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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
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808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2019 Filed May 8, 2019 21:18 UTC SaleCommon Stock 15,000 $10.04 $150,600.00
Disclosure

SEC source: 0001683168-19-001421 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.93 to $10.23, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 06, 2019 Filed May 8, 2019 21:18 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-19-001421 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 12

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,131

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 12

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,937

F2 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 17

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,723

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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April 17, 2019 Filed Apr 19, 2019 20:15 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-001134 · ownership.xml · derivative · entry 3

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:15 UTC
Petronis ScottChf Product and Tech Officer
SaleCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001683168-19-001134 · ownership.xml · nonDerivative · entry 2

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:15 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionCommon Stock 5,000 $3.55 $17,750.00
Disclosure

SEC source: 0001683168-19-001134 · ownership.xml · nonDerivative · entry 1

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC SaleCommon Stock 11,000 $10.17 $111,870.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 16:30 UTC Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000983 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 17:09 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.36 $86,329.88
Disclosure

SEC source: 0001683168-19-000968 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,668

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.55, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
March 31, 2019 Filed Apr 26, 2019 20:15 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-001210 · ownership.xml · nonDerivative · entry 4

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,753

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
March 31, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 11

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,947

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
March 31, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 16

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 22,284

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
March 31, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 15

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,723

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
March 31, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 8

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 16,226 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,701

Underlying: Common Stock · 16,226 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:53 UTC SaleCommon Stock 16,226 $10.56 $171,346.56
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.69, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:53 UTC Exercise / conversionCommon Stock 16,226 $1.76 $28,557.76
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2019 Filed Aug 29, 2019 22:05 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 16,266 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004530 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,661

Underlying: Common Stock · 16,266 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
March 26, 2019 Filed Aug 29, 2019 22:05 UTC Amendment SaleCommon Stock 16,226 $10.56 $171,346.56
Disclosure

SEC source: 0001562180-19-004530 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.69, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 26, 2019 Filed Aug 29, 2019 22:05 UTC Amendment Exercise / conversionCommon Stock 16,266 $1.76 $28,628.16
Disclosure

SEC source: 0001562180-19-004530 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction, filed on March 27, 2019 (the "Original Form 4"), is being amended to correct the number of shares with respect to which the Stock Option was exercised, which was inadvertantly reported as 16,226 in the Original Form 4. This amendment to the Orginal Form 4 also updates the amounts of Common Stock and the Stock Option beneficially owned following the reported transactions to reflect such correction.

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March 25, 2019 Filed Mar 27, 2019 21:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,927

Underlying: Common Stock · 2,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 21:53 UTC SaleCommon Stock 2,500 $10.80 $27,000.00
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 25, 2019 Filed Mar 27, 2019 21:53 UTC Exercise / conversionCommon Stock 2,500 $1.76 $4,400.00
Disclosure

SEC source: 0001683168-19-000800 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 22:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 14,274 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,427

Underlying: Common Stock · 14,274 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 22:02 UTC SaleCommon Stock 14,274 $11.21 $160,011.54
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 22:02 UTC Exercise / conversionCommon Stock 14,274 $1.76 $25,122.24
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 21:59 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 17,000 $11.09 $188,530.00
Disclosure

SEC source: 0001683168-19-000770 · ownership.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,024,144

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00to $11.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,701

Underlying: Common Stock · 17,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:02 UTC SaleCommon Stock 17,000 $11.41 $193,970.00
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.56, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:02 UTC Exercise / conversionCommon Stock 17,000 $1.76 $29,920.00
Disclosure

SEC source: 0001683168-19-000771 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 21:59 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 3,000 $11.37 $34,110.00
Disclosure

SEC source: 0001683168-19-000770 · ownership.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,041,144

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 21, 2019 Filed Apr 26, 2019 20:15 UTC PurchaseCommon Stock 8,300 $11.45 $95,035.00
Disclosure

SEC source: 0001683168-19-001210 · ownership.xml · nonDerivative · entry 3

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 11,070

Read SEC document
March 21, 2019 Filed Apr 26, 2019 20:15 UTC PurchaseCommon Stock 6,040 $11.44 $69,097.60
Disclosure

SEC source: 0001683168-19-001210 · ownership.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,569

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:24 UTC
Bramble JamesGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001683168-19-000740 · ownership.xml · derivative · entry 1

Bramble James · CIK 0001441438 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-03-18

F1 · derivative.exercise_date: This Stock Option vests in 16 equal quarterly installments beginning on March 18, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:44 UTC
Petronis ScottSee Remarks **
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-000670 · ownership.xml · derivative · entry 3

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:44 UTC
Petronis ScottSee Remarks **
SaleCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001683168-19-000670 · ownership.xml · nonDerivative · entry 2

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

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March 12, 2019 Filed Mar 14, 2019 21:44 UTC
Petronis ScottSee Remarks **
Exercise / conversionCommon Stock 5,000 $3.55 $17,750.00
Disclosure

SEC source: 0001683168-19-000670 · ownership.xml · nonDerivative · entry 1

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2019 Filed Mar 11, 2019 18:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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March 08, 2019 Filed Mar 11, 2019 18:20 UTC SaleCommon Stock 11,000 $9.95 $109,450.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.89 to $10.06, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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March 08, 2019 Filed Mar 11, 2019 18:20 UTC Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-000605 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2019 Filed Mar 5, 2019 16:15 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $11.03 $91,912.99
Disclosure

SEC source: 0001683168-19-000553 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,001

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.78 to $11.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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February 28, 2019 Filed Apr 26, 2019 20:15 UTC GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-001210 · ownership.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,529

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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February 28, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 10

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,763

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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February 12, 2019 Filed Feb 14, 2019 22:30 UTC
Petronis ScottChf Product and Tech Officer
SaleCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001683168-19-000405 · ownership.xml · nonDerivative · entry 2

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.88, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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February 12, 2019 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
SaleCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 10

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F5 · kind: The sale reported in this line item was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.

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February 12, 2019 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
Exercise / conversionCommon Stock 5,000 $3.55 $17,750.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 9

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This line item reflects a February 12, 2019 exercise of Stock Options by the reporting person that was incorrectly reported in the Prior Form 4.

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February 09, 2019 Filed Feb 11, 2019 17:52 UTC SaleCommon Stock 11,000 $10.75 $118,250.00
Disclosure

SEC source: 0001683168-19-000328 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $10.88, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.