.

Read SEC document
February 28, 2018 Filed Aug 30, 2018 17:14 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 161 $10.56 $1,700.16
Disclosure

SEC source: 0001683168-18-002570 · ownership.xml · nonDerivative · entry 2

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217

F1 · shares: These shares were acquired under the Issuer's 2015 Agent Equity Program.

Read SEC document
February 28, 2018 Filed Sep 13, 2019 13:20 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 33 $10.53 $347.49
Disclosure

SEC source: 0001562180-19-004793 · primarydocument.xml · nonDerivative · entry 1

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

F1 · shares: These shares were acquired under the Issuer's 2015 Agent Equity Program.

Read SEC document
February 28, 2018 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 3

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
December 31, 2017 Filed Aug 30, 2018 17:14 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 56 $5.86 $328.16
Disclosure

SEC source: 0001683168-18-002570 · ownership.xml · nonDerivative · entry 1

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

F1 · shares: These shares were acquired under the Issuer's 2015 Agent Equity Program.

Read SEC document
December 29, 2017 Filed Aug 30, 2018 17:14 UTC AGNT, Inc. EXPI · Entity 5272 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001683168-18-002570 · ownership.xml · derivative · entry 5

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-12-29

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August 31, 2017 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 2

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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June 30, 2017 Filed Jul 17, 2020 17:00 UTC AGNT, Inc. EXPI · Entity 5272 GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 1

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.